Volume 71, Number 3, May-June 2019
Siriraj Medical Journal
SMJ
ISSN 2629-995X
ORIGINAL ARTICLE
175 Managing Difficult Cannulations in Endoscopic Retrograde
Cholangiopancreatography: A Prospective Randomized
Control Trial Study of Precut Needle Knife Sphicterotomy
versus Transpancreatic Sphicterotomy Technique
Surachai Siripornadulsilp, Nisit Tongsiri
181 Mosapride Reduces Prolonged Postoperative Ileus after
Open Colorectal Surgery in the Setting of Enhanced Recovery
after Surgery (ERAS): A Matched Case-Control Study
Varut Lohsiriwat
189 Cardiaovascular Disease Risk Factors in Thai Natural
Menopause with First-Time Diagnosis of Low Bone Mass
Density
Kitirat Techatraisak, Pattra Wisarnsirirak
196 Comparative Study of Health-Related Quality of Life
between Colorectal Cancer Patients with Temporary and
Permanent Stoma
Natharom Chutikamo, et al.
201 An Agreement of Two Tonometers: Goldmann Applanation
and Non-Contact Scheimflug Technology in Healthy,
Ocular Hypertension and Open-angle Glaucoma Patients
Sakaorat Petchyim, et al.
207 The Use of Dual Energy Computerized Tomography to
Detect Residual Viable Hepatocellular Carcinoma after
Transarterial Chemoembolization
Pharida Pengwan, et al.
214 The Effects of the Thai Traditional Medicine of Abdominal
Massage on Defecation in Post Lumbar Laminectomy Patients
Prapapin Siripohn, et al.
220 Prevalence and Factors Associated with Abnormal Cervical
Cell among the Hmong and Mien Hill Tribe Women in
Pha Yao Province, Thailand
Supansa Kuntasorn, et al.
228 Resilience in Medical Doctors within the Areas of the
Southern Thailand Insurgency
Chonnakarn Jatchavala, Jarurin Pitanupong
234 Detection of Specific Autoantibodies in Sera with Negative
Antinuclear Antibody by Indirect Immunofluorescence
Assay but Positive by Enzyme Immunoassay
Ronnachai Viriyataveekul, Jaruda Kobkitjaroen
240 Identification of Apigenin and Luteolin in
Artemisia annua L. for the Quality Control
Rattana Phadungrakwittaya, et al.
REVIEW ARTICLE
246 Telemedicine – Meaning, Challenges and Opportunities
Ittipong Khemapech, et al
www.smj.si.mahidol.ac.th
E-mail: sijournal@mahidol.ac.th
International Association of Surgeons
Gastroenterologists & Oncologists
Thailand Chapter
Thai Association for Gastrointestinal
Endoscopy
Indexed by
By Rattana Phadungrakwittaya, et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
234
Viriyataveekul et al.
Ronnachai Viriyataveekul, M.D., Jaruda Kobkitjaroen, M.D.
Department of Clinical Pathology, Faculty of Medicine Siriraj Hospital, Mahidol University, Bangkok 10700, ailand.
Detection of Specic Autoantibodies in Sera with
Negative Antinuclear Antibody by Indirect
Immunouorescence Assay but Positive by
Enzyme Immunoassay
Corresponding author: Jaruda Kobkitjaroen
E-mail: jaruda.kob@mahidol.ac.th
Received 16 March 2018 Revised 27 November 2018 Accepted 21 February 2019
ORCID ID: http://orcid.org/0000-0002-6553-2185
http://dx.doi.org/10.33192/Smj.2019.36
ABSTRACT
Objective: e aim of this study was to investigate the predictive value of positive enzyme immunoassay (EIA) for
detection of specic autoantibodies in sera negative for antinuclear antibody (ANA) by indirect immunouorescence
(IIF) assay, but positive for ANA by EIA.
Methods: Eighty sera that tested negative for ANA by IIF, but positive for ANA by EIA were included. All sera
were tested for specic autoantibodies by line immunoassay (LIA). e positive predictive value (PPV) of EIA was
calculated using LIA result as a reference standard. Medical records of patients were reviewed. Clinical ndings at
the time of blood sampling for ANA testing and at 5 years aer sampling were obtained.
Results: Twenty-eight sera (35%) were found to be positive by LIA. e PPV of EIA for detection of specic
autoantibodies at the manufacturer’s recommended cut-o was 35.0% (95% CI: 24.5-45.5%). e most prevalent
antibodies were anti-SSA/Ro60 (64.3%, 95% CI: 46.5-82.0%), anti-Ro52 (25.0%, 95% CI: 9.0-41.0%), and anti-SSB/
La (10.7%, 95% CI: 0-22.2%). A diagnosis of systemic autoimmune rheumatic disease was established in 7 patients
(25%) at the time of blood sampling, and 4 patients (14.3%) were diagnosed with non-rheumatic autoimmune disease.
Conclusion: EIA testing in IIF-ANA negative sera yielded a chance to detect antinuclear antibodies. However, the
poor PPV of EIA may have low benet in real-life clinical practice. Anti-SSA/Ro60 was the most prevalent antibody
detected. A high proportion of LIA-ANA positive patients were not diagnosed as autoimmune disease at the time
of antibody detection.
Keywords: Antinuclear antibody; extractable nuclear antigen; enzyme immunoassay; indirect immunouorescence
assay (Siriraj Med J 2019;71: 234-239)
INTRODUCTION
Antinuclear antibodies (ANA) are essential
autoantibodies for screening and diagnosis of systemic
autoimmune rheumatic diseases (SARD), such as systemic
lupus erythematosus (SLE), as well as non-rheumatic
autoimmune diseases.
1-5
Certain specic antibodies are
included in the diagnostic criteria for certain specic
diseases.
6-9
Indirect immunouorescence (IIF) assay
is the gold standard method that is most commonly
used for detection of ANA.
10
IIF uses Hep-2 cells as
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
235
Original Article
SMJ
a substrate, which provides almost all of the antigens
that are required for ANA testing. However, enzyme
immunoassay (EIA) is more rapid and simple than IIF
for detecting ANA. EIA contains disease-relevant native
or recombinant antigens that are coated on a microtiter
plate. IIF using Hep-2 cells could yield a false-negative
result for anti-Ro and anti-Jo-1 antibodies, while EIA
could detect them.
11,12
However, EIA has been associated
with both false-positive and false-negative results.
13
During 2010, the Clinical Pathology Laboratory at Siriraj
Hospital implemented a protocol that calls for IIF to be
used for initial screening of ANA. In cases of negative
result by IIF, secondary screening is performed using
EIA. We observed that among sera positive for ANA by
EIA, some sera samples were positive and some were
negative for specic antibodies subsequently requested
by the physician.
Accordingly, the aim of this study was to investigate
the predictive value of positive EIA for detection of
specic autoantibodies in sera negative for ANA by IIF,
but positive for ANA by EIA. e secondary objective
was to determine and report the prevalence and clinical
ndings of certain antibodies.
MATERIALS AND METHODS
Patient sera
Sera negative for ANA by IIF, but positive for ANA
by EIA were randomly selected from stored sera sent
to the Clinical Pathology Laboratory at Siriraj Hospital
for ANA testing during 2010. Sera were stored at -20°C
before analysis. Siriraj Hospital is ailand’s largest
national tertiary referral center.
Medical records of patients whose sera were included
in this study were reviewed. Clinical ndings at the time
of blood sampling for ANA testing and at 5 years aer
sampling were obtained and recorded.
e protocol for this study was approved by the
Siriraj Institutional Review Board (SIRB), Faculty of
Medicine Siriraj Hospital, Mahidol University, Bangkok,
ailand (Si 211/2557).
IIF assay
IIF assay was performed using a Mosaic HEp-
20-10/Liver (Monkey) Kit (Euroimmun AG, Lübeck,
Germany). Briey, sera were diluted to 1:100 and then
incubated with Hep-20-10 cells. e Hep-20-10 cells
contained an increased spectrum of Hep-2 cells in the
mitotic phase. Aer staining with uorescent conjugate,
slides were visualized under a uorescent microscope at
400x. Fluorescence intensity was compared with that of
the end-point positive control. Fluorescence intensity
equal to or greater than the uorescence intensity of the
end-point positive control was considered a positive
result.
EIA testing
EIA testing was performed using an IMTEC-ANA
Screen Kit (Human Diagnostics, Wiesbaden, Germany).
e microtiter strips came coated with HeLa cell nuclei.
Sera were diluted to 1:101 before being added to the
plates. e manufacturer dened any value above 55
U/ml as being a positive result.
Antigen-specic assays
Line immunoassay (LIA) was performed using an
IMTEC-ANA-LIA Kit (Human Diagnostics). e strips
contain the following antigens: nucleosomes, histones,
SmD1, nRNP, SSA/Ro60, Ro52, SSB/La, Scl-70, CENP-B,
Jo-1, and ribosomal P proteins (Rib-P). Sera showing
positive reactivity on the Human Diagnostics LIA were
tested again using a EUROLINE ANA Profile 3 Kit
(Euroimmun AG) to conrm the result. e strips in that
kit contain the following antigens: nRNP, Sm, SSA/Ro60,
Ro-52, SSB/La, Scl-70, PM/Scl, Jo-1, CENP-B, PCNA,
dsDNA, nucleosomes, histones, Rib-P, and AMA M2.
Sera were diluted to 1:101 before incubation with the
strips. Positive reactivity on both LIA kits for at least 1
identical antibody (Ab) type was considered a positive
result.
Statistical analysis
All data were collected and analyzed using Microso
Excel 2016 spreadsheet soware (Microso Corporation,
Redmond, WA, USA). Rate of positive or negative LIA,
predictive value of positive EIA, prevalence of each
specic antibody, and 95% condence interval (CI) were
calculated.
RESULTS
Eighty sera that tested negative for ANA by IIF,
but that tested positive for ANA by EIA were included.
An overview of LIA results from both LIA test kits is
shown in Fig 1. Seven sera with positive LIA by only
the Human Diagnostics LIA (samples 31-37), and 2
sera positive for dierent antibody types using either
the Human Diagnostics LIA or the Euroimmun LIA
(samples 29-30) were considered negative LIA (Table 1).
erefore, 28 sera (35%) were considered positive LIA
(samples 1-28).
e manufacturer’s recommended cut-o value of 55
U/mL could not discriminate positive from negative LIA
(Fig. 2). Using the LIA result as a reference standard, the
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
236
Viriyataveekul et al.
Fig 1. Overview of LIA results of 80 sera negative for ANA by IIF, but positive for ANA by EIA.
Abbreviations: Ab = antibody; EIA = enzyme immunoassay; IIF = indirect immunouorescence assay; LIA = line immunoassay, - = negative;
+ = positive
Fig 2. Comparison of EIA values between positive and negative LIA.
Abbreviations: EIA= enzyme immunoassay; LIA= line immunoassay; Neg= negative; Pos= positive
positive predictive value (PPV) of EIA for the detection
of specic autoantibodies at this value was 35.0% (95%
CI: 24.5-45.5%). e PPV of dierent EIA values are
shown in Table 2.
e most prevalent antibodies were anti-SSA/Ro60
(64.3%, 95% CI: 46.5-82.0%), anti-Ro52 (25%, 95% CI:
9.0-41.0%), and anti-SSB/La (10.7%, 95% CI: 0-22.2%)
(Table 1). A diagnosis of SARD was established in 7 of
28 patients (25%) at the time of blood sampling. Four
patients (14.3%) were diagnosed with non-rheumatic
autoimmune disease. Seventeen patients had insucient
evidence for diagnosing autoimmune disease (60.7%).
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
237
Original Article
SMJ
TABLE 1. EIA values, specic antibodies, and clinical ndings of 37 sera showing reactivity on LIA.
Sample
EIA Human Diagnostics Euroimmun
no. (U/ml) LIA LIA
Clinical ndings
1 95 Ro60 Ro60 Urticarial vasculitis
2 98 Ro60 Ro60 Chronic urticaria, allergic rhinitis
3 94 Ro60 Ro60 Tubulointerstitial disease of unknown cause
4 305 Ro60, Ro52 Ro60, Ro52 Dead fetus in utero at 13 weeks
5 252.57 Ro60, Ro52, La Ro60, Ro52, La SLE
6 113.63 Ro60, SmD1, Rib-P Ro60, Sm, Rib-P Discoid LE, lupus profundus
7 >500 Ro60 Ro60, Ro52 SLE
8 139 Ro60 Ro60, Ro52 Amaurosis fugax
9 114 Ro60 Ro60, Ro52 RA, secondary Sjogren syndrome
10 193.41 Ro60 Ro60, AMA-M2 Primary biliary cirrhosis
11 >500 Ro60 Ro60, histone Nonalcoholic steatohepatitis
12 486 Ro60 Ro60, Rib-P AIH
13 206 Ro60 Ro60, Ro52, AMA-M2 Nephrotic syndrome (FSGS)
14 198.6 Ro60 Ro60, Ro52, La, CENP-B RA, leukopenia
15 120.3 Ro60, nRNP Ro60 DM, AKI on top of CKD
16 211 Ro60, Ro52 Ro60, Ro52, PM/Scl Chronic ITP
17 90 Ro60, SmD1, nucleosome Ro60, Ro52 Alopecia areata
18 288.3 Ro60, histone, nucleosome Ro60, dsDNA Lupus nephritis type IV
19 58.41 Ro52 Ro52 Myofascial pain syndrome
20 106 Ro52 Ro52,Ro60 Commonvariableimmunedeciency
21 63 Ro52 Ro52, AMA-M2 Chronic hepatitis C
22 117 Ro52, Jo-1 Ro52, Jo-1 RA
23 148.54 CENP-B CENP-B Suspected AIH
24 72 Jo-1 Jo-1 Progressive obstructive jaundice of
unknown cause
25 88.9 La La Beta-thalassemia/Hb E disease, AIHA
26 83 La La, Jo-1 Erythema nodosum
27 124.29 Scl-70 Scl-70 Chronic urticaria
28 96.87 SmD1 Sm Unilateral posterior uveitis
29 78.9 SmD1 Ro60 N/A
30 146 nRNP Sm N/A
31 68 Ro60 - N/A
32 72 SmD1 - N/A
33 77.8 SmD1 - N/A
34 135 Histone - N/A
35 158 nRNP - N/A
36 107.4 SmD1, Ro60 - N/A
37 81 Nucleosome, histone, nRNP - N/A
Abbreviations: Ab= antibody; AIH= autoimmune hepatitis; AKI= acute kidney injury; AIHA= autoimmune hemolytic anemia; CKD=
chronic kidney disease; DM= diabetes mellitus; FSGS= focal segmental glomerulosclerosis; ITP= immune thrombocytopenia; LE= lupus
erythematosus; N/A= not applicable; RA= rheumatoid arthritis; SLE= systemic lupus erythematosus
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
238
Viriyataveekul et al.
Five years later, 13 of those (76.5%) had not developed
autoimmune disease, and 4 patients (samples 19, 21, 23,
and 28) had missing data.
DISCUSSION
e present study set forth to investigate for specic
antibodies in sera negative for ANA by IIF, but positive
for ANA by EIA. We found a higher rate of positive
specic antibodies than previous study (35% vs. 16.9%).
14
Compared to previous studies that performed antigen-
specic assay in all IIF-ANA negative sera and who found
a rate of positivity of 0.7-14%
15-17
, we demonstrated that
screening with EIA-ANA before performing antigen-
specic assay in IIF-ANA negative sera may increase
the probability of identifying specic antibodies.
e manufacturer’s recommended cut-o value
yielded a low PPV. Even though the EIA value was as
high as 250 U/mL, the PPV of 75% was not suciently
high. erefore, a positive result from this EIA kit may
not be applicable to real-life clinical practice. However,
reporting the EIA result along with its specic PPV may
provide benet relative to a decision to request or not
request antigen-specic assay.
Similar to previous studies
14,16
, the most prevalent
antibodies identied in this study were anti-SSA/Ro60,
anti-Ro52, and anti-SSB/La, and these antibodies have been
recognized as being associated with Sjogren syndrome
and SLE.
18
Anti-SSA/Ro60 was shown to have association
with both subacute cutaneous lupus erythematosus
19
and neonatal lupus erythematosus.
20,21
In the present
study, a large proportion of patients with positive LIA
were not diagnosed as autoimmune disease by the 5-year
follow-up. However, the presence of autoantibodies oen
portends the development of disease that does not fully
clinically manifest until years into the future. Anti-SSA/
Ro60 could be detected before the onset of symptoms
and diagnosis of SLE at intervals as long as 9.1 and 10.4
years, respectively.
22,23
is study has some mentionable limitations. First
and consistent with the retrospective nature of this
study, some data was missing or incomplete. Second,
the number of included samples was relatively small.
ird, random samples were selected from routine ANA
testing; therefore, our ndings may not be generalizable
to patients tested in specialized clinic. Fourth and last,
we investigated only one EIA kit that uses HeLa cell
nuclear extract, which may be dierent from other EIA
kits that use dierent combinations of dened native or
recombinant antigens.
CONCLUSION
EIA testing in IIF-ANA negative sera yielded a
chance to detect antinuclear antibodies. However, the
poor PPV of EIA may have low benet in real-life clinical
practice. Anti-SSA/Ro60 was the most prevalent antibody
detected. A high proportion of LIA-ANA positive patients
were not diagnosed as autoimmune disease at the time
of antibody detection.
ACKNOWLEDGMENTS
e authors gratefully acknowledge Ms. Jintana
Jaiyen for assistance with specimen collection, and the
laboratory technicians in the Clinical Pathology Serology
Laboratory of Siriraj Hospital for performing the LIA
test.
Conict of interest: e LIA kits used in this study
were provided free of charge by their distributors. e
authors declare no other conicts of interest.
TABLE 2. Positive predictive values of dierent EIA values.
EIA value Positive LIA Negative LIA PPV
(U/mL) n n (95% CI)
>260 5 0 100% (100-100)
>250 6 2 75.0% (45.0-100)
>200 8 3 72.7% (46.4-99.0)
>150 10 9 52.6% (30.2-75.1)
>100 18 19 48.6% (32.5-64.8)
>55 28 52 35.0% (24.5-45.5)
Abbreviations: EIA= enzyme immunoassay; LIA= line immunoassay; PPV= positive predictive value; CI= condence interval
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
239
Original Article
SMJ
REFERENCES
1. Tan EM, Cohen AS, Fries JF, Masi AT, McShane DJ, Rotheld
NF, et al. e 1982 revised criteria for the classication of
systemic lupus erythematosus. Arthritis Rheum 1982;25:
1271-7.
2. Hochberg MC. Updating the American College of Rheumatology
revised criteria for the classification of systemic lupus
erythematosus. Arthritis Rheum 1997;40:1725.
3. Solomon DH, Kavanaugh AJ, Schur PH, American College
of Rheumatology Ad Hoc Committee on Immunologic Testing
G. Evidence-based guidelines for the use of immunologic tests:
antinuclear antibody testing. Arthritis Rheum 2002;47:434-44.
4. Alvarez F, Berg PA, Bianchi FB, Bianchi L, Burroughs AK,
Cancado EL, et al. International Autoimmune Hepatitis Group
Report: review of criteria for diagnosis of autoimmune hepatitis.
J Hepatol 1999;31:929-38.
5. Hennes EM, Zeniya M, Czaja AJ, Pares A, Dalekos GN, Krawitt
EL, et al. Simplied criteria for the diagnosis of autoimmune
hepatitis. Hepatology 2008;48:169-76.
6. Alarcon-Segovia D, Cardiel MH. Comparison between 3
diagnostic criteria for mixed connective tissue disease. Study
of 593 patients. J Rheumatol 1989;16:328-34.
7. Tanimoto K, Nakano K, Kano S, Mori S, Ueki H, Nishitani H,
et al. Classication criteria for polymyositis and dermatomyositis.
J Rheumatol 1995;22:668-74.
8. Shiboski SC, Shiboski CH, Criswell L, Baer A, Challacombe S,
Lanfranchi H, et al. American College of Rheumatology
classication criteria for Sjogren’s syndrome: a data-driven,
expert consensus approach in the Sjogren’s International
Collaborative Clinical Alliance cohort. Arthritis Care Res
(Hoboken) 2012;64:475-87.
9. van den Hoogen F, Khanna D, Fransen J, Johnson SR, Baron
M, Tyndall A, et al. 2013 classication criteria for systemic
sclerosis: an American college of rheumatology/European
league against rheumatism collaborative initiative. Ann Rheum
Dis 2013;72:1747-55.
10. Agmon-Levin N, Damoiseaux J, Kallenberg C, Sack U, Witte T,
Herold M, et al. International recommendations for the assessment
of autoantibodies to cellular antigens referred to as anti-nuclear
antibodies. Ann Rheum Dis 2014;73:17-23.
11. Blomberg S, Ronnblom L, Wallgren AC, Nilsson B, Karlsson-
Parra A. Anti-SSA/Ro antibody determination by enzyme-linked
immunosorbent assay as a supplement to standard
immunouorescence in antinuclear antibody screening. Scand
J Immunol 2000;51:612-7.
12. Bahrt KM, McCarty GA. A negative uorescent antinuclear
antibody test in a patient with Jo-1 antibody. J Rheumatol
1985;12:624-5.
13. Bayer PM, Fabian B, Hubl W. Immunouorescence assays (IFA)
and enzyme-linked immunosorbent assays (ELISA) in autoimmune
disease diagnostics--technique, benefits, limitations and
applications. Scand J Clin Lab Invest Suppl 2001;235:68-76.
14. Dahle C, Skogh T, Aberg AK, Jalal A, Olcen P. Methods of
choice for diagnostic antinuclear antibody (ANA) screening:
benet of adding antigen-specic assays to immunouorescence
microscopy. J Autoimmun 2004;22:241-8.
15. Homan IE, Peene I, Veys EM, De Keyser F. Detection of specic
antinuclear reactivities in patients with negative anti-nuclear
antibody immunouorescence screening tests. Clin Chem
2002;48:2171-6.
16. Lee SA, Kahng J, Kim Y, Park YJ, Han K, Kwok SK, et al.
Comparative study of immunouorescent antinuclear antibody
test and line immunoassay detecting 15 specic autoantibodies
in patients with systemic rheumatic disease. J Clin Lab Anal
2012;26:307-14.
17. Sener AG, Afsar I, Demirci M. Evaluation of antinuclear
antibodies by indirect immunouorescence and line immunoassay
methods’: four years’ data from Turkey. APMIS 2014;122:1167-
70.
18. Provost TT. Anti-Ro(SSA) and anti-La(SSB) antibodies in lupus
erythematosus and Sjogren’s syndrome. Keio J Med 1991;40:
72-7.
19. McCaulie DP. Cutaneous diseases in adults associated with
anti-Ro/SS-A autoantibody production. Lupus 1997;6:158-66.
20. Cimaz R, Spence DL, Hornberger L, Silverman ED. Incidence
and spectrum of neonatal lupus erythematosus: a prospective
study of infants born to mothers with anti-Ro autoantibodies.
J Pediatr 2003;142:678-83.
21. Jaeggi E, Laskin C, Hamilton R, Kingdom J, Silverman E.
e importance of the level of maternal anti-Ro/SSA antibodies
as a prognostic marker of the development of cardiac neonatal
lupus erythematosus a prospective study of 186 antibody-
exposed fetuses and infants. J Am Coll Cardiol 2010;55:2778-
84.
22. Arbuckle MR, McClain MT, Rubertone MV, Scoeld RH,
Dennis GJ, James JA, et al. Development of autoantibodies
before the clinical onset of systemic lupus erythematosus. N
Engl J Med 2003;349:1526-33.
23. Eriksson C, Kokkonen H, Johansson M, Hallmans G, Wadell
G, Rantapaa-Dahlqvist S. Autoantibodies predate the onset
of systemic lupus erythematosus in northern Sweden. Arthritis
Res er 2011;13:R30.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
240
Phadungrakwittaya et al.
Rattana Phadungrakwittaya, M.Sc.*, Sirikul Chotewuttakorn, M.Sc.*, Manoon Piwtong, B. ATM.**,
Onusa amsermsang, Ph.D.**, Tawee Laohapand, M.D., Ph.D.**, Pravit Akarasereenont, M.D., Ph.D.*,**
*Department of Pharmacology, **Center of Applied ai Traditional Medicine, Faculty of Medicine Siriraj Hospital, Mahidol University, Bangkok
10700, ailand.
Identication of Apigenin and Luteolin in Artemisia
annua L. for the Quality Control
Corresponding author: Rattana Phadungrakwittaya
E-mail: rattana_phadung@hotmail.com
Received 24 August 2017 Revised 9 November 2017 Accepted 8 December 2017
ORCID ID: http://orcid.org/0000-0002-8107-4946
http://dx.doi.org/10.33192/Smj.2019.37
ABSTRACT
Objective: To identify active compounds and establish the chemical ngerprint of Artemisia annua L. for the
quality control.
Methods: in-layer chromatography (TLC) conditions were developed to screen for 2 common avonoids (apigenin
and luteolin). ree mobile phases were used to isolate these avonoids in 80% ethanolic extract of A. annua.
Hexane : ethyl acetate : acetic acid (31:14:5, v/v) and toluene : 1,4-dioxane : acetic acid (90:25:4, v/v) were used in
normal phase TLC (NP-TLC), and 5.5% formic acid in water : methanol (50:50, v/v) were used in reverse phase TLC
(RP-TLC). Chromatograms were visualized under visible light aer spraying with Fast Blue B Salt. Apigenin and
luteolin bands were checked by comparing their Rf values and UV-Vis absorption spectra with reference markers.
Results: Apigenin and luteolin were simultaneously detected with good specicity in RP-TLC condition, while
only apigenin was detected in NP-TLC condition. Apigenin band intensity was higher than luteolin band intensity
in both conditions.
Conclusion: is knowledge can be applied to the development of quality control assessments to ensure product
ecacy and consistency.
Keywords: Artemisia annua L.; TLC ngerprint; apigenin; luteolin (Siriraj Med J 2019;71: 240-245)
INTRODUCTION
Artemisia annua L., commonly known as sweet
wormwood, is an annual plant in the Asteraceae (Compositae)
family. is herb is native to Asia and throughout much
of China. It ourishes in the temperate zone, and also
grows wild in central Europe. Aqueous preparations
of dried A. annua have traditionally been used to treat
fever, malaria, skin diseases, jaundice, and hemorrhoids
in China. In ailand, A. annua has been used to treat
fever, asthma, skin disease, circulatory disorders (e.g.,
dizziness), and as an expectorant and an anthelmintic.
1
A. annua is also used as an herbal ingredient in some
ai herbal recipes that are published in e National
List of Essential Medicines.
2
Several previous studies
reported that A. annua possesses various pharmacological
activities, including antimalarial, antinociceptive, anti-
inammatory, antioxidant, anticancer, and antimicrobial
actions.
3-10
Moreover, the essential oil from this plant is
postulated to inhibit the growth of Gram-positive bacteria,
Gram-negative bacteria, and yeast, and to depress the
central nervous system.
11-13
These reported findings
support the historical claims and traditional belief that
A. annua is an eective herbal medicine for treatment of
dierent diseases. e chemical component of A. anuua
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
241
Original Article
SMJ
that makes it eective for treating the parasitic diseases
of malaria is artemisinin, a sesquiterpene lactone.
4-5
A large number of flavonoides, including apigenin,
luteolin, kaempferol, quercetin, casticin, and artemetin,
have also been reported to be present in A. annua.
14-15
Reported vital pharmacological activities eectuated by
avonoids in A. annua include antioxidant, inhibition
of immune mediators of angiogenesis, prophylactic
eects in malaria and related fevers, and antimalaria
parasite.
8,16-20
Luteolin and apigenin are flavonoids that are
commonly found in different plant species that are
associated with a broad spectrum of pharmacological
activities, including antimalarial, anti-inammatory,
antioxidant, and anticancer.
20-23
However, the ecacy
of drugs that contain avonoids can vary according to
environmental conditions and season of harvest or growth
stage.
24-26
in-layer chromatography (TLC) is currently
the method of choice for identifying a wide variety of
substance classes, because it is a simple, rapid, inexpensive,
and substances are identied visually. A new method for
simultaneously quantifying apigenin and luteolin using
reverse-phase TLC in some medicinal plants was recently
reported.
27
e development of a screening method that
could reliably identify the presence of apigenin and luteolin
in A. annua, and then a chromatogram ngerprint of
A. annua would facilitate quality control assessments
of harvested A. annua to ensure the reproducibility of
ingredients and the consistent ecacy of the product.
Accordingly, the aim of this study was to develop a
screening method to identify apigenin and luteolin in
A. annua, and then establish a chromatogram ngerprint
of A. annua.
MATERIALS AND METHODS
Chemicals and plant materials
All reagents used were of analytical grade. Methanol,
ethanol, and hexane were purchased from Scharlau
(Barcelona, Spain), and toluene, formic acid, and acetic
acid were purchased from Merck (Darmstadt, Germany).
Ethyl acetate was purchased from Riedel-de Haen (Seelze,
Germany), and 1, 4 dioxane was purchased from Carlo
Erba Reagents, (Val de Reuil, France). Apigenin, luteolin,
and Fast Blue B Salt were purchased from Calbiochem
(San Diego, California, USA), Extrasynthese, (Genay,
France), and Sigma-Aldrich (St. Louis, Missouri, USA),
respectively. HPTLC Silica gel 60 F
254
(NP-TLC) and TLC
Silica gel 60 RP-18 F
254S
(RP-TLC) were purchased from
Merck (Darmstadt, Germany). Pulverized aerial plant
material of A. annua, was obtained from the Manufacturing
Unit of Herbal Medicines and Products, Center of Applied
ai Traditional Medicine (CATTM), Faculty of Medicine
Siriraj Hospital, Mahidol University, Bangkok, ailand.
Instruments
The CAMAG TLC system (CAMAG Chemie-
Erzeugnisse & Adsorptionstechnik AG, Muttenz,
Switzerland) consisted of a CAMAG Linomat 5 sample
applicator, a CAMAG Automatic Developing Chamber
(ADC2), and a CAMAG TLC Scanner 3. Densitometry
documentation was performed under UV light (254 and
366 nm) and visible light using Reprostar 3 densitometer
with CCD camera. CAMAG winCATS soware was
used to control the system and analyze the data.
Preparation of standard solutions
One milligram of apigenin was dissolved in 2 milliliters
of methanol, and 1 mg of luteolin was dissolved in 1
milliliter of methanol. Stock solutions were maintained
in a refrigerator at -20°C until use.
Preparation of sample solutions
To obtain the optimal solvent for the extraction of
A. annua, three common solvents were used, including
100% methanol, 100% ethanol, and 80% ethanol. Ten
milliliters of each solvent was added to 1 gram of pulverized
aerial plant material of A. annua and sonicated for
60 minutes. e 3 mixtures were then centrifuged at
4,000 rpm for 10 minutes at 25°C. e supernatant was
separated and evaluated using the TLC systems.
TLC analysis
We employed 3 dierent mobile phase systems
– two normal-phase (NP) and one reverse-phase (RP)
TLC. e 2 NP-TLC mobile phase systems consisted
of hexane : ethyl acetate : acetic acid (31:14:5, v/v) and
toluene : 1,4-dioxane : acetic acid (90:25:4, v/v). e
RP-TLC mobile phase system consisted of 5.5% formic
acid in water : methanol (50:50, v/v). Sample volumes of
A. annua extracts applied on HPTLC and RP-TLC plates
were varied to obtain the best separation and the most
obvious chromatogram ngerprints. One microliter
(µL) of luteolin and 2 µL of apigenin were mixed and
loaded alongside the sample as markers. Development
duration was approximately 20 minutes or the solvent
migration distance was at least 7.5 cm. Developed plates
were dried in cold air for approximately 5 minutes.
Extracted chromatogram ngerprints were visualized
under both ultraviolet light (UV) (254 and 366 nm)
and visible light aer spraying with Fast Blue B Salt
(FBS). Chromatograms were further sprayed with 10%
NaOH to intensify the result. Presence of apigenin and/
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
242
Phadungrakwittaya et al.
or luteolin was determined by comparing rate of ow
(Rf) values and absorption spectra with those of their
respective markers.
RESULTS
Chromatogram ngerprints of ethanol, methanol,
and 80% ethanol extracts of the aerial part of A. annua
aer FBS staining are shown in Fig 1. Eighty percent
ethanol was determined to be the optimal extraction
solvent. Chromatogram ngerprints of A. annua extract
under UV light (254 and 366 nm) and visible light aer
FBS staining of NP-TLC and RP-TLC are shown in
Fig 2. e Rf values in NP-TLC (2 solvent systems) and
RP-TLC (1 solvent system) were 0.21, 0.24, and 0.09 for
apigenin marker, and 0.10, 0.13, and 0.15 for luteolin
marker, respectively (Fig 3, Table 1). Bands identied in
the chromatogram of A. annua using RP-TLC expressed
migration distance, color, and absorption spectrum
similar to that of apigenin and luteolin markers. Using
NP-TLC, only bands of apigenin was identied (Fig 4).
Accordingly, RP-TLC was found to be the most suitable
method for simultaneously identifying both apigenin and
luteolin in 80% ethanolic extract of A. annua. e band
intensity of apigenin was higher than that of luteolin in
both NP-TLC and RP-TLC.
Fig 1. RP-TLC chromatogram of ethanol, methanol, and
80% ethanol extracts of the aerial part of A. annua detected
under visible light aer spraying with FBS and intensication
by spraying with 10% NaOH.
Fig 2. Chromatogram ngerprint of A. annua developed in a NP-TLC plate with A) hexane : ethyl acetate : acetic acid (31:14:5 v/v);
B) toluene : 1,4-dioxane : acetic acid (90:25:4, v/v); and, C) in an RP-TLC plate with 5.5% formic acid in water : methanol (50:50, v/v).
Visualization was performed under UV light (254 and 366 nm) and visible light aer spraying with FBS.
Fig 3. Chromatograms of apigenin and luteolin in a mixed marker solution developed in a NP-TLC plate with A) hexane : ethyl acetate :
acetic acid (31:14:5, v/v); B) toluene : 1,4-dioxane : acetic acid (90:25:4, v/v); and, C) in an RP-TLC plate with 5.5% formic acid in water :
methanol (50:50, v/v). Bands were detected under visible light aer FBS staining.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
243
Original Article
SMJ
TABLE 1. Rf values of reference markers by mobile phase
Fig 4. Detection of apigenin and luteolin in A. annua under visible light aer spraying with FBS and intensication with 10% NaOH in 3
condition systems: A) 80% ethanolic extract of A. annua; B) mixed marker solution; C) absorbent overlay of apigenin marker along with
the sample; and, D) absorbent overlay of luteolin marker along with the sample.
Mobile phase Marker Plate type Rf
Hexane : ethyl acetate : acetic acid Apigenin NP-TLC 0.21
(31:14:5, v/v) Luteolin NP-TLC 0.10
Toluene : 1,4-dioxane : acetic acid Apigenin NP-TLC 0.24
(90:25:4, v/v) Luteolin NP-TLC 0.13
5.5% formic acid in water: methanol Apigenin RP-TLC 0.09
(50:50, v/v) Luteolin RP-TLC 0.15
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
244
Phadungrakwittaya et al.
DISCUSSION
Artemisinin is a potent antimalarial drug against
Plasmodium falciparum that can be found at a range of
concentration of 0.01-0.5% of dry weight of A. annua.
4
at study also reported for avonoid compounds in this
plant. Apigenin and luteolin were 2 of several avonoids
identied in the leaves and stems of A. annua. ese
compounds were isolated and characterized by comparing
their UV, MS, and 1H NMR spectra with the literature
and reference compounds.
14
Luteolin and apigenin are
reported to be associated with a broad spectrum of
pharmacological activities, including antimalarial, anti-
inammation, antioxidant, and anticancer.
20-23
in-layer
chromatography (TLC) is suitable for initial identication
of substances prior to more advanced analysis using
more sophisticated analytical instruments. e optimal
yield of apigenin and luteolin found in 80% ethanolic
extract allowed for further identication of apigenin and
luteolin in A. annua using the three mobile systems. In
this study, RP-TLC enabled simultaneous detection of
apigenin and luteolin with specicity while NP-TLC
could detect with specicity only for apigenin compound.
A previous study reported the use of RP-TLC to identify
various avonoids, including apigenin and luteolin.
27
However and based on our review of the literature, no
comparison has been made between the eciency of
NP-TLC and RP-TLC. Our nding showed that RP-
TLC can identify the two substances of interest and
established that RP-TLC is more suitable for detecting
the presence of apigenin and luteolin in A. annua. e
superiority demonstrated by RP-TLC over NP-TLC can
be explained by the low selectivity of NP-TLC. e UV-
Vis absorption prole of the similar in position band to
luteolin reference compound under NP-TLC condition
was not similar to that of standard. is indicates that
the band might not be free of any interference that was
present in the extract. In this study, the fact that the band
of apigenin appeared more intensely than the band of
luteolin suggests that the aerial parts of the A. annua used
in this experiment contained more apigenin than luteolin.
is result contrasts with the result of a previous study
that reported the same amount of luteolin and apigenin
isolated from ethyl acetate extract of the leaves and
stems of A. annua (0.015% on dry weight).
14
In addition
to dierent types of sample preparations and dierent
methods of analysis being the cause of variations in
avonoid content, variation may also be due to geographical
area, season of harvest, or phenological growth stages.
e previous study on the eects of geographical area
and polluted environment on avonoid contents in
Artemisia vulgaris and Veronica chamaedrys by using
TLC technique reported that apigenin in V. chamaedrys
was increased at the alpine regions, while the content of
quercetin 3,7,3’-trimethyl ether in A. vulgaris appeared
to be independent of altitude, but it was inuenced
positively by environmental pollution.
24
e study on
the seasonal variation in 15 phenolic compounds of 80%
ethanolic extract of Rhododendron tomentosum leaf
found that the quantity of all een phenolic compounds
showed signicant seasonal variation, but there was no
seasonal variation of their total sum.
25
e qualitative and
quantitative avonoid aglycones variations in relation to
the dierent phenological stages were also observed in
Artemisia absinthium and Artemisia vulgaris by using
HPLC. e detected avonoids in A. absinthium were
stable in their qualitativem but dierent in their contents
while the avonoid proles of A. vulgaris exhibited
qualitative and quantitative variability during the life
cycle.
26
CONCLUSION
is study found RP-TLC to be most suitable for
simultaneously identifying both apigenin and luteolin in
80% ethanolic extract of A. annua. is knowledge can be
applied to the development of quality control assessments
of harvested A. annua to ensure the reproducibility of
ingredients and the consistent ecacy of the product.
ACKNOWLEDGMENTS
e authors gratefully acknowledge Assoc. Prof.
Dr. Chulathida Chomchai of the Siriraj Poison Control
Center, Faculty of Medicine Siriraj Hospital, Mahidol
University for assistance with manuscript development.
e chemicals, experimentation equipment, and herbal
ingredients used in this study were provided by the
Department of Pharmacology and the Center of Applied
ai Traditional Medicine, Faculty of Medicine Siriraj
Hospital, Mahidol University.
Conict of interest: e authors hereby declare no
personal or professional conicts of interest regarding
any aspect of this study.
Funding disclosure: This study was funded by a
Chalermphrakiat Grant, Faculty of Medicine Siriraj
Hospital, Mahidol University, ailand.
REFERENCES
1. Bunyapraphatsara N, Chokchaicharoenporn O, editors.
Indigenous medicinal herbs (1). 1
st
ed. Bangkok: Prachachon
Press; 1996.
2. National Essential Drug List 2009, National Drug Committee,
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
245
Original Article
SMJ
Ministry of Public Health, ailand, List of Herbal Medicinal
Products A.D. 1999, 2006, 2012.
3. Mesa LE, Lutgen P, Velez ID, Segura AM, Robledo SM. Artemisia
annua L., Potential Source of Molecules with Pharmacological
Activity in Human Diseases. AJPCT 2015;3:436-50.
4. Woerdenbag HJ, Lugt CB, Pras N. Artemisia annua L.: a source
of novel antimalarial drugs. Pharm Weekbl Sci 1990;12:169-81.
5. Elfawal MA, Towler MJ, Reich NG, Golenbock D, Weathers
PJ, Rich SM. Dried whole plant Artemisia annua as an antimalarial
therapy. PLoS One 2012;7:e52746.
6. Favero Fde F, Grando R, Nonato FR, Sousa IM, Queiroz NC,
Longato GB, Zafred RR, Carvalho JE, Spindola HM, Foglio
MA. Artemisia annua L.: evidence of sesquiterpene lactones’
fraction antinociceptive activity. BMC Complement Altern
Med 2014;14:266.
7. Kim WS, Choi WJ, Lee S, Kim WJ, Dong Lee C, Sohn UD,
et al. Anti-inammatory, antioxidant and antimicrobial eects
of artemisinin extracts from Artemisia annua L. Korean J
Physiol Pharmacol 2015;19:21-27.
8. Iqbal S, Younas U, Chan KW, Zia-Ul-Haq M, Ismail M.
Chemical composition of Artemisia annua L. leaves and
antioxidant potential of extracts as a function of extraction
solvents. Molecules 2012;17:6020-32.
9. Kim MH, Seo JY, Liu KH, Kim JS. Protective eect of Artemisia
annua L. extract against galactose-induced oxidative stress in
mice. PLoS One 2014;9:e101486.
10. Appalasamy S, Lo KY, Ch’ng SJ, Nornadia K, Othman AS,
Chan LK. Antimicrobial activity of artemisinin and precursor
derived from in vitro plantlets of Artemisia annua L. Biomed
Res Int 2014;2014:215872.
11. Marinas IC, Oprea E, Chiriuc MC, Badea IA, Buleandra M,
Lazar V. Chemical composi tion and antipathogenic activity
of Artemisia annua essential Oil from Romania. Chem
Biodivers 2015;12:1554-64.
12. Bilia AR,Santomauro F,Sacco C,Bergonzi MC,Donato R.
Essential oil of Artemisia annua L.: An extraordinary component
with numerous antimicrobial properties. Based Complement
Alternat Med 2014;2014:159819.
13. Perazzo FF, Carvalho JC, Carvalho JE, Rehder VL. Central
properties of the essential oil and the crude ethanol extract from
aerial parts of Artemisia annua L. Pharmacol Res 2003;48:
497-502.
14. Yang SL, Roberts MF, O’Neill MJ, Bucar F, Phillipson JD.
Flavonoids and chromenes from Artemisia annua. Phytochemistry
1995;38:255-7.
15. Bhakuni RS, Jain DC, Sharma RP, Kumar S. Secondary metabolites
of Artemisia annua and their biological activity. Curr Sci 2001;
80:35-48.
16. Song Y, Desta KT, Kim GS, Lee SJ, Lee WS, Kim YH, et al.
Polyphenolic prole and antioxidant eects of various parts
of Artemisia annua L. Biomed Chromatogr 2016; 30:588-95.
17. Zhu XX, Yang L, Li YJ, Zhang D, Chen Y, Kostecká P, et al.
Eects of sesquiterpene, avonoid and coumarin types of
compounds from Artemisia annua L. on production of mediators
of angiogenesis. Pharmacol Rep 2013;65:410-20.
18. Ogwang PE, Ogwal JO, Kasasa S, Ejobi F, Kabasa D, Obua C.
Use of Artemisia annua L. infusion for malaria prevention:
mode of action and benets in a Ugandan community. Br J
Pharm Res 2011;1:124-132.
19. Ferreira JF, Luthria DL, Sasaki T, Heyerick A. Flavonoids from
Artemisia annua L. as antioxidants and their potential synergism
with artemisinin against malaria and cancer. Molecules 2010;
15:3135-70.
20. Lehane AM, Saliba KJ. Common dietary avonoids inhibit the
growth of the intraery throcytic malaria parasite. BMC Res
Notes 2008;1:26.
21. Funakoshi-Tago M, Nakamura K, Tago K, Mashino T, Kasahara
T. Anti-inamma tory activity of structurally related avonoids,
apigenin, luteolin and setin. Int Immunopharmacol 2011;11:
1150-9.
22. López-Lázaro M. Distribution and biological activities of the
avonoid luteolin. Mini Rev Med Chem 2009;9:31-59.
23. Patel D, Shukla S, Gupta S. Apigenin and cancer chemoprevention:
progress, potential and promise (review). Int J Oncol 2007;30:
233-45.
24. Nikolova MT, Ivancheva SV. Quantitative avonoid variations
of Artemisia vulgaris L. and Veronica chamaedrys L. in relation
to altitude and polluted environment. Act Biol Szeg 2005;49:
29-32.
25. Black P, Saleem A, Dunford A, Guerrero-Analco J, Walshe-
Roussel B,Haddad P, et al. Seasonal variation of phenolic
constituents and medicinal activities of Northern Labrador
tea, Rhododendron tomentosum ssp. subarcticum, an Inuit and
cree First Nations traditional medicine. Planta Med 2011;77:
1655-62.
26. Nikolova M, Velickovic D. Phenological variations in the
surface avonoids of Artemisia vulgaris L. and Artemisia
absinthium L. Turk J Bot 2007;31:459-62.
27. Bhandari P, Kumar N, Gupta AP, Singh B, Kaul VK. A rapid
RP-HPTLC densitometry method for simultaneous determination
of major avonoids in important medicinal plants. J Sep Sci
2007;30:2092-6.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
246
Ittipong Khemapech, Ph.D., Watsawee Sansrimahachai, Ph.D., Manachai Toahchoodee, Ph.D.
Department of Digital Technology, School of Science and Technology, University of the ai Chamber of Commerce, Bangkok 10400, ailand.
Telemedicine – Meaning, Challenges and
Opportunities
Corresponding author: Ittipong Khemapech
E-mail: ittipong_khe@utcc.ac.th
Received 20 December 2018 Revised 18 April 2019 Accepted 19 April 2019
ORCID ID: http://orcid.org/0000-0002-1155-5082
http://dx.doi.org/10.33192/Smj.2019.38
ABSTRACT
Medical service is one of the crucial policies and decent medical service is required by the population in every
country. ere are three main obstacles which prevent people from obtaining proper medical cares and treatments.
First, the deciency of medical stas especially physicians which occur even in the developed countries. Second,
regarding an important demographic issue, an increase in the number of the elderly makes the medical services
more demanding. Finally, geographical aspect also plays a major role in healthcare inequality. e population
dwelling in rural or remote areas struggle from accessing proper medical services. Information and communication
technologies have become an important infrastructure upon which several domains can build in order to achieve
more eective solutions. Integrating such technologies into the medical discipline results in telemedicine which is
currently available across the globe. is article describes telemedicine in three key aspects including current state,
challenges and opportunities based upon existing studies and implementations.
Keywords: Health monitoring; telehealth; telemedicine (Siriraj Med J 2019;71: 246-252)
Khemapech et al.
INTRODUCTION
Population has been regarded as the most valuable
asset in every country. Apart from several aspects such as
education, health-related issues are crucially responsible
for the governmental agencies in order to provide proper
medical services. ere are many obstacles to achieving such
goals including economic, demographic and geographical
points of view. Deciency of qualied medical sta
signicantly causes uncovered medical services, especially
in the developing areas. In the global point of view,
according to the currently reported density of physicians
dened as a total number per ten thousand population,
all of the countries have such ratios which are lower than
60.
1
Most of the African countries have the ratios which
are lower than 5. On the other hand, countries in Europe
and in North America have higher ratios. However,
higher ratio does not demonstrate an equivalent access
to the medical services in all areas. People dwelling in
rural areas experience several diculties in obtaining the
same services compared to those living in urban areas.
Such problem has been worsened by an ongoing
aging society transformation. e elderly require medical
monitoring and warning system in order to avoid feasible
injuries and losses. According to the report conducted
by the United Nations
2
, some key ndings have been
concluded as follows:
e number of people aged 60 years or over is
projected to grow by 56 percent between 2015
and 2030 and will be double or approximately
2.1 billion by the year 2050.
According to the prediction, the number of people
aged 60 years or over is expected to increase
fastest in Latin America and the Caribbean
(71 percent), followed by Asia (66 percent),
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
247
Review Article
SMJ
Africa (64 percent), Oceania (47 percent), Northern
America (41 percent) and Europe (23 percent).
e ratio of the elderly aged 80 years or over is
predicted to increase from 14 percent in 2015
to over 20 percent in 2050.
Aging society transformation is occurring faster
in urban areas than in rural areas.
e growth of aging society in many developing
countries is currently faster than that occurred
in developed countries.
Both requirements on deciency of medical personnel
and aging society transformation can be realized as a key
driver on leveraging health and well-being strategies in
order to provide decent and proper medical services to
the whole population.
Computer hardware and soware technologies have
been playing a major role in introducing automated systems
from which several domains such as medical aspect can
benet from. Several benets include increasing operation
reliability, accuracy and eciency, which results from
the computer system. Furthermore, communication
technologies tackle the services which mainly rely on
the physical distances and other environmental impacts.
People in the rural or dicult areas are thus able to access
medical services.
Leveraging computer-related technologies onto
medical disciplines has been conducted and the outcome
was initially one part of the “Health Telematics”. An
international Group Consultation on World Health
Organization (WHO)’s Telemedicine Policy in relation
to the Development of the Health-for-All Strategy in
the 21
st
Century was established and assembled in 1997.
e denition of telemedicine is accordingly proposed
as follows.
3
“Telemedicine is the delivery of health care services, where
distance is a critical factor, by all health care professionals
using information and communications technologies for
the exchange of valid information for diagnosis, treatment
and prevention of disease and injuries, research and
evaluation, and for the continuing education of health
care providers, all in the interests of advancing the health
of individuals and their communities.”
Telemedicine can be determined as an integration
of several components including information and
communication technologies, hardware and soware
technologies and medical services operating together in
order to provide required features or services to users
as shown in Fig 1. e underlying technologies are seen
as a black box to the users and they are responsible for
facilitating processes of each proposed service.
Information and communication technologies have
been regarded as a key infrastructure for facilitating data
exchange among relevant parties located at dierent
locations. Several domains deploy both technologies in
order to make their services more accessible. With recent
advancement in hardware and soware technologies,
Fig 1. Concept of telemedicine which consists
of several components. Medical services deploy
digital technology to provide more ecient
services regardless of distance and time.
Information and communication technologies
play a major role as an underlying infrastructure.
Hardware and soware technologies can be
considered as a medical service provider via
several features. e technologies are black
box to users.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
248
multimedia can be delivered via the Internet in real-time.
Such breakthrough enables the communications between
physicians or medical sta and patients or their family
members. Preliminary diagnosis and corresponding
medical consultancy can be performed and delivered.
Hence, the patients do not always need to personally
meet their physicians.
Apart from tackling distance limitation by
communication technology, a computerized system is
implemented and deployed in order to facilitate operational
procedures. Several components are developed and
work together. For example, mobile or web applications
consisting of several features are developed for both
physician and patient sides. Captured photos by the
patients via their mobiles are stored in the database
server and retrieved later by the physicians. In case of
emergency, the medical sta interrogate the patients or
the caregivers through the applications, then diagnose
and provide rst-aid suggestions online. Furthermore,
telemedicine can be used as a learning tool where the
physicians around the globe discuss and exchange their
opinions. Both distance and time limitations are therefore
overcome by telemedicine.
is article focuses on the telemedicine regarding
as an application of information and communication
technologies to the medical disciplines. Key issues
including its challenges and opportunities based upon
existing case studies are addressed. e remaining parts
of this article are organized as follows: current state of
telemedicine focusing on aging society is given in Section 2.
Section 3 outlines key challenging issues on telemedicine
based upon existing applications. Several opportunities
of telemedicine system deployment are addressed in
Section 4. Finally, conclusions are provided in Section 5.
Current state of telemedicine
Telemedicine is regarded as an integration of medical
services and information and communication technologies.
Underlying computer-based technologies can be pictured
as medical service delivery channels. Hence, several
existing medical services benet from such technologies
in order to tackle various limitations. is section focuses
on addressing current state of telemedicine application,
especially to aging society domain.
Telemedicine has been deployed or of interest in many
regions including developed countries
4
and developing
countries.
5,6
A wide range of medical services is currently
provided via telemedicine such as telelaboratory service,
telehealth education and ambulance.
7
e elderly normally
experience several common health issues such as chronic
health conditions, cognitive health and mental health
which make ability to move or travel to hospital become
more dicult, impractical or sometimes impossible.
e elderly have become one of the major target groups
for telemedicine. Remote medical diagnosis, care and
treatment can be performed at the elderly’s houses or
nearby hospitals via telemedicine. Not only providing
remote medical services, telemedicine also gives the
elderly a feeling of reassurance and safety.
8
A study based upon in-depth review and interview
outlines current state and future trends in telemedicine
application to aging society in Europe.
4
According to
the ndings, both devices and their associate services
are categorized into several generations. Basic services
using ordinary sensors such as alarm system including
safety and security monitoring
8
are in the rst generation
whereas detectors and tracking devices are in the second
generation. More advanced devices which use more than
one technology and provide additional functions are
in the third generation. More complex services such as
monitoring, consultation, diagnostic and tele-education
are found in the third generation. Furthermore, key trends
include medical services based upon mobile devices,
personal digital assistants, interactions between devices
and prediction.
Like other countries, ailand is transforming into an
aging society. According to the latest information, current
ratio of the population aged 60 or over is approximately
17%.
9
Moreover, in 2017, a physician and a nurse are
responsible for taking care of 1,843 and 405 ai people,
respectively.
10
In order to increase an opportunity for
ai people for obtaining medical and health services with
equality, eHealth strategy for 2017 – 2026 is outlined by
the Ministry of Public Health.
11
Regarding the strategy,
eHealth development in ailand has four phases as
follows:
Investing and building a foundation for eHealth
development phase which is planned to take
1 year and 6 months.
eHealth inclusion phase aims at involving all
sector of ailand to eHealth operations. is
phase is planned to spend 5 years.
eHealth transformation phase aims to leverage
digital innovation to propose innovative medical
services. It is estimated to take 10 years to achieve
such goal.
eHealth leadership phase to creating real economic
value in public health system and to provide
good quality of life to ai people. is big step
will take 20 years.
Even telehealth or telemedicine is also one of the
focused components as described in the strategy, it requires
Khemapech et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
249
Review Article
SMJ
underlying information and communication technologies
for delivering reliable medical services. eHealth foundations
are essential and thus rstly operated. Furthermore, several
plans for developing eHealth applications are based upon
the survey conducted in 2009. In case of telemedicine,
major barriers to implementing solutions include lack
of legal policies/regulation, organizational culture not
supportive, competing priorities, lack of knowledge of
applications and lack of technical expertise. In summary,
four information is required to support telemedicine
development including cost, infrastructure, legal and
ethical issues and patients’ perception.
ere are two approaches to implementing telemedicine.
e rst one is to join the existing communities. ailand
has been associated with the Telemedicine Development
Center of Asia (TEMDEC) since 2005. e rst hospital
that joined telemedicine program is Siriraj Hospital.
As of 2017, in total 144 programs have been recently
conducted in ailand. Moreover, most of the program
associations are conducted in Bangkok. Endoscopy and
surgery are the two main activities which performed via
telemedicine.
12
e other scheme is building our own
system. Even eHealth foundations development is in
progress, over 30 applications have been built by the
Ministry of Public Health and launched for public use.
Most of them provide useful health-related information
such as rst aid, medical institutions and diseases.
13
Challenges
Telemedicine has been recently deployed in many
countries both developed and developing ones. Like
other system applications, several challenges have been
arisen and they are outlined in this section. In total 5 key
issues based upon economic, technological and social
sides together with some existing studies are described.
System Development Cost – Apart from the
required medical issues, enabling the population
especially those dwell in remote or developing
areas to benefit from the information and
communication technologies generates additional
costs. Such requirement can be considered as
a key policy in the 21
st
century
3
and it needs
to be driven by the government.
11
Both technologies
are core infrastructure and a large amount of budget
is required to invest in necessary computer
equipment and developing tools.
8
Hardware
and software installation and maintenance
together with qualied manpower and knowledge
transfer demonstrate one-time and periodic
investment.
System Implementation – Several parties within
and across institutes are involved in an
implementation of telemedicine services.
11
Like
other domains, telemedicine implementation
is not only technological but also managerial
prospects. Prior to implementing a telemedicine
project, several issues including technological
and societal aspects have to be carefully considered.
8
As telemedicine services are built upon existing
digital technologies, developing teams are normally
required to understand the underlying infrastructure
and the users’ requirements. Advancement in
digital technologies including hardware and
soware has been occurring and they are utilized
for transformation in several domains in order
to yield better solutions and competitive
advantages. Developing tools and devices have
been created and continuously improved to
conform to the latest advancement. e system
developers are always expected to properly select
and use the tools and the devices in order to
develop the next generation of telemedicine
solutions which conform to the requirements.
4
Moreover, obtaining precise requirements are
challenging as they need proper communication
and collaboration skills between groups of people
with different expertise and background.
Telemedicine aects traditional medical care
processes and several social concerns may arise. Key
concerns including legal, regulatory, security
and human resources issues together with
successful implementation of the telemedicine
services are addressed.
11,14
Building a telemedicine
service is therefore not only about completing
the system implementation but also about the
impacts of system utilization.
Digital Literacy – is issue mostly aects the
elderly as they were born before the “digital
disruption” age where most systems or services
are integrated with the digital technology. Unlike
the following generations that digital technology
has become one of the major parts of their lives,
the elderly has to learn how to use some devices
such as smartphone and interact with applications
such as health technology-based applications.
Results show that the users aged over 65 years
old produce lower success rate and higher error
on assigned computer-based tasks compared to the
younger ones.
8
Several studies on technology
acceptance by the elderly including stakeholders’
perspectives, factors inuencing technology
and dynamics in technology have been conducted.
15
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
250
According to survey on digital technology usage,
71 percent of the elderly aged over 65 years access
the Internet every day or almost every day.
16
Moreover, 27 and 18 percent of them own tablet
or e-book reader and smartphone, respectively.
Telemedicine service may build upon some existing
applications or has its own applications. erefore,
the user uses its services via several devices.
Digital Technology Acceptance – Even digital
technology has been integrated to many activities
in our daily lives, some people including the
elderly still do not accept it regarding several
issues such as privacy and security.
8,11
A large
number of rms such as banks are developing
their own nancial services on web or mobile
applications in order to decrease operation
costs. Several campaigns or privileges are oered
to persuade their customers to go online. However,
dierent realization may be observed in the
healthcare domain. First, health-related personal
data is required to be securely transmitted over
digital networks and accurately destined to
predened receivers. Second, additional devices
such as wearable devices capable of measuring
heart rate or blood pressure are deployed to
sense and transmitted the measurements to the
receiving nodes. Such devices’ performance
especially their accuracy compared to standard
medical equipment is one of the major concerns.
Scope of the offering telemedicine services
should thus be concisely dened for the users’
accurate understandings.
4,8
Under some
circumstances, telemedicine can be used as a
monitoring tool for early detection and warning.
4
Hence, devices available in the market can be used.
Results indicate acceptance of telemedicine
to improve quality of care in rural areas and
during emergency situations.
17
Diagnostic Accuracy – Accuracy of the diagnosis
is one of the key concerns especially when the
physicians and the patients are at dierent locations.
Face-to-face medical care usually brings condence
to patients, especially the elderly.
8
However,
a short period of medical interrogation and vital
sign measurement performed at a hospital may
not reect current symptoms due to the white
coat syndrome.
18
Physicians may obtain more
accurate results by applying continuous health
monitoring based upon electronic healthcare
approach. Several studies have been undertaken
in order to investigate the diagnostic accuracy of
the telemedicine applied to the emergency
department and ophthalmology.
19,20
e results
demonstrate telemedicine as a viable alternative
to the in-person and a valuable tool where medical
service is in high demand.
Opportunities
Most countries have been experiencing deciency of
physicians and aging society transformation. Population
dwelling in remote or developing areas tends to have lower
opportunities of decent medical care than those residing in
an urban or developed areas. Such limitations worsen the
situations especially in an emergency where urgent help
is needed. Telemedicine can be used to deliver medical
services regardless of distance and time via information
and communication technologies. Several studies and
reviews of applying telemedicine in developing countries
have been undertaken.
21-24
is section outlines feasible
opportunities of telemedicine.
Cost Reduction – One of the main objectives of
digital technology integration is to provide
better services at lower cost. In case of telemedicine,
several operation costs such as traveling can be
reduced as the patients are able to get medical
services online. Several results indicate cost
eectiveness of telemedicine compared to other
methods.
25-27
Telemedicine can thus be considered
as an alternative diagnosis and treatment methods
in several cases. For example, it can be used
for the rst diagnosis or an emergency to provide
an urgent help. Moreover, hospitals benet from
applying telemedicine. Hospital bed or space
occupancy and resource utilization can be
improved as patients receive medical cares at
any places and anytime.
Preventive Medicine Promotion – People sometimes
have symptoms which can be prevented. One
of the key benets of practicing preventive medicine
is to decrease feasible illnesses. It can be conducted
by several levels ranging from the governmental
agencies to individuals.
28
Health monitoring
concept together with telemedicine are the
main driver of applying preventive medicine.
In order to obtain the real-time vital sign readings,
wearable devices available in the market can be
used to sense and transmit the readings to the
medical sta.
29
Preliminary diagnosis and following
procedures are performed by using telemedicine.
Possible illnesses can thus be prevented or found
at an early stage.
Medical Education – Most countries are still
Khemapech et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
251
Review Article
SMJ
experiencing the lack of medical staff and
specialists. Remote areas do not have professionals
to provide specic medical cares or treatments.
Such problems are worsened in case of emergency.
Apart from being a medical treatment platform,
telemedicine can be used as a continuing medical
education where medical sta and professionals
meet, learn and exchange their knowledge
and experiences. Successful cases of telemedicine
as an education platform are reported.
30,31
Sessions
can be conducted at any convenient sites where
attendees gather and participate an assigned
workshop.
Healthcare Equality – Limitations of distance and
time are tackled by the information and
communication technologies. Telemedicine is
built on top of such technologies in order to
provide medical services. People around the
world can therefore access the services as soon as
they are connected to the Internet. Medical services
are not only delivered by local physicians.
Professionals residing at other areas can provide
diagnoses and treatments. Local or novice physicians
are capable of learning from medical specialists.
In order to achieve healthcare equality, collaboration,
regulation and standardization are required.
Governmental agencies and private institutes
have to cooperate and agree upon a set of
requirements. Regarding the digital technologies
related issues, several predened standards such
as communication protocols can be adopted.
Service Diversity – With an advancement of
recent digital technology, data delivery and
processing are considerably improved. Instead of
basic data type, multimedia streaming over
the Internet is now more ecient. Processing
power is also remarkably increased while the
hardware price is continually decreased. Such
improvements support a variety of medical services
and enable real-time applications. A variety
of telemedicine services such as tele-pathology,
tele-dermatology, tele-nursing and tele-surgery
and their performance acceptance are addressed.
32
e key consideration on oering new service
is to select a set of suitable tools and technologies.
CONCLUSION
Two major indices reecting good quality of life are
healthiness and access to decent medical services. Lack
of medical personnel, demographical and geographical
problems are significant barriers of medical service
improvement. Telemedicine can be applied to aging society
transformation which causes higher demand of remote
medical care and treatment.Telemedicine is ocially dened
by the World Health Organization (WHO) as the delivery
of health care services where distance is a critical factor.
Major challenges of telemedicine utilization include system
development cost, system implementation, digital literacy,
digital technology acceptance and diagnostic accuracy.
Building a telemedicine service requires information
and communication technologies as the underlying
infrastructure. System integration needs some specialists
who can address users’ requirements and develop the
required system. Users’ acceptance of technology is
crucial to acquiring the advantages of telemedicine. A
revision of generated results is essential in order to avoid
diagnostic errors. Several opportunities of telemedicine
include cost reduction, preventive medicine promotion,
medical education, healthcare equality and service
diversity. Studies show that telemedicine signicantly
reduces cost of treatment as hospital visit is no longer
necessary. Regarding cost issues, not only the patients
but also the medical institutes benet from telemedicine.
Moreover, telemedicine facilitates health monitoring
and thus promotes preventive medicine. Knowledge
and experience transfer and exchange are feasible via
telemedicine. Medical personnel and corresponding services
are thus improved, and it is possible for the population
to have an equality in medical services. Finally, a variety
of medical services is observed, and additional services
can be oered due to technological advancement.
Telemedicine has been realized by many countries
as major tool to delivering decent and improved medical
services with equality. It is therefore included in national
healthcare strategies outlined by several nations. In
order to achieve the same operating standards, all of the
relevant parties have to involve and make agreements.
Telemedicine consists of several systems connected by
universally pre-dened data formats and protocols.
Making all medical institutes follow such formats will
denitely be time-consuming as some of them have
their own formats. Standard protocols have to be also
applied. Hence, telemedicine is not only building the new
system but also adjusting the legacy systems. Apart from
technological issue, several aspects must be taken into
consideration including economical and societal ones.
Inaccurate diagnosis and personal data leakage lead to
legal and ethical issues. Proper preparation and operating
procedures are signicantly required to successfully
apply telemedicine.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
252
REFERENCES
1. Who.int [Internet].Global health observatory data repository –
medical doctors [updated 2017; cited 2019Apr14] Available
from http://apps.who.int/gho/data/node.main HWFGRP_
0020?lang=en.
2. Un.org [Internet]. World population ageing [updated 2015; cited
2019 Apr 13]. Available from http://www.un.org/en/development/
desa/population/publications/pdf/ageing/ WPA2015_Report.
pdf.
3. Who.int [Internet]. A health telematics policy [updated 1997;
cited 2019 Apr 13]. Available from http://apps.who.int/iris/
bitstream/handle/10665/63857/WHO_DGO_98.1.pdf?
sequence=1&isAllowed=y.
4. Pacitaproject.eu [Internet]. Telecare technology for an ageing
society in Europe – current state and future developments
[updated 2013; cited 2019 Apr 13]. Available from http://www.
pacitaproject.eu/wp-content/uploads/2012/11/Telecare-
description-web.pdf.
5. Ganapathy K, Chawdhry V, Premanand S, Sarma A, Chandralekha
J, Kumar KY, et al. Telemedicine in the Himalayas: operational
challenges – a preliminary report. Telemed J E Health 2016;22:
821-35.
6. Chandwani RK, Dwivedi YK. Telemedicine in India: current
state, challenges and opportunities, Transforming Government:
People. Process and Policy 2015;9:393-400.
7. Rogers H, Madathil KC, Agnisarman S, Narasimha S, Ashok A,
Nair A, et al. A systematic review of the implementation
challenges of telemedicine systems in ambulances. Telemed J
E Health 2017;23:707-17.
8. Bujnowska-Fedal MM, Grata-Borkowska U. Use of telemedicine-
based care for the aging and elderly: promises and pitfalls.
Smart Homecare Technology and TeleHealth. 2015;8:91-105.
9. ailandometers.mahidol.ac.th [Internet]. ailandometers
[updated 2019 Apr 12; cited 2019 Apr 12]. Available from
http://www.thailandometers.mahidol.ac.th.
10. Social.nesdb.go.th [Internet]. e number of ai populations
per medical sta 1994 – 2017 [updated 2018 Nov 5; cited
2019 Apr 13] Available from http://social.nesdb.go.th/ SocialStat/
StatReport_Final.aspx?reportid=662&template=1R2C&year
type=M&subcatid=18
11. Moph.go.th [Internet]. eHealth strategy 2017 – 2026 [updated
2017 Aug; cited 2019 Apr 13] Available from https://ehealth.
moph.go.th/index.php/resources/dra-ehealth-strategy-ministry-
of-public-health-2016-2021?download=7:eng.
12. Shimizu S, Kudo K, Tomimatsu S, Moriyama T, Moriyama T,
Sadakari Y, et al. International telemedicine activities in ailand.
Siriraj Med J 2018;70:471-5.
13. Moph.go.th [Internet]. MoPH Application [cited 2019 Apr 10].
Available form https://www.moph.go.th/index.php/home/
app_moph.
14. Paho.org [Internet]. Framework for the implementation of
a telemedicine service [updated 2016; cited 2019 Apr 13].
Available fromhttp://iris.paho.org/xmlui/bitstream/handle/
123456789/28414/9789275119037_eng.pdf;sequence=1.
15. Sebastian Peek. Understanding technology acceptance by older
adults who are aging in place: a dynamic perspective, Ph.D.
esis, Tilburg University, 2017.
16. Pewresearch.org [Internet]. Older adults and technology use
[updated 2014; cited 2019 Apr 13]. Available from http://www.
pewresearch.org/wp-content/uploads/sites/9/ 2014/04/PIP_
Seniors-and-Tech-Use_040314.pdf.
17. Thomas GP, Christian AB, Suzanne KP, Renald L. Social
acceptance and population condence in telehealth in Quebec. B
MC Health Services Research 2015;15:72.
18. Briana C, Kelly H-Zolnierek, Krista H. White coat hypertension:
improving the patient-health care practitioner relationship,
Phychol Res Behav Manag 2015;8:133-41.
19. Izzo JA, Bhat R, Blumenthal J, Homan D, Watson J, et al.
Diagnostic accuracy of a rapid telemedicine encounter in the
emergency department. Ann Emerg Med 2017; 70(4):S127-S128.
20. Ausayakhun S, Skalet AH, Jirawison C, Keenan JD, Khouri C,
Nguyen K, et al. Accuracy and reliability of telemedicine for
diagnosis of cytomegalovirus retinitis. Am J Ophthalmol 2011;
152:1053-8.
21. Carlo C, Gabriele P, Giuseppe P. Telemedicine for developing
countries – a survey and some design issues. Appl Clin Inform
2016;7:1025-50.
22. Who.int [Internet]. Telemedicine – Opportunities and developments
in member states [updated 2010; cited 2019 Apr 13]. Available
from http://www.who.int/goe/publications /goe_telemedicine_
2010.pdf.
23. Aparajita D, Soumya D. Telemedicine: a new horizon in public
health in India. Indian J Community Med 2008;33:3-8.
24. Richard W, Nivritti GP, Richard ES. Telehealth in the developing
world. Royal Society of Medicine Press Ltd. London; 2009.
25. Connectwithcare.org [Internet]. Assessment of the feasibility
and cost of replacing in-person care with acute care telehealth
services [updated 2014; cited 2019 Apr 13]. Available from
http://www.connectwithcare.org/wp-content/uploads/2014/12/
Medicare-Acute-Care-Telehealth-Feasibility.pdf.
26. Agha Z, Schapira RM, Maker AH. Cost eectiveness of telemedicine
for the delivery of outpatient pulmonary care to a rural population.
Telemed J E Health 2002;8:281-91.
27. Stensland J, Speedie SM, Ideker M, House J, ompson T.
e relative cost of outpatient telemedicine services. Telemed
J 1999;5:245-56.
28. Clarke EA. What is preventive medicine? Can Fam Physician
1974;20:65-68.
29. Leelaloetphanit W, Leelaloetphanit W, Srikhuanjai K, Chomanan
P, Khemapech I. UbiNurSS on Mobile: a ubiquitous nursing
support system on mobile devices, Proceedings of the 5
th
IIAI
International Congress on Advanced Applied Informatics,
2016.p.71-76.
30. Randriambelonoro M, Bagayoko CO, Geissbuhler A. Telemedicine
as a tool for medical education: a 15-year journey inside the
RAFT network. Ann N Y Acad Sci 2018;1434:333-341.
31. Michael AER, Michael PC, Peter WC, Mary G. e use of
telemedicine for delivering continuing medical education in
rural communities. Telemedicine and e-Health 2005; 11:124-9.
32. Hassibian MR, Hassibian S. Telemedicine Acceptance and
Implementation in Developing Countries: Benets, Categories,
and Barriers. Razavi International Journal of Medicine [Internet].
Kowsar Medical Institute; 2016 Aug 21 [cited 2019 Apr 13];4(3).
Available from: http://dx.doi.org/10.17795/rijm38332.
Khemapech et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
175
Original Article
SMJ
Surachai Siripornadulsilp, M.D.*, Nisit Tongsiri, M.D.**
*Division of Surgery, Khon Kaen Hospital, Khon Kaen 40000, **Division of Surgery, Sakon Nakhon Hospital, Sakon Nakhon 47000, ailand.
Managing Difcult Cannulations in Endoscopic
Retrograde Cholangiopancreatography:
A Prospective Randomized Control Trial Study of
Precut Needle Knife Sphincterotomy versus
Transpancreatic Sphincterotomy Technique
Corresponding author: Surachai Siripornadulsilp
E-mail: siripornadulsilp@gmail.com
Received 5 October 2018 Revised 15 February 2019 Accepted 18 February 2019
ORCID ID: http://orcid.org/0000-0002-7917-4024
http://dx.doi.org/10.33192/Smj.2019.27
ABSTRACT
Objective: To evaluate the success rate of cannulations and rate of procedure-related complications between needle
knife sphincterotomy (NKS) and transpancreatic sphincterotomy (TPS) techniques, and to evaluate the most eective
cannulation time to proceed with NKS or TPS.
Methods: is study recruited 52 patients with inaccessible bile ducts by the standard cannulation at Khon Kaen
Hospital from May 2012 to May 2015. Patients were randomly allocated to the NKS group (N=21) or the TPS group
(N=21). Successful cannulations, and complications between NKS and TPS were collected and assessed.
Results: Successful cannulations by TPS and NKS were achieved in 14 cases (53.8%) and 13 cases (50%) respectively
(p value = 0.781). Post ERCP pancreatitis was found in 2 cases using TPS, and in 3 cases using NKS. ere were
3 cholangitis cases in TPS group, and 2 cholangitis cases in NKS group. Perforations were found in 3 cases and 1
case in TPS and NKS group, respectively. ere were 4 deaths in this study, one case in TPS group and 3 cases in
NKS group. Complications and mortality between TPS and NKS were not statistically signicant (P>0.05). Aer
40 minutes of the ERCPs, there was less chance for a successful cannulation. Unsuccessful cannulations between
TPS and NKS was not statistically dierent according to the Kaplan-Meier analysis.
Conclusion: TPS and NKS are able to increase successful cannulations. ere are no signicant dierences in the
cannulation success rate and rate of complications between the TPS and NKS. e appropriate time to terminate
a cannulation in dicult cases is found to be 40 minutes.
Keywords: ERCP; Transpancreatic precut sphicterotomy; needle knife sphicterotomy; dicult cannulation; time
for successful cannulation (Siriraj Med J 2019;71: 175-180)
INTRODUCTION
Endoscopic retrograde cholangiopancreatography
(ERCP) is challenging endoscopic procedure which has a
long learning curve. ERCP operators need to perform 180
ERCPs under supervision to achieve a 70-80% successful
cannulation.
1
A successful cannulation is dened as the
passing guide wire from the duodenal papilla to the
common bile duct which is the key to success in the
ERCP procedure.
2,3
According to a study of the outcomes
of ERCP at Khon Kaen Hospital, the success rate for
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
176
cannulations using the standard cannulation technique at
Khon Kaen Hospital was 78%.
4
is success rate was low
in comparison with expert ERCP centers which have a
successful cannulation rate of 90-95%.
5
erefore, Khon
Kaen Hospital has to increase its successful cannulation rate
in ERCP by using a special technique to overcome dicult
cannulations. ere are many cannulation techniques
to deal with dicult cannulations such as precut needle
knife sphicterotomy, transpancreatic sphicterotomy
technique, needle knife stulotomy, and endoscopic
ultrasound-guide cholangiography.
3,6
At Khon Kaen Hospital, we are familiar with the
needle knife sphicterotomy (NKS) technique and the
transpancreatic sphicterotomy (TPS) technique. NKS has
been used to overcome dicult cannulations by many
institutions for a long time with evidence of an increasing
successful cannulation rate to 92-96.9%
7-9
, and TPS, a
newer technique, described by Go in 1995
10
, has also
been used by ERCP operators with 72.5-97.3% cannulation
success rate.
11-15
According to previous studies, the
procedural related complications in NKS and TPS were
10-24.2%
7-9
and 11.1-5.8%
11,15
respectively. ere were
several studies that evaluated successful cannulation rates
and complication rates between NKS and TPS techniques.
e randomized controlled trial from Catalano et al.
16
demonstrated higher a successful cannulation rate in
TPS than with NKS while the complication rate was the
same; a study from Lee et al.
15
showed a similar successful
cannulation rate and complication rate between TPS
and NKS. erefore, the use of NKS or TPS to achieve
a successful cannulation rate is still being debated.
ere are several studies stating that prolonged a
cannulation time was associated with an increased rate
of post-ERCP pancreatitis (PEP).
17-20
Therefore, the
appropriate cannulation time should be balanced between
successful cannulation rates and complications, so the
most eective cannulation time to increase the chances
of a successful cannulation should be investigated.
e objectives of this study are to evaluate successful
cannulation rates and procedures related to complications
between the NKS and TPS techniques; to evaluate the
most eective required time for proceeding with either
NKS or TPS in an attempt to increase the chances of a
successful cannulation.
MATERIALS AND METHODS
is study was approved by Khon Kaen Hospital Ethics
Committee (issue number 56/01/2555) and registered in the
ai Clinical Trials Registry (TCTR number 20150224003).
Patients who had been treated with ERCP procedure at
the Endoscopic Unit, Department of Surgery, Khon Kaen
Hospital during May 2012 to May 2015 were recruited
into the study. All of the patients were treated with
ERCP by the rst author (S. Siripornadulsilp). Patients
with unstable vital sign, post-sphincterotomy patients,
patients with gastric outlet obstructions, and patients
with surgically altered anatomy were excluded. ere
were 286 patients who did not meet the exclusion criteria
and participated in the study. All the participants gave
informed consent before undergoing ERCP. Of the 286
participants, 52 had dicult cannulations which were
dened as lasting more than 10 minutes in attempting
to cannulate aer visualization of ampulla of Vater, or
there were more than three unintended pancreatic duct
cannulations.
21
e patients with dicult cannulation
conditions were randomly allocated to either the NKS
or the TPS group by sealed envelopes. ere were 26
patients in each group. NKS was dened as using a
needle-knife, specically a MicroKnife XL 5.5F, Boston
Scientic, El Coyol, Alajuela, Costa Rica, to perform an
incision at the upper margin of the papilla orice toward
the direction of bile duct until the underlying biliary
sphincter was visualized. TPS was dened as cutting
the septum between the pancreatic duct and bile duct
by sphicterotome toward the direction of the bile duct
aer selective cannulation of the pancreatic duct.
In our institution, ERCP patients were given intravenous
prophylactic antibiotic 15 minutes before the ERCP
procedure. e videoduodenoscopes were Olympus TJF
140, Olympus TJF 140R, Fujinon EO-250XT5, Olympus
TJF130, and Olympus TJF150. e patients were given
2% lidocaine viscus as a local anesthetic agent. During
ERCP, the patient’s vital signs and oxygen saturation
were monitored with a pulse oximetry by endoscopic
nurses. Aer ERCP, the patients were sent to the surgical
ward for observation for at least 24 hours. In this study,
a successful cannulation was dened as the insertion of a
sphincterotome to the common bile duct.
21
e ERCP-
related complications were dened as the “consensus
criteria” described by Cotton et al
23
; PEP was abdominal
pain with an increase in serum amylase of more than
three times the normal upper limit 24 hours aer ERCP.
Post-ERCP cholangitis was dened as abdominal pain
with fever of more than 38 degree Celsius that lasted
more than 24 hours aer ERCP and a demonstration of
obstructive jaundice in a liver function test. Hemorrhage
was clinical evidence of bleeding with a hemoglobin drop
of more than 2 g/dL. Perforation was the presence of
uid leakage or contrast media in the abdominal cavity
or retroperitoneal cavity during ERCP procedures or
from imaging studies.
Siripornadulsilp et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
177
Original Article
SMJ
e characteristics of the participants was demonstrated
with descriptive statistic. e Chi-square test and the
Fisher exact test were used in comparing categorial data
between NKS and TPS. e eective required time for
a successful cannulation was estimated by the Kaplan-
Meier method.
RESULTS
Baseline characteristics of the patients are shown
in Table 1.
ere was no dierence in the baseline characteristics
between the TPS patients and NKS patients. (Table 2)
ere was no dierence in successful cannulations
and procedural related complications between the TPS
and NKS patients. In this study, there were 4 procedural
related mortality cases. e indications for ERCP in these
patients were 2 CBD stone cases and 2 malignancy cases.
ere were 3 death cases in the NKS group and 1 death
case in TPS group. e causes of death are described in
Table 3.
ere were 51 patients of 52 patients that had complete
cannulation time data. e cannulation time was not
recorded in one patient. e patients were allocated and
treated with TPS or NKS according to the study protocol.
e median survival time (the median cannulation time)
was 30 minutes, and the 95% condence interval was 6.8-
53.2 minutes. e majority of successful cannulations were
in the rst 30 minutes. ere were only a few successful
cannulations aer 40 minutes as only one successful
cannulation occurred in the 40
th
to 60
th
minute of the
cannulation.
Fig 2 shows a comparison of non-successful
cannulations between TPS and NKS by using the Kaplan-
Meier method. Aer the 20
th
minute, there were 15 cases
in TPS group and there were 13 cases in the NKS group
who did not have successful cannulations. Aer the 40
th
minute, there were 6 cases in the TPS group and 8 cases
in NKS group that did not have successful cannulations.
e unsuccessful cannulations between TPS and NKS
showed no statistical signicance.
TABLE 1. Baseline characteristics of the patients between the TPS and NKS group.
Characteristics
TPS NKS
P-value
(N=26) (N=26)
Gender
Female N (%) 11 (42.3) 18 (69.2) 0.05*
Male N (%) 15 (57.7) 8 (30.8)
Age
Mean (SD) 61 (11.3) 59.6 (15.5)
Median (Min-Max) 61.5 (36-82) 61 (21-85)
Diabetes mellitus N (%) 5 (19.2) 6 (23.1) 1.00**
Hypertension N (%) 4 (15.4) 3 (11.5) 1.00**
IH N (%) 1 (3.8) 0 (0) 1.00**
CBD stone N (%) 6 (23.1) 9 (34.6) 0.36*
Biliary stricture N (%) 4 (15.4) 2 (7.7) 0.67**
Malignancy N (%) 16 (61.5) 14 (53.8) 0.58*
Bile Leakage N (%) 0 (0) 1 (3.8) 1.00**
*P-value from Chi-square test, **P-value from sher exact test
Abbreviations: IH = Ischemic heart disease, CBD = Common bile duct, TPS = transpancreatic sphicterotomy, NKS = needle knife
sphicterotomy
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
178
TABLE 2. Successful cannulation and complications between TPS and NKS group.
Techniques
TPS NKS
P-value
(N =26) (N =26)
Successful cannulation N (%) 14 (53.8) 13 (50) 0.78*
Complications
Pancreatitis N (%) 2 (7.7) 3 (11.5) 1.00**
Cholangitis N (%) 3 (11.5) 2 (7.7) 1.00**
Perforation N (%) 3 (11.5) 1 (3.8) 0.61*
Bleeding N (%) 0 (0) 0 (0) NA
Hypoxia N (%) 0 (0) 1 (3.8) 1.00**
Subcutaneous emphysema N (%) 1 (3.8) 0 (0) 1.00**
Death N (%) 1 (3.8) 3 (11.5) 0.61*
*P-value from Chi-square test, **P-value from sher exact test
Abbreviations: NA = Not applicable, TPS = transpancreatic sphicterotomy, NKS = needle knife sphicterotomy
TABLE 3. Causes of death.
Case Age Indication Technique Complication
1 41 CBD stone TPS Pancreatitis
2 57 CBD stone NKS Cholangitis
3 47 Malignancy NKS Pancreatitis and perforation
4 74 Malignancy NKS Pancreatitis and cholangitis
Abbreviations: CBD = Common bile duct, TPS = transpancreatic sphicterotomy, NKS = needle knife sphicterotomy
Fig 1. Kaplan-Meier Curve of All Patients.
Fig 2. Kaplan-Meier Curve of TPS and NKS.
Siripornadulsilp et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
179
Original Article
SMJ
DISCUSSION
In this study, successful cannulations in dicult
cannulation cases between TPS and NKS were the same
as the result of the previous study from Lee et al.
15
e
procedural related complications between TPS and NKS
were similar as the previous studies from Lee et al.
15
,
Catalano et al.
16
, and Zang et al.
24
Although TPS was
not shown to be better than NKS in increasing the rate
of successful cannulations, both cannulation techniques
could increase the rate of successful cannulations in
dicult cannulation cases. In this study, there were
286 participants who met the inclusion criteria and
52 (18.2%) of them were dicult cannulation cases.
According to the results of this study, for TPS and NKS,
each technique could increase the cannulation rate by
at least 50%; therefore, these techniques could raise
successful cannulation rates in ERCP patients in our
institution to over 90%. e crossover of TPS and NKS
techniques was reported to improve the nal successful
cannulation rates to 95.3%
15
; however, this study did not
decide to evaluate TPS and NKS in a crossover regime.
Although the successful cannulations and complications
between TPS and NKS were not statistically dierent,
there were more procedural related deaths in the NKS
group; moreover, technically, it is relatively easy to
perform pancreatic duct cannulations
16,25
and there is
no special instrument and additional time for placing
special instruments for TPS while NKS needs special
instruments such as a needle-knife (MicroKnife XL) and
additional time to place the needle-knife to the ampulla.
As a result, TPS is a more attractive method to overcome
dicult cannulation in comparison with NKS. However,
according to the European Society of Gastrointestinal
Endoscopy (ESGE), clinical guideline for papillary
cannulation and sphincterotomy techniques at ERCP,
in dicult cannulation cases that had no unintentional
pancreatic guide wire insertion, the initial technique
that should be used to overcome dicult cannulation
is NKS.
26
e most common complications in this study
were PEP and cholangitis. In this study, PEP occurred in
7.7% and 11.5% in the TPS and NKS groups respectively,
the rate of PEP was comparable with the rate of PEP in
the previous study from Lee et al.
15
which reported a
10.7% PEP occurrence in the TPS group and 5.3% in
the NKS group, while Zang et al.
24
reported 9.6% and
10.5% of PEP in the TPS and NKS group respectively.
In this study, the rate of cholangitis was 11.5% and 7.7%
in TPS and NKS respectively. e cholangitis rate was
high in comparison with the study from Lee et al.
15
,
which reported a cholangitis rates of 3% in TPS and no
cholangitis in NKS. In the study from Catalano et al.,
there was no reported cholangitis as a procedural
related complication.
16
e high rate of cholangitis in
this study might be due to the high incidence of hilar
cholangiocarcinoma in northeastern ailand.
27
erefore,
the rate of palliative biliary drainage for malignant cases
was also high. According to previous studies, palliative
endoscopic biliary drainage for hilar cholangiocarcinoma
was responsible for a high rate of cholangitis, ranging
from 8.8-40.7%.
28-31
e second objective of this study is to dene the most
eective required time for proceeding with either NKS
or TPS to increase the rate of successful cannulations. In
this study, the majority of successful cannulations were
in the rst 30 minutes. ere was only one successful
cannulation occurred in the 40
th
to 60
th
minute of the
cannulation. However, we did not evaluate the correlation
between increasing cannulation time and ERCP-related
complications.
CONCLUSION
In this study, both TPS and NKS increased successful
ERCP cannulations, but there was no dierence in successful
cannulations and procedural-related complications
between TPS and NKS. ere was little chance to make
a successful cannulation aer the 40
th
minute before a
cannulation.
ACKNOWLEDGMENTS
We would like to thank Greg Lamphear for his help
with editing and formatting this article.
REFERENCES
1. Jowell PS, Baillie J, Branch MS, Aronti J, Browning CL Bute
BP. Quantitative assessment of procedural competence. A
prospective study of training in endoscopic retrograde
cholangiopancreatography. Ann Intern Med 1996;125:983-9.
2. Baron TH, Peterson BT, Mergener K, Chak A, Cohen J, Deal
SE, et al. Quality indicators for endoscopic retrograde
Cholangiopancreatography. Gastrointest Endosc 2006;63:
S29-S34.
3. Qayed E, Reid AL, Willingham FF, Keilin S, Cai Q. Advances
in endoscopic retrograde cholangiopancreatography cannulation.
World Journal of Gastrointest Endosc 2010;2:130-7.
4. Siripornadulsilp S, Tongsiri N, Wongrach L, Piriyakarnon A,
Reangwannasak S, Tipsunthonsak N. Outcomes of Endoscopic
Retrograde Cholangiopancreatography in 942 cases. KKMJ
2011;35:35-39.
5. Huibregtse K. Complications of endoscopic sphincterotomy
and their prevention. N Engl J Med 1996;335:961-3.
6. Udd M, Kylanpaa L, Halttunen J. Management of dicult bile
duct cannulation in ERCP. World J Gastrointest Endosc
2010;2:97-103.
7. Gullichen R, Lavonius M, Laine S, Gronroos J. Needle knife
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
180
assisted ERCP. Surg Endosc 2005;19:1243-5.
8. Kasmin FE, Cohen D, Batra S, Cohen SA, Siegel JH. Needle knife
sphincterotomy in a tertiary referral center: efficacy and
complications. Gastrointest Endosc 1996;44:48-53.
9. Miao L, Li QP, Zhu MH, Ge XX, Yu H, Wang F, et al . Endoscopic
transpancreatic septotomy as a precutting techinque for dicult
bile duct cannulation. World J Gastroenterol 2015;21:3978-82.
10. Go JS. Common bile duct pre-cut sphincterotomy: transpancreatic
sphincter approach. Gastrointest Endosc 1995;41:502-6.
11. Kahaleh M, Tokar J, Mullick T, Bickston SJ, Yeaton P. Prospective
evaluation of pancreatic sphicterotomy as a precut technique
for biliary cannulation. Clin Gastroenterol Hepatol 2004;
2:971-7.
12. Kapetanos D, Kokozidis G, Christodoulou D, Mistakidis K,
Dimakopoulos K, Katodritou E, et al. Case series of transpancreatic
septotomy as precutting technique for difficult bile duct
cannulation. Endoscopy 2007;39:802-6.
13. Weber A, Roesch T, Pointner S, Born P, Neu B, Meining A,
et al. Transpancreatic precut sphincterotomy for cannulation
of inaccessible common bile duct: a safe and successful technique.
Pancreas 2008;36:187-91.
14. Halttunen J, Keranen I, Kylanpaa L. Pancreatic sphincterotomy
versus needle knife precut in dicult biliary cannulation. Surg
Endosc 2009;23:745-9.
15. Lee YJ, Park YK, Lee MJ, Lee KT, Lee KH, Lee JK, et al.
Dierent Strategies for Transpancreatic Septotomy and Needle
Knife Infundibulotomy Due to the Presence of Unintended
Pancreatic Cannulation in Dicult Billiary Cannulation. Gut
Liver 2015;9:534-9.
16. Catalano MF, Linder JD, Geene JE. Endoscopic transpancreatic
papillary septotomy for inaccessible obstructed bile ducts:
Comparison with standard pre-cut papillotomy. Gastrointest
Endosc 2004;60:557-61.
17. Borges AC, Almeida PC, Furlani SMT, Cury MS, Pleskow.
ERCP performance in a tertiary Brazilian center: focus on new
risk factors, complications and quality indicators. Arq Bras
Cir Dig 2018;31:e1348.
18. Funatsu E, Masuda A, Takenaka M, Nakagawa T, Shiomi
H, Yoshinaka H, et al. History of Post-Endoscopic Retrograde
Cholangiopancreatography Pancreatitis and Acute Pancreatitis
as Risk Factors for Post-ERCP Pancreatits. Kobe J Med Sci
2017;63:E1-E8.
19. Wang P, Li ZS, Liu F, Ren Xu, Lu NH, Fan ZN, et al. Risk
factors for ERCP-related complications: a prospective multicenter
study. Am J Gastroenterol 2009;104:31-40.
20. Sofuni A, Maguchi H, Mukai T, Kawakami H, Irisawa A, Kubota
K, et al. Endoscopic pancreatic duct stents reduce the incidence
of post-endoscopic retrograde cholangiopancreatography
pancreatitis in high-risk patients, Clin Gastroenterol Hepatol
2011; 9:851-8.
21. Laohavichitra K, Akaraviputh T, Methasate A, Leelakusolvong S,
Kachinton U. Comparison of early pre-cutting vs standard
technique for biliary cannulation in endoscopic retrograde
cholangiopancreatography: A personal experience. World J
Gastroenterol 2007;13:3734-7.
22. Baron TH, Peterson BT, Mergener K, Chak A, Cohen J, Deal SE,
et al. Quality indicators for endoscopic retrograde
Cholangiopancreatography. Gastrointest Endosc 2006;101:
892-7.
23. Cotton PB, Lehman G, Vennes J, Geenen JE, Russel RCG,
Meyers WC, et al. Endoscopic sphincterotomy complications
and their management: An attempt at consensus. Gastrointest
Endosc 1991;37:383-93.
24. Zang J, Zhang C, Gao J. Guidewire-assisted transpancreatic
sphincterotomy for dicult biliary cannulation: a prospective
randomized controlled trial. Surg Laparosc Ensosc Percu Tech
2014;24:429-33.
25. Yoo YW, Cha SW, Lee WC, Kim SH, Kim A, Cho YD. Double
guidewire technique vs transpancreatic precut sphincterotomy
in dicult biliary cannulation. World J Gastroenterol 2013;19:
108-14.
26. Green A, Uttaravichien T, Bhudhisawadi V, Chartbanchahai
W, Elkins DB,Marieng EO, et al. Cholangiocarcinoma in
North East ailand. Trop Geogr Med 1991;43:193-8.
27. Riesco-Lopez JM, Vazquez-Romero M, Rizo-Pascual JM,
Rivero-Fernandez M, Manzano-Fernandez R, Gonzalez-Alonso
R, et al. Ecacy and safety of ERCP in a low-volume hospital.
Rev Esp Enferm Dig (Madrid) 2013;105:68-73.
28. de Palma G. D, Galloro G, Siciliano S, Iovino p, Catanzano
C. Unilateral versus bilateral endoscopic hepatic duct drainage
in patients with malignant hilar biliary obstruction: results
of a prospective, randomized, and controlled study. Gastrointest
Endosc 2001;53:547-53.
29. Pisello F, Geraci G, Modica G, Sciume C. Cholangitis prevention
in endoscopic Klatskin tumor palliation: air cholangiography
technique. Langenbeck Arch Surg 2009;394:1109-14.
30. Walter T, Ho CS, Horgan AM, Warkentin A, Gallinger S, Greg
PD, et al. Endoscopic or percutaneous biliary drainage for
klatskin tumors. J Vasc Interv Radiol 2013;24:113-21.
Siripornadulsilp et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
181
Original Article
SMJ
Varut Lohsiriwat, M.D., Ph.D.
Department of Surgery, Faculty of Medicine Siriraj Hospital, Mahidol University, Bangkok 10700, ailand.
Mosapride Reduces Prolonged Postoperative Ileus
after Open Colorectal Surgery in the Setting of
Enhanced Recovery after Surgery (ERAS):
A Matched Case-Control Study
Corresponding author: Varut Lohsiriwat
E-mail: bolloon@hotmail.com
Received 15 November 2018 Revised 1 April 2019 Accepted 5 April 2019
ORCID ID: http://orcid.org/0000-0002-2252-9509
http://dx.doi.org/10.33192/Smj.2019.28
ABSTRACT
Objective: To evaluate the eects of mosapride, a selective 5-hydroxytryptamine-4 agonist, on gastrointestinal
recovery in patients undergoing open colorectal surgery.
Methods: A prospectively collected database of the patients undergoing elective ‘open’ colorectal resection under
enhanced recovery aer surgery (ERAS) from May 2013 to April 2017 was reviewed. From April 2016, mosparide
was routinely given from postoperative day 1 to discharge date. Eighty-four patients receiving mosapride were
matched to 168 control patients (historical comparison with a ratio of 1:2). Surgical outcomes and postoperative
gastrointestinal recovery was compared.
Results: e patient characteristics were comparable except more patients in control group had perioperative
administration of NSAIDs. e mosapride group had a 1.5% higher compliance rate of ERAS protocol. e control
group had higher incidences of prolonged postoperative ileus (17.3% vs 7.1%; p=0.029) and prolonged postoperative
ileus requiring nasogastric tube decompression (8.9% vs 3.6%; p=0.19). Overall complication, clinical intestinal transit
and length of hospitalization were not signicantly dierent between groups. However, the patients with prolonged
postoperative ileus had signicantly prolonged hospitalization (p<0.001). Median length of hospital stay was 4 days
(IQR 4-5) in those without prolonged ileus (n=217), 5 days (IQR 5-6) in those with prolonged ileus without a need
of gastric decompression (n=17) and 10.5 days (IQR 7-14.5) in those with prolonged ileus requiring nasogastric
tube decompression (n=18) (p<0.001). A multivariate analysis showed that administration of mosapride was only
a protective factor for prolonged postoperative ileus (OR=0.37, 95% CI=0.15-0.93, p=0.029).
Conclusion: Postoperative administration of mosapride reduced the incidence of prolonged postoperative ileus
aer open colorectal surgery.
Keywords: Mosapride; postoperative ileus; colon; rectum; enhanced recovery aer surgery; ERAS; prokinetic drug;
prevention (Siriraj Med J 2019;71: 181-188)
INTRODUCTION
Postoperative ileus (POI) is a physiologic hypomotility
of the gastrointestinal tract occurring immediately
aer major abdominal or non-abdominal surgery. e
pathophysiology of POI is multifactorial and complex. It
is known to be associated with inammatory, neurological
and hormonal responses to surgery.
1
Prolonged POI
refers to this gastrointestinal dysfunction continuing
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
182
Lohsiriwat
past the expected timeframe – usually beyond 3 days
aer laparoscopic abdominal surgery and 5 days aer
open abdominal surgery.
22
Prolonged POI is one of the
most frequent and challenging complications following
colorectal surgery especially open procedure
3
because it
was associated with increased hospital cost and length
of hospital stay.
4
Patients with POI were also more likely
to develop other postoperative complications and to be
readmitted.
5
e incidences of prolonged POI following
colorectal surgery vary widely depending on the denition
and cut-o limit.
6
For example, a recent French cohort
of colorectal patients undergoing surgery with enhanced
recovery aer surgery (ERAS) program showed the rate
of prolonged POI ranged from 10% for a cut-o of 5
days to 40% for a cut-o of 3 days.
7
Since treatment options for prolonged POI are limited,
several methods of preventing or minimizing POI have
been advocated such as laparoscopic surgery
3
, epidural
analgesia
8
, administration of selective cyclooxygenase-2
inhibitors
9
, and ERAS pathway.
7
Regarding pharmacological
intervention, various prokinetic drugs such as
metoclopramide, erythromycin and cisapride have
been used to improve postoperative gastrointestinal
motility. In a systematic review of the aforementioned
agents, only cisapride showed a signicant reduction in
POI.
10
However, cisapride – a 5-hydroxytryptamine-4
(5-HT4) receptor agonist – was withdrawn from the
market worldwide because it caused potentially lethal
cardiac arrhythmia via its high anity blockade of cardiac
potassium channel.
11
Mosapride citrate (mosapride) is another prokinetic
drug that selectively activates 5-HT4 receptors on the
eerent cholinergic neurons of the gastrointestinal tract,
leading to increased acetylcholine release and hence
increased bowel contraction – without cardiac side eects.
11
Mosapride has been shown to reduce the duration of
POI aer hand-assisted laparoscopic colectomy
12
and
laparoscopic colectomy.
13
However, its eect on POI aer
open colorectal surgery has not been assessed especially
in the setting of ERAS pathway. e aim of the present
study was therefore to evaluate whether mosapride reduced
the incidence of prolonged POI and shorten the duration
of gastrointestinal recovery aer open colectomy and/
or proctectomy.
MATERIAS AND METHODS
Patients
is was a review of prospectively collected database
of patients undergoing elective ‘open’ segmental resection
(colectomy and/or proctectomy) within an ERAS pathway
from May 2013 to April 2017 in the Faculty of Medicine
Siriraj Hospital, Mahidol University, ailand. Patients
with clinical peritonitis or acute colonic obstruction were
excluded. e study was approved by the institutional
ethics committee (Si 014/2013) and written informed
consent was obtained from each patient.
ERAS protocol and pharmacologic intervention
All of the studied patients were operated on and
treated by a board-certified colorectal surgeon (the
author) who has applied an ERAS pathway into colorectal
surgery since 2010. ERAS strategies in our institute
were adopted from the ERAS society recommendations
for perioperative care in elective colorectal surgery.
14,15
Some details of our ERAS program have been described
previously.
9,16-18
Briey, a practice of perioperative pain
control with a preferential use of non-opioid analgesia,
mechanical bowel preparation for le-sided colon and
rectal surgery, prophylactic antibiotic regimen, prophylaxis
of postoperative nausea and vomiting, selective use of
diverting stoma aer colorectal anastomosis, no insertion
of nasogastric tube (NGT), early enteral feeding and
immediate mobilization was standardized. ere was
no postoperative administration of laxative and other
prokinetic drugs except ondansetron and/or metoclopramide
for treating postoperative nausea and vomiting. Of note,
from 1 April 2016 mosparide (mosapride citrate 15 mg;
about 0.75 USD/tablet) was routinely given to every
patient three times a day on postoperative day 1 until the
patients were discharged. ere is no signicant change
in our ERAS protocol during the study period except
the routine postoperative administration of mosapride
from April 2016.
If patients met the criteria of prolonged POI (dened
systematically by the combination of at least two of the
following ve criteria on or aer the fourth operative
day: nausea or vomiting, abdominal distension, inability
to tolerate oral diet over 24 hours, absence of gas or stool
passing over 24 hours, and radiological evidence of ileus)
6
,
rescue agents such as intravenous metoclopramide and/
or suppository bisacodyl would be given for reducing
the duration of ileus. For patients with vomiting and
distention, the placement of NGT was performed to
provide symptomatic relief. e NGT was placed until
patients had decreased drainage volume - together with
clinical or radiological improvement. Patients would be
discharged from the hospital if they had no fever, good
appetite, satisfactory gastrointestinal recovery and a good
level of ambulation. All of the patients were scheduled
for follow-up at 7-10 days and 30 days aer an operation.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
183
Original Article
SMJ
Data collection
Data including patient characteristics, operative details,
and postoperative outcomes were prospectively collected.
Patient characteristics included age, gender, body mass
index (BMI), American Society of Anesthesiologists (ASA)
grade, ColoRectal Physiological and Operative Severity
Score for the enUmeration of Mortality and Morbidity
(CR-POSSUM) score
19
, and preoperative nutritional
status based on the subjective global assessment (SGA).
20
Operative details included type of operation and operative
time. Overall ERAS protocol compliance of each case was
determined based on the ERAS society recommendations
for perioperative care in elective colorectal surgery.
14,15
Postoperative outcomes included postoperative
complications (graded I-V according to the Clavien-
Dindo classication system)
21
, time to global resumption
of intestinal transit (dened as interval from surgery to
the tolerance of solid food intake in association with
passage of stool)
22
, the incidence of prolonged POI (as
aforementioned criteria)
6
, the length of postoperative
stay, death and readmission within 30 days aer the
operation. Impact of prolonged POI on postoperative
hospitalization was also determined.
Sample size calculation
For 1-to-2 comparison, a minimum sample size
of 81 patients in mosapride group and 162 patients in
control group was estimated to show a 50% reduction in
the incidence of prolonged POI with a power of 90% and
a signicance level of 0.05.
13
Sample size calculations were
based on a recent prospective study in France
22
indicating
that 39.6% of patients undergoing colorectal surgery
within an ERAS protocol experienced prolonged POI
using the clinical denition of prolonged POI purposed
by Vather et al.
6
We calculated the sample size based
on this French study because a well-established ERAS
pathway was fully applied in this French university
hospital - like ours. Patients receiving mosapride were
matched with historical control patients on potentially
confounding factors for prolonged POI such as age,
co-morbidity, site of operation (colon vs rectum), stoma
formation and extension of surgical treatment.
Statistical analysis
All statistical analyses were performed using the
PASW Statistics soware (SPSS version 18.0 for Windows,
Illinois, USA). Continuous variables were expressed as
mean ± standard deviation or median (interquartile;
IQR), and were compared using the Student t-test or
Mann-Whitney U test. Categorical data were expressed as
number (percentage) and were compared using the Pearson
Chi-square test or Fisher exact probability test. Factors
potentially associated with or protective of prolonged
POI were analyzed using a univariate analysis. Only
signicant variables from the univariate analysis were
included in a multivariate model of logistic regression
(forward stepwise logistic regression analysis), and the
odds ratio with 95% condence intervals (95% CI) for
each variable was determined. A p-value of <0.05 was
considered statistically signicant.
RESULTS
Aer case-matching from a database of 305 cases,
252 patients were included - 84 in the mosapride group
and 168 in the historical control group (Fig 1). Patient
characteristics were comparable except more patients in
control group had perioperative administration of NSAIDs,
and mosapride group had a 1.5% higher compliance
rate of ERAS protocol (Table 1). Overall complication,
global resumption of intestinal transit and length of
hospitalization were not signicantly dierent between
the two groups (Table 2). However, the control group
had more incidence of prolonged POI and prolonged
POI requiring NGT insertion (17.3% vs 7.1%; p=0.029
and 8.9% vs 3.6%; p=0.19), respectively. Clinical factors
associated with prolonged POI were shown in Table 3.
A multivariate model of logistic regression showed that
postoperative administration of mosapride was only
a protective factor for prolonged POI (OR=0.37, 95%
CI=0.15-0.93, p=0.029).
Fig 1. Flow diagram of participant enrollment and analysis.
#
ere was no patient refusing consent to receive the drug or excluding
from analysis
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
184
Lohsiriwat
TABLE 1. Patient’s characteristics and intraoperative parameters.
Mosapride Control P-value
(n=84) (n=168)
Age, year 62.4 ± 12.9 64.1 ± 11.8 0.306
Male 44 (52.4) 95 (56.5) 0.531
BMI, kg/m
2
22.6 ± 4.1 22.9 ± 4.1 0.630
ASA class ≥ 3 13 (15.5) 42 (25.0) 0.084
CR-POSSUM predictive mortality, % 1.90 (1.30-2.60) 1.83 (0.98-2.58) 0.426
Hematocrit, % 37.4 ± 5.7 36.8 ± 5.4 0.335
Preoperative malnutrition
#
16 (19.0) 46 (27.4) 0.148
Previous laparotomy 7 (8.3) 13 (7.7) 0.869
Previous abdominal/pelvic irradiation 6 (7.1) 8 (4.8) 0.437
Cancer surgery 79 (94.0) 152 (90.5) 0.334
Tumor staging ≥ 3 41 (51.9) 89 (57.4) 0.422
Rectal surgery 47 (56.0) 93 (55.4) 0.929
Stoma creation 16 (19.0) 33 (19.6) 0.910
Major multi-organ resection
##
4 (4.8) 15 (8.9) 0.315
Detailed procedure 0.930
(Extended) right hemicolectomy 13 (15.5) 26 (15.5)
(Extended) left hemicolectomy 9 (10.7) 8 (4.8)
Sigmoidectomy 13 (15.5) 36 (21.4)
Hartmann procedure 7 (8.3) 16 (9.5)
(Sub) total colectomy 2 (2.4) 6 (3.6)
(Low) anterior resection 34 (40.5) 65 (38.7)
Abdominoperineal resection 6 (7.1) 11 (6.5)
Epidural analgesia 22 (26.2) 41 (24.4) 0.758
Duration of surgery, minute 184 ± 57 189 ± 77 0.577
Blood loss, mL 120 (50-200) 150 (100-250) 0.090
Perioperative administration of NSAIDs 34 (40.5) 91 (54.2) 0.040*
Total IV morphine consumption, mg/kg 0.43 (0-0.71) 0.26 (0.01-0.79) 0.964
Overall ERAS protocol compliance
###
, % 83.6 ± 4.4 82.1 ± 4.7 0.010*
*P-value < 0.05
Values are expressed as mean ± standard deviation, median (interquartile range) or number (percentage).
#
Malnutrition was dened as subjective global assessment (SGA) class B and class C.
##
Major multi-organ resection excluded the resection of appendix, gallbladder, ovaries and fallopian tubes, small bowel, and part of urinary
bladder (partial cystectomy).
###
Overall compliance of each patient was determined based on the ERAS® society recommendations for perioperative care in elective
colorectal surgery.
Abbreviations: ASA = American society of Anesthesiologists, BMI = body mass index, CR-POSSUM = ColoRectal Physiological and
Operative Severity Score for the enUmeration of Mortality and Morbidity, ERAS = enhanced recovery aer surgery, NSAIDs = non-steroidal
anti-inammatory drugs
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
185
Original Article
SMJ
TABLE 2. Postoperative outcomes.
Mosapride Control P-value
(n=84) (n=168)
Prolonged POI 6 (7.1) 29 (17.3) 0.029*
Prolonged POI requiring NGT insertion 3 (3.6) 15 (8.9) 0.193
Overall complication 12 (14.3) 34 (20.2) 0.249
Serious complication
#
4 (4.8) 8 (4.8) 1.000
Time to off intravenous uid, days 2 (2-3) 2 (2-3) 0.412
Global resumption of intestinal transit, days 3 (2-3.5) 3 (2-4) 0.868
Length of hospitalization, days 4 (4-5) 4 (4-5) 0.474
30-day readmission 1 (1.2) 7 (4.2) 0.275
*P-value < 0.05
Values are expressed as number (percentage) or median (interquartile range).
#
Serious complication was dened as the Clavien-Dindo classication of surgical complication grade III-V. Mosapride group had 4 patients
with serious complications as following: intraabdominal collection requiring reoperation, adhesive small obstruction requiring relaparotomy,
upper gastrointestinal bleeding requiring endoscopic intervention, and distal duodenal obstruction requiring endoscopic management.
Control group had 8 patients with serious complications as following: anastomotic leakage (3) requiring reoperation, pelvic collection
requiring percutaneous drainage, anastomotic bleeding requiring endoscopic clipping, upper gastrointestinal bleeding requiring endoscopic
intervention, and life-threatening congestive heart failure (1) and liver failure (1) requiring intensive care unit management.
Abbreviations: NGT = nasogastric tube, POI = postoperative ileus
TABLE 3. Clinical factors associated with prolonged postoperative ileus (PPOI).
No PPOI PPOI P-value Odds ratio
(n=217) (n=35) (95% CI)
Serious complication
#
8 (3.7) 4 (11.4) 0.068 3.37 (0.96-11.86)
ASA ≥ 3 44 (20.3) 11 (31.4) 0.138 1.80 (0.82-3.96)
ERAS compliance > 80% 117 (53.9) 15 (42.9) 0.224 0.64 (0.31-1.32)
Administration of NSAIDs 111 (51.2) 14 (40.0) 0.221 0.64 (0.31-1.32)
Administration of mosapride 78 (35.9) 6 (17.1) 0.029* 0.37 (0.15-0.93)
*P-value < 0.05
Values are expressed as number (percentage).
#
Serious complication was dened as the Clavien-Dindo classication of surgical complication grade III-V.
Abbreviations: ASA = American society of Anesthesiologists, ERAS = enhanced recovery aer surgery, NSAIDs = non-steroidal anti-
inammatory drugs
e length of hospitalization in patients with prolonged
POI was signicantly longer than those without such a
condition (p<0.001). Median length of postoperative stay
was 4 days (IQR 4-5) in those without prolonged POI
(n=217), 5 days (IQR 5-6) in those with prolonged POI
without a requirement of NGT decompression (n=17),
and 10.5 days (IQR 7-14.5) in those with prolonged
POI requiring NGT decompression (n=18) – which was
signicantly dierent between groups (Fig 2).
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
186
Lohsiriwat
Fig 2. Association between postoperative ileus and length of
hospitalization.
Abbreviations: NGT = nasogastric tube, POI = postoperative ileus
DISCUSSION
Prolonged POI is one of the most common problems
aer intra-abdominal surgery especially open laparotomy.
Since treatment options for prolonged POI are limited,
preventive measures of POI such as multimodal analgesia
9
,
application of ERAS pathway
7
and administration of
prokinetic drugs are essential.
12,13
is study demonstrated
that within an ERAS pathway postoperative administration
of mosapride reduced the incidence of prolonged POI aer
open colorectal surgery. To the best of our knowledge, this
is the rst clinical study examining the benecial eects
of mosapride on bowel function following open colorectal
operation – aer its favorable eects on shortening
time to gastrointestinal recovery have been shown in
hand-assisted laparoscopic colectomy and laparoscopic
colectomy for colon cancer.
12,13
Mosapride is a relatively new prokinetic drug available
in Asian countries such as Japan and ailand. It is a highly
selective 5-HT4 receptor agonist facilitating acetylcholine
release from the enteric cholinergic neurons within
myenteric and submucosal plexus. It has been shown to
accelerate gastric emptying rate
12
, shorten small bowel
transit
23
, stimulate colonic motility
24
and augment rectal
contraction.
25
Interestingly, in a recent animal study
mosapride has been shown to exert anti-inammatory
eects on the muscular wall of gastrointestinal tract
aer intestinal manipulation and therefore dramatically
inhibit POI.
26
Unlike other 5-HT4 receptor agonists
such as cisapride and tegaserod, mosparide has no eect
on cardiac potassium channels, dopamine receptors or
other 5-HT receptors thus resulting in a high prole of
safety.
11
Several prokinetic agents have been used to prevent
or reduce POI. Among the most common drugs used
are cisapride and metoclopramide. An animal study
comparing the prokinetic activities of mosapride with
these two drugs showed that all agents promoted gastric
emptying but only mosapride enhanced small bowel and
large bowel motility in a dose-response relationship.
27
In
another animal model, electrointestinography was used
to measure intestinal motility aer jejunocecostomy. e
authors found that bowel motility signicantly reduced
following surgery. However, in the treated group with
mosapride (daily for 5 days aer surgery), the contractile
amplitude of the small intestine was signicantly higher
than in the controls indicating that mosapride could
overcome the decline of intestinal motility aer bowel
anastomosis.
28
So far, there have been several animal
and human studies supporting the administration of
mosapride for facilitating bowel movement or reducing
POI aer gastrointestinal surgery.
12,13,27,28
e present study showed that patients receiving
mosapride had a lower incidence of prolonged POI and
a less requirement of NGT decompression for treating
prolonged POI. However, we failed to demonstrate a
faster time to global resumption of intestinal transit
(time to tolerance of solid food intake and passage of
stool aer an operation) in the mosapride group. e
reason for the absence of a signicant dierence in
gastrointestinal recovery between groups could be partly
explained by that an ERAS pathway markedly shortens
time to postoperative gastrointestinal recovery especially
in patients with high compliance
7
– like our patients. Also,
the sample size calculation of this study was based on the
hypothesis that mosapride could reduce an incidence of
prolonged POI by half - not based on time to tolerate
solid food or rst bowel movement. An ability to tolerate
solid food or passing stool may indicate only gastric and
rectal emptying and not necessarily the function of the
entire gastrointestinal tract. Given the limitations of
these individual endpoints, we used a combination of
clinical and radiologic grounds for dening prolonged
POI as our primary endpoints.
6
It could be argued that a lower incidence of prolonged
POI in mosapride group was associated with a slightly higher
compliance of ERAS protocol since ERAS compliance ≥
85% was shown to be a protective factor for prolonged
POI.
7
In our univariate analysis, high ERAS compliance,
perioperative use of NSAIDs and administration of
mosapride were associated with a lower incidence of
prolonged POI. However, in a multivariate analysis the
postoperative administration of mosapride was only
factor associated with a decrease in the incidence of
prolonged POI.
e benecial eects of mosapride on postoperative
gastrointestinal recovery in this study (open colorectal
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
187
Original Article
SMJ
surgery) were in line with the ndings of 2 randomized
control trials (minimally invasive surgery for colon cancer)
by Narita et al
12
and Toyomasu et al.
13
In addition to
a decreased incidence of prolonged POI by mosapride
in the present study, the two prospective clinical trials
revealed that mosapride reduced the duration of POI
(i.e. a faster time to rst bowel movement). It is worth
noting that the present study was conducted within
a full ERAS setting whereas the two trials were not -
since the scheme of early oral feeding was not applied.
Moreover, colorectal operations for malignancy and benign
diseases were included in the present study whereas only
patients with colon cancer were included in the others.
Notably, in all studies mosapride citrate (15 mg tablet
three times a day) was given from postoperative day 1
until patients were discharge or a maximum period
of 7-10 days.
12,13
It is interesting to determine whether
preoperative administration of mosapride will further
facilitate postoperative gastrointestinal recovery.
This study revealed that patients experiencing
prolonged POI had a signicantly longer postoperative
stay (e.g. 4 days in no prolonged POI vs 10.5 days in
prolonged POI requiring NGT) - which could aect
patient’s quality of life and increase in-hospital expense.
4
Since the overall incidence of prolonged POI in this
study was lower than we expected, the eect of POI on
length of hospitalization may be not clearly seen between
the study groups. However, prolonged POI remains a
challenging clinical reality for achieving early discharge in
the ERAS setting. Even in a European university hospital
with well-established ERAS protocol, the incidence
of prolonged POI requiring NGT decompression was
as high as 24.7% and the median length of hospital
stay increased from 5 days to 13 days if prolonged POI
occurred.
29
We acknowledge that other pharmacological
interventions such as perioperative administration of
the opioid receptor antagonist alvimopan (12 mg before
surgery and 12 mg twice daily until discharge) could
reduce POI but this drug is more expensive (63 USD
per 12 mg capsule) than mosapride tablet (0.75 USD per
tablet).
30
Chewing gum, a cheaper intervention, may be
a safe and well tolerated method to reduce POI but the
degree of improvement is small and of limited clinical
signicance.
31
is study has two major strengths. First, all patients
were operated on by single colorectal surgeon under a
well-established ERAS program. Moreover, there is no
signicant change in the ERAS protocol during the study
period except the routine postoperative administration
of mosapride from April 2016. It could suggest that a
decreased incidence of prolonged POI in the intervention
group is a direct eect of prokinetic drug administration
- as shown in our analysis. Second, the criteria for a
diagnosis of prolonged POI were dened and sample size
was appropriately calculated. A matched case-control
analysis was also used in this study.
However, some limitations of this study needed to be
addressed. First, it is non-randomized trial which could
lead to risk of bias. However, using the validated criteria
of prolonged POI and matched case-control analyzing
a prospectively collected database with well-established
ERAS protocol could in part cover the drawback of
non-randomized study and may reect more realistic
estimates of treatment outcomes. We acknowledge that
a prospectively randomized controlled trial is a better
way to study the eect of this prokinetic drug and the
present study could allow for a power analysis to dene an
appropriately-sized trial in the future. Second, only clinical
grounds and radiologic evaluation on or aer the fourth
operative day were used for diagnosing prolonged POI.
6
Ones could argue that other denitions of prolonged POI
and sophisticated methods of assessment e.g. intraluminal
pressure and migration of radiopaque markers may be used.
Since it is clear that a ‘standard’ denition and diagnosis
of prolonged POI remains elusive
32
, we used a widely-
accepted and validated clinical denition of prolonged
POI based on a recent systematic review and global survey
in 2013 due to its simplicity and reproducibility.
6
ird,
we recruited only patient undergoing open colorectal
surgery. Whether the benecial eect of mosapride on
postoperative gastrointestinal recovery will be evident in
other intraabdominal operations needs to be examined.
In conclusion, although laparoscopic surgery has become
a standard operation for colorectal diseases in many
countries, open laparotomy remains a common approach
in some regions of the world especially in the developing or
underdeveloped areas. Consistent with the ndings from
laparoscopic colon surgery
12,13
, this study demonstrated
that postoperative administration of mosapride reduced
the incidence of prolonged POI aer open colorectal
surgery. is prokinetic drug could potentially become
a part of ERAS protocol to reduce postoperative ileus.
ACKNOWLEDGMENTS
The author would like to thank Mr. Suthipol
Udompunthurak from Clinical Epidemiology Unit,
the Oce for Research and Development, Faculty of
Medicine Siriraj Hospital, for his kind assistance with
statistical analysis.
Conict of Interest: e author declares that he has no
completing interest.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
188
REFERENCES
1. Venara A, Neunlist M, Slim K, Barbieux J, Colas PA, Hamy A,
et al. Postoperative ileus: Pathophysiology, incidence, and
prevention. J Visc Surg 2016;153:439-46.
2. Delaney CP, Kehlet H, Senagore AJ, Bauer AJ, Beart R, Billingham
R, et al. Clinical Consensus Update in General Surgery: Postoperative
Ileus: Proles, Risk Factors, and Denitions-A Framework
for Optimizing Surgical Outcomes in Patients Undergoing Major
Abdominal and Colorectal Surgery. Clinical Consensus Update
in General Surgery, http://www.clinicalwebcasts.com/pdfs/
GenSurg_WEB.pdf2006.
3. Delaney CP, Marcello PW, Sonoda T, Wise P, Bauer J, Techner
L. Gastrointestinal recovery aer laparoscopic colectomy: results
of a prospective, observational, multicenter study. Surg Endosc
2010; 24:653-61.
4. Iyer S, Saunders WB, Stemkowski S. Economic burden of
postoperative ileus associated with colectomy in the United
States. J Manag Care Pharm 2009;15:485-94.
5. Murphy MM, Tevis SE, Kennedy GD. Independent risk factors
for prolonged postoperative ileus development. J Surg Res
2016;201:279-85.
6. Vather R, Trivedi S, Bissett I. Dening postoperative ileus:
results of a systematic review and global survey. J Gastrointest
Surg 2013;17:962-72.
7. Barbieux J, Hamy A, Talbot MF, Casa C, Mucci S, Lermite E,
et al. Does enhanced recovery reduce postoperative ileus aer
colorectal surgery? J Visc Surg 2017;154:79-85.
8. Fotiadis RJ, Badvie S, Weston MD, Allen-Mersh TG. Epidural
analgesia in gastrointestinal surgery. Br J Surg 2004;91:828-41.
9. Lohsiriwat V. Opioid-sparing eect of selective cyclooxygenase-2
inhibitors on surgical outcomes aer open colorectal surgery
within an enhanced recovery aer surgery protocol. World J
Gastrointest Oncol 2016;8:543-9.
10. Luckey A, Livingston E, Tache Y. Mechanisms and treatment
of postoperative ileus. Arch Surg 2003;138:206-14.
11. De Maeyer JH, Lefebvre RA, Schuurkes JA. 5-HT4 receptor
agonists: similar but not the same. Neurogastroenterol Motil
2008;20:99-112.
12. Narita K, Tsunoda A, Takenaka K, Watanabe M, Nakao K,
Kusano M. Effect of mosapride on recovery of intestinal
motility aer hand-assisted laparoscopic colectomy for carcinoma.
Dis Colon Rectum 2008;51:1692-5.
13. Toyomasu Y, Mochiki E, Morita H, Ogawa A, Yanai M, Ohno
T, et al. Mosapride citrate improves postoperative ileus of
patients with colectomy. J Gastrointest Surg 2011;15:1361-7.
14. Gustafsson UO, Scott MJ, Schwenk W, Demartines N, Roulin
D, Francis N, et al. Guidelines for perioperative care in elective
colonic surgery: Enhanced Recovery Aer Surgery (ERAS)
Society recommendations. World J Surg 2013;37:259-84.
15. Nygren J, acker J, Carli F, Fearon KC, Norderval S, Lobo DN,
et al. Guidelines for perioperative care in elective rectal/pelvic
surgery: Enhanced Recovery Aer Surgery (ERAS) Society
recommendations. World J Surg 2013;37:285-305.
16. Lohsiriwat V. Enhanced recovery aer surgery vs conventional care
in emergency colorectal surgery. World J Gastroenterol
2014;20:13950-5.
17. Lohsiriwat V. e inuence of preoperative nutritional status on
the outcomes of an enhanced recovery aer surgery (ERAS)
programme for colorectal cancer surgery. Tech Coloproctol
2014;18:1075-80.
18. Lohsiriwat V. Impact of an enhanced recovery program on
colorectal cancer surgery. Asian Pac J Cancer Prev 2014;15:
3825-8.
19. Tekkis PP, Prytherch DR, Kocher HM, Senapati A, Poloniecki
JD, Stamatakis JD, et al. Development of a dedicated risk-
adjustment scoring system for colorectal surgery (colorectal
POSSUM). Br J Surg 2004;91:1174-82.
20. Detsky AS, McLaughlin JR, Baker JP, Johnston N, Whittaker
S, Mendelson RA, et al. What is subjective global assessment
of nutritional status? JPEN J Parenter Enteral Nutr 1987;11:
8-13.
21. Dindo D, Demartines N, Clavien PA. Classication of surgical
complications: a new proposal with evaluation in a cohort of
6336 patients and results of a survey. Ann Surg 2004;240:
205-13.
22. Barbieux J, Hamy A, Talbot MF, Casa C, Mucci S, Lermite
E, et al. Does enhanced recovery reduce postoperative ileus
aer colorectal surgery? J Visc Surg 2017;154:79-85.
23. Nakamura M, Ohmiya N, Miyahara R, Ando T, Watanabe O,
Kawashima H, et al. Are symptomatic changes in irritable
bowel syndrome correlated with the capsule endoscopy transit
time? A pilot study using the 5-HT4 receptor agonist mosapride.
Hepatogastroenterology 2011;58:453-8.
24. Kanazawa M, Watanabe S, Tana C, Komuro H, Aoki M,
Fukudo S. Eect of 5-HT4 receptor agonist mosapride citrate
on rectosigmoid sensorimotor function in patients with irritable
bowel syndrome. Neurogastroenterol Motil 2011;23:754-e332.
25. Liu Z, Sakakibara R, Odaka T, Uchiyama T, Uchiyama T,
Yamamoto T, et al. Mosapride citrate, a novel 5-HT4 agonist and
partial 5-HT3 antagonist, ameliorates constipation in parkinsonian
patients. Mov Disord 2005;20:680-6.
26. Tsuchida Y, Hatao F, Fujisawa M, Murata T, Kaminishi M, Seto
Y, et al. Neuronal stimulation with 5-hydroxytryptamine 4
receptor induces anti-inammatory actions via alpha7nACh
receptors on muscularis macrophages associated with postoperative
ileus. Gut 2011; 60:638-47.
27. Okamura K, Sasaki N, Yamada M, Yamada H, Inokuma H.
Eects of mosapride citrate, metoclopramide hydrochloride,
lidocaine hydrochloride, and cisapride citrate on equine gastric
emptying, small intestinal and caecal motility. Res Vet Sci
2009;86:302-8.
28. Okamura K, Sasaki N, Kikuchi T, Murata A, Lee I, Yamada H,
et al. Eects of mosapride on motility of the small intestine
and caecum in normal horses aer jejunocaecostomy. J Vet
Sci 2009;10:157-60.
29. Grass F, Slieker J, Jurt J, Kummer A, Sola J, Hahnloser D, et al.
Postoperative ileus in an enhanced recovery pathway-a
retrospective cohort study. Int J Colorectal Dis 2017;32:675-81.
30. Kra M, Maclaren R, Du W, Owens G. Alvimopan (entereg)
for the management of postoperative ileus in patients undergoing
bowel resection. P T 2010;35:44-9.
31. Su’a BU, Pollock TT, Lemanu DP, MacCormick AD, Connolly
AB, Hill AG. Chewing gum and postoperative ileus in adults: a
systematic literature review and meta-analysis. Int J Surg
2015;14:49-55.
32. Wolthuis AM, Bislenghi G, Fieuws S, de Buck van Overstraeten
A, Boeckxstaens G, D’Hoore A. Incidence of prolonged
postoperative ileus aer colorectal surgery: a systematic review
and meta-analysis. Colorectal Dis 2016;18:O1-9.
Lohsiriwat
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
189
Original Article
SMJ
Kitirat Techatraisak, M.D., Ph.D., Pattra Wisarnsirirak, M.D.
Department of Obstetrics and Gynecology, Faculty of Medicine Siriraj Hospital, Mahidol University, Bangkok 10700, ailand.
Cardiaovascular Disease Risk Factors in Thai
Natural Menopause with First-Time Diagnosis of
Low Bone Mass Density
Corresponding author: Kitirat Techatraisak
E-mail: kitirat.tec@mahidol.ac.th
Received 21 June 2018 Revised 26 September 2018 Accepted 5 March 2019
ORCID ID: http://orcid.org/0000-0001-8449-9379
http://dx.doi.org/10.33192/Smj.2019.29
ABSTRACT
Objective: To evaluate the prevalence of initial cardiovascular disease (CVD) risk factors in naturally postmenopausal
ai women with rst-time diagnosis of low bone mass density (BMD), and compare with those reported among
general ai women of the same age range during the same studied time.
Methods: A retrospective cross-sectional study of initial CVD risk factors of 473 naturally postmenopausal ai
women (45-60 years) with the rst-time diagnosis of osteopenia or osteoporosis without previous treatment for
CVD risk factors, except for hypertension(HT) and diabetes mellitus(DM), was performed. Only subjects with all
available initial CVD risk factors were recruited. Data included age, weight, height, waist circumference(WC), and
underlying diseases. Extracted initial CVD risk factors were: HT, DM, body mass index(BMI), cholesterol level,
triglyceride, high density lipoprotein , and family history of CVD. e main outcome was prevalence of initial
CVD risk factors with 95%CI. Results were compared with data of previous ai reports in women of the same age
during the same time period.
Results: All subjects (86.3% osteopenic, 13.7% osteoporotic) had on average 3.6 years since menopause. Prevalence
of women with initial CVD risk factors was 73.8%. e three most common risk factors were high BMI (48.6%),
high WC (37.8%) and high cholesterol (22.2%). Only high BMI was more prevalent than previously reported. In
contrast, the other factors were lower than previously published data.
Conclusion: With the exception of high BMI, initial CVD risk factors in this study were comparable to or lower
than those reported in general ai women of the same age during the same time period.
Keywords: CVD risk factors; low BMD; natural menopause; ai (Siriraj Med J 2019;71: 189-195)
INTRODUCTION
Osteopenia or osteoporosis is a condition that is
characterized by low bone mineral density (BMD) and
reduced bone strength increases risk of bone fractures.
However, the overall prevalence of osteoporosis, the more
severe condition, in postmenopausal ai women was
approximately 39%.
1
Many studies found cardiovascular
disease (CVD) to be associated with osteoporosis.
2
Tanko,
et al. reported that this increase in risk is proportional to
the severity of osteoporosis at the time of diagnosis.
3
ai
women diagnosed with low BMD (osteopenia/osteoporosis)
are usually prescribed calcium supplementation because
typical ai diet is low in calcium. Calcium is also a
key player in coagulation, and muscle and myocardial
contraction. us, a change in calcium metabolism may
participate in the development of CVD.
4
Traditional CVD risk factors are categorized as either
un-modiable risk factors (e.g. age, gender) or modiable
risk factors [e.g. hypertension (HT), diabetes mellitus
(DM), dyslipidemia (DLP), and obesity or overweight
status]. With an increase in older population and the
adoption of more and more Western lifestyle behaviors,
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
190
ailand is replacing its traditional high-carbohydrate
diets, consisting largely of rice and vegetables, with a diet
high in fat and sugar.
5
As a result, we can expect to see
commensurate increases in the prevalence of CVD. e
prevalence of several initial CVD risk factors has not been
simultaneously studied in naturally postmenopausal ai
women with rst time diagnosis of osteopenia/osteoporosis
and crucially needed calcium supplementation.
Accordingly, the primary aim of this study was
to investigate the prevalence of initial traditional CVD
risk factors in naturally postmenopausal ai women
at the rst-time diagnosis of osteopenia/osteoporosis.
e secondary objective was to compare our ndings
with results from previous studies in ai women in the
same age range during the same time period.
MATERIALS AND METHODS
is retrospective cross-sectional study was performed
at the Gynecologic Endocrinology Unit, Department of
Obstetrics and Gynecology, Faculty of Medicine Siriraj
Hospital. Aer the institutional ethical board approval
(Si 276/2014) was obtained, data were collected from
medical records between 1997 and 2014. Sample size
calculation was 500, which number included 10% for
data loss by using the formula . P was
the prevalence of HT, which was one of the CVD risk
factors (p=0.276) from the latest studied ai population
in 2012.
6
Allowable error (d) was 0.0414 and relative
error was 15%. e collected data were from the rst
participation in this unit. About 1,000 out-patient charts
were reviewed and only 473 charts, as in Fig 1, were
nally included when the following inclusion criteria
were met: natural menopause, 45-60 years, the rst-time
diagnosis of osteopenia or osteoporosis without previous
treatment. Patient charts with a history of metabolic bone
disorders, drug aecting calcium and bone metabolism,
congenital or valvular heart disease, or cancer with bone
metastasis were excluded. Reviewed data included age,
weight, height, waist circumference (WC), and underlying
diseases. CVD risk factors consisted of DM, HT, body
mass index (BMI), cholesterol (Chol), triglyceride (TG),
high density lipoprotein (HDL) and family history of
CVD (female <65 years, male <55 years).
Statistical analysis
PASW (SPSS) version 18 (SPSS Inc., Chicago, IL,
USA.) was used. e results were reported as mean±SD,
minimum, maximum and percentage with 95%CI. T- test
was used to compare continuous variables eg. BMI, Wt,
Ht, etc. Categorical data, eg. BMI≥ 23 kg/m
2
etc. was
analyzed by Pearson Chi-square test, and p-value <0.05
was statistically signicant. e data were also compared
with previously reported data of ai population.
RESULTS
473 patients with complete data were included in
the nal analysis. e mean age of patients was 53.5±4.1
years. All subjects were non-smoking with an average 3.6
years since menopause. Demographic data and clinical
characteristics are shown in Table 1. Mean WC, Chol,
TG, and HDL levels were all within normal ranges. Only
mean high BMI for Asian women (≥ 23.0 kg/m
2
) in
this study was higher than previously reported in ai
women. e overall prevalence of patients with traditional
initial CVD risk factors was 73.8%. While approximately
one-fourth of the subjects had no risk factor, 61 patients
(12.9%) had 4-6 risk factors, and only one patient had
all seven risk factors. e 3 most common risk factors
were high BMI (48.6%), high WC (37.8%), and Chol ≥
240 mg/dl (22.2%). e vast majority of women were
osteopenic (408 patients, 86.3%), with only 65 (13.7%)
women having osteoporosis (Fig 1).
Fig 1. Flow diagram of subject selection process.
Techatraisak et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
191
Original Article
SMJ
TABLE 1. Clinical characteristics, and prevalence and number of CVD risk factors, overall and by BMD group.
All subjects Osteopenia Osteoporosis P-value*
(n = 473) (n = 408) (n=65)
Mean±SD Mean±SD Mean±SD
Age (yrs) 53.5±4.1 53.4±4.0 53.7±4.1 0.595
Wt (kg) 55.7±8.7 56.0±8.6 53.8±8.5 0.066
Ht (cm) 154.7±5.2 154.8±5.1 154.3±5.7 0.501
BMI (kg/m
2
) 23.3±3.4 23.4±3.4 22.6±3.4 0.104
WC (cm) 78.1±8.3 78.3±8.3 76.6±8.1 0.113
Chol (mg/dl) 212.4±38.6 211.5±38.0 218.1±42.3 0.200
TG (mg/dl) 103.3±50.5 103.9±51.5 100.1±44.3 0.573
HDL (mg/dl) 65.5±15.9 64.6±16.0 67.5±15.4 0.177
Number of risk factor, cases (%)
HT 67 (14.2%) 48 (11.8%) 19 (29.2%) <0.001
DM 22 (4.7%) 17 (4.2%) 5 (7.7%) 0.210
BMI ≥ 23.0 (kg/m
2
) 230 (48.6%) 201 (49.3%) 29 (44.6%) 0.486
Chol ≥ 240 mg/dl 106 (22.2%) 85 (20.8%) 20 (30.8%) 0.073
TG ≥ 150 mg/dl 59 (12.5%) 53 (13%) 6 (9.2%) 0.394
HDL < 50 mg/dl 49 (10.4%) 46 (11.3%) 3 (4.6%) 0.102
WC > 80 cm 179 (37.8%) 159 (39%) 20 (30.8%) 0.205
Family history of CVD 94 (19.9%) 76 (18.6%) 18 (27.7%) 0.089
Number of risk factors, cases (%)
0-1 237 (50.1%) 207 (50.8%) 30 (46.2%)
2-3 174 (36.8%) 149 (36.5%) 25 (38.4%)
0.462
4-6 61 (12.9%) 51 (12.5%) 10 (15.4%)
7 1 (0.2%) 1 (0.2%) 0 (0%)
*P-value <0.05 indicates statistical signicance
Abbreviations: BMD=bone mineral density, Wt=weight, Ht=height, BMI=body mass index, WC=waist circumference, Chol=cholesterol,
TG=triglyceride, HDL=high density lipoprotein cholesterol, HT=hypertension, DM=diabetes mellitus, CVD=cardiovascular disease
}
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
192
Results of analysis between the osteopenia and
osteoporosis subgroups are shown in Table 1. Average
age, anthropometric parameters, and baseline laboratory
results were not signicantly dierent between groups.
HT, DM, high Chol and family history of CVD were
higher in the osteoporosis group than in the osteopenia
group. Of those, HT was the only risk factor that was
statistically signicantly higher in the osteoporosis group
than in the osteopenia group (p <0.001). Also, prevalence
of high BMI, high TG, low HDL and high WC were
lower in the osteoporosis group, but without statistical
signicance. e number of cases with 0-1, 2-3, 46 and
7 CVD risk factors were comparable between groups.
e prevalence of each initial CVD risk factor with
95% CI, and the prevalence reported from other studies
in ai women conducted during the same period are
shown in Table 2. BMI ≥23.0 kg/m
2
was more prevalent
in this study than in the 2010 report. HT, DM, high
WC, high TG, and low HDL were also lower than in
the previously published data. High Chol was also much
lower than one previously published study, but the cut-
o levels diered between the two studies (240 mg/dl
vs 200 mg/dl, respectively). Family history of CVD was
comparable with the 2006 report. Prevalence of DLP was
also relatively high in this study, but without available
previous data for comparison. Data from the National
Health Examination Survey (NHES) V for the year 2015
was not available for comparison at the time that this
manuscript was being prepared.
DISCUSSION
is study set forth to investigate the prevalence
of initial CVD risk factors in naturally postmenopausal
ai women with low BMD who crucially need calcium
supplementation aer the rst-time diagnosis of osteopenia/
osteoporosis at a large tertiary care hospital in ailand.
Only naturally postmenopausal women were studied,
because surgically postmenopausal women would likely
be younger and would likely not yet have developed low
BMD. Moreover, low BMD is not always identiable
soon aer oophorectomy in younger women. Given
that the average age of subjects was in the early naturally
postmenopausal period, osteopenia was found to be
more prevalent than osteoporosis. Interestingly, 26% of
the subjects at the average age of 53.5 years still did not
have any identiable traditional CVD risk factors, and
one-fourth of the cases had only one factor. However,
half of the patients in this study had ≥ 2 risk factors and
12.5% had ≥ 4 risk factors.
e cross-sectional data from the NHES III in 2004,
revealed a prevalence of overweight and obesity of 4.0%
in a sample of ai adults aged 35-59 years.
7
In another
report, ai women aged 46-55 years had the highest
risk of being overweight or obese, and this may be due
to the weight gain during important life transition events
like retirement and menopause.
8
In a study conducted
in Bangkok at another tertiary-care hospital, risk factors
of hypercholesterolemia increased among ai women:
advanced age (OR:3.19), and family history of DLP
(OR:1.59). It also reported that total Chol and TG were
strongly associated with age, BMI and family history of
DLP, while HDL was inversely associated with BMI.
9
In
that study, women aged 40-59 years had an OR of 1.77
(95%CI: 1.27-1.48) of developing hypercholesterolemia
compared to women aged <40 years. However, a positive
association between increasing age and BMI and total
Chol, TG and total Chol/HDL ratio were also noted.
Undoubtedly, overweight and obese women had higher
TG (p <0.001). A study in Taiwan by Tsai WL., also
found that the risk of hypercholesterolemia increased
with increasing BMI in both genders.
10
In addition,
women with a family history of DLP had a mean total
Chol higher than those without a family history of DLP
(p <0.001). In a study from Japan, Kawada T. observed
that odd ratios for hypercholesterolemia (≥ 240 mg/dl)
also increased across higher BMI quartiles (OR:1.0-4.6).
11
e average baseline characteristics of the patients
in this study were mostly within normal ranges and
approximately one fourth of the women had no initial
CVD risk factors. Regarding HT and DM in ailand,
the age-specic prevalence of individuals having one or
both conditions increased as age increased and peaked
at later age, ≥80 years. Prevalence of coexisting HI and
DM was reported to be highest in the 60-69 years’ age
group.
6
Total prevalence of DM was higher in urban
residents than in rural residents for both men and women
(p <0.001).
7
However, the proportions of DM cases with
HT did not signicantly decrease for either gender.
is study revealed some other interesting outcomes.
Firstly, the prevalence of high BMI, high Chol, and
family history of CVD, were comparable with the results
of other ai studies in patients of comparable ages.
In ailand, a signicant increase in the prevalence of
overweight and obesity was observed, from 1991 (25%)
to 2004 (48%) among ai adults aged 35-59 years.
13
Also, from 2004 to 2009, the proportion of women
with DM and abdominal obesity increased 18% and
the proportion of women who had DM and high Chol
increased 23.5%.
14
e increase in BMI and prevalence of
obesity in ailand were reported to be consistent with
rates of increase in other Asian countries.
15
It is known
that the risk of developing CVD increases twofold aer
Techatraisak et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
193
Original Article
SMJ
TABLE 2. Prevalence of each CVD risk factor compared with previous ai reports.
CVD risk factors Prevalence (%) 95%CI The other National Thai studies
Population Prevalence (%)
HT 14.2 11.3-17.6 Thai women aged 45-59 years 34.6
Central, Northern, North, South
Survey (urban/rural area) NHES III
7
DM 4.7 3.1-6.9 Thai women aged 45-59 years 12.8
Central, Northern, North, South
Survey (urban/rural area) NHES III
7
BMI ≥23 kg/m
2
48.6 44.2-53.1 3,275 women, average age 40.8 44.9
±16.6 years (women aged 36-45, 46-55,
56-65 with OR for overweight
2.5 (1.6-3.9), 4.8 (3.0-7.6), 2.9 (1.8-4.8)
respectively, p <0.001)
Nationally representative sample
covering all geographic regions of
Thailand
8
DLP 44.4 40-48.9 NA
Cholesterol ≥ 240 mg/dl 22.2 18.7-26.2 510 women aged 40-59 who 71.9
participated in annual health
examination at a tertiary-care hospital,
Bangkok (cholesterol ≥200 mg/dl)
9
TG ≥ 150 mg/dl 12.5 9.8-15.8 Thai women aged 40-59 years 40-49 years: 29.6%
Sampling by province, region, district, 50-59 years: 42.9%
village, the sex and agespecic group.
NHES IV
12
HDL > 50 mg/dl 10.4 7.9-13.4 Thai women aged 40-59 years Sampling 40-49 years: 56.4%
by province, region, district, village, the 50-59 years: 58.4%
sex and agespecic group. NHES IV
10
WC > 80 cm 37.8 33.6-42.3 Thai women aged 40-59 years Sampling 40-49 years: 51.0%
by province, region, district, village, the 50-59 years: 57.6%
sex and age- specic group. NHES IV
12
Family history of 19.9 16.5-23.7 851 women with known family history 19.8
CVD of CVD who participated in annual
health examination at a tertiary-care
hospital, Bangkok
9
Abbreviations: CVD=cardiovascular disease; CI=condence interval; HT=hypertension; NHES=National Health Examination Survey;
DM=diabetes mellitus; BMI=body mass index; OR=odds ratio; DLP=dyslipidemia; NA=not available; Chol=cholesterol; TG=triglycerides;
HDL=high density lipoprotein cholesterol; WC=waist circumference
ai NHES III= 2004 (Multistage, probability sampling of ai population aged ≥ 15 years) ai NHES IV = 2009 (Multistage, stratied
sampling of ai population aged ≥ 20 years) ai NHES V = 2015 (Published data not available at the time this manuscript was draed)
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
194
menopause. Decreased estrogen level may be associated
with CVD risk.
16,17
Prevalence of family history of CVD in
this study was similar to the other ai study conducted
during the same time period to which we compare our
results. is may explain why subjects in both studies
were homogenous ai Indochina population.
Secondly, the prevalence of HT, high WC, high TG
and low HDL were much lower in this study than in the
other studies to which each was compared. is may be
explained by the reason that the women in this study were
early naturally postmenopausal women who had received
the rst-time diagnosis of osteopenia/osteoporosis. is
interesting nding should be studied more extensively.
Many studies reported that postmenopausal women
have increased total Chol, increased LDL, increased
TG, increased lipoprotein (a), and decreased HDL. e
change in lipid prole may also be partly attributed to
increased abdominal adiposity in menopausal women.
16
Unfortunately, prevalence of DLP from previous study
was not available for comparison in this report.
Menopause causes a signicant increase in total
peripheral resistance and loss of arterial vasodilatation.
is may contribute to increases in BP.
10
Dierences in
the prevalence in this study and the comparative studies
shown in Table 2 could also be dierences in study design.
e population in this study was derived from a single-
center, tertiary care hospital. e proportions of subjects
with numbers of CVD risk factors (i.e. 0-1, 2-3, 4-6 and 7)
were not signicantly dierent between the two groups.
However, the prevalence of HT in the osteoporosis
group was signicantly higher than the osteopenia group
(p <0.001). is dierence may be explained by the older
mean age of patients in the osteoporosis group (p >0.05).
Family history of CVD is an un-modiable risk
factor, and other modiable risk factors, such as HT and
DM might increase in prevalence as women age. e
prevalence of HT reported from the NHES III study in
2004 and reported in 2008 among ai women increased
from 34.6% (45-59 yr), to 48.1% (60-69 yr) and 54.1%
(70-79 yr). Also, the prevalence of DM in that study
increased from 12.8% (45-59 yr), to 19.1% (60-69 yr)
and 16.1% (70-79yr).
18
e cross-sectional data from
the NHES IV reported in 2009 showed that high WC
also increased as ai women aged, from 51.0% (40-49
yr) to 57.6% (50-59yr). Result from the same report in
2009 showed, TG ≥150 mg/dl also increased with age,
from 29.6% (40-49 yr) to 42.9% (50-59 yr), while HDL
<50 mg/dl showed only a slight increase in prevalence
from 56.4% (40-49 yr) to 58.4% (50-59 yr). Results from
the National ai Food Consumption Survey in 2010 of
other samples covering all geographic regions of ailand,
showed that women aged 46-55 year had the highest OR
for BMI ≥23.0 kg/m
2
compared to women aged <45 years
and 56-65 years (OR:2.5 vs 2.9, respectively). e results
from previous ai reports imply that as ai women
age, they may have more traditional CVD risk factors.
is study showed that naturally postmenopausal
ai women with osteopenia/osteoporosis had initially
comparable or lower CVD risks than ai women in the
general population of the same ages during the same
study time frame. However, the CVD risk factors were
dierent among the osteopenia and osteoporosis groups
and need future study.
is study has some mentionable limitations. First
and consistent with the retrospective nature of this study,
some patient data may have been missing or incomplete
which they were excluded from the nal analysis. Second,
the patients we studied were hospital-based, from a
single center referred with mainly menopausal symptom
complaints. Behavioral and lifestyle characteristics such
as alcohol consumption, and exercise habits should also
be collected for analysis.
CONCLUSION
Prevalence of initial CVD risk factors in this study
was 73.8%. With the exception of high BMI, initial CVD
risk factors in this study subjects were comparable to or
lower than those found in ai women in the general
population of the same age during the same time period.
ACKNOWLEDGMENTS
e authors gratefully acknowledge Mr. Suttipol
Udompunturak, a statistician, for assistance with statistical
analyses.
Conict of Interest: e authors report no funding
sources in this work and declare no conict of interest.
REFERENCES
1. Limpaphayom KK, Taechakraichana N, Jaisamrarn U,
Bunyavejchevin S, Chaikittisilpa S, Poshyachinda M, et al.
Prevalence of osteopenia and osteoporosis in ai women.
Menopause 2001;8:65-9.
2. Warburton DE, Nicol CW, Gatto SN, Bredin SS. Cardiovascular
disease and osteoporosis: Balancing risk management. Vasc
HealthRiskManag2007;3:673-89.
3. Tanko LB, Christiansen C, Cox DA, Geiger MJ, McNabb MA,
Cummings SR. Relationship between osteoporosis and
cardiovascular disease in postmenopausal women. J Bone
Miner Res 2005;20:1912-20.
4. McGreevy C, Williams D. New insights about vitamin D and
cardiovascular disease. Ann Intern Med 2011;155:820-6.
5. Kosulwat V. e nutrition and health transition in ailand.
Public Health Nutr 2002;5:183-9
Techatraisak et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
195
Original Article
SMJ
6. Tiptaradol S, Aekplakorn W. Prevalence, awareness, treatment
and control of coexistence of diabetes and hypertension in
ai population. Int J Hypertens2012;2012:386453.
7. Aekplakorn W, Abbott-Klaer J, Premgamone A, Dhanamun
B, Chaikittiporn C, Chongsuvivatwong V, et al. Prevalence
and management of diabetes and associated risk factors by
regions of ailand: third National health examination survey
2004. Diabetes Care 2007;30:8-12.
8. Jitnarin N, Kosulwat V, Rojroongwasinkul N, Boonpragerm A,
Christopher KH, Walker SCP. Risk factor for overweight
and obesity among ai adults: Results of the National ai
Food Consumption Survey. Nutrient 2010;2:60-74.
9. Le D, Garcis A, Lohsoonthorn V, Williams WA.Michelle.
Prevalence and risk factors of hypercholesterolemia among
ai men and women receiving health examinations. Southeast
Asian J Trop Med Public Health 2006;37:1005-14.
10. Tsai WL, Yang CY, Lin SF, Fang FM. Impact of obesity on
medical problems and quality of life in Taiwan. Am J Epidemiol
2004;160:557-65.
11. Kawada T. Body mass index is a good predictor of hypertension
and hyperlipidemia in a rural Japan population. Intl J Obes
Relat Metab Disord 2002;26:725-9.
12. Aekplakorn W, Kessomboon P, Sangthong R, Chariyalertsak
S, Putwatana P, Inthawong R, et al. Urban and rural variation in
clustering of metabolic syndrome components in the ai
population: results from the fourth National Health Examination
Survey 2009. BMC Public Health 2011;11:854.
13. Ministry of Public Health, Bureau of Policy and Strategy.
ailand Health Prole, 2005-2007; Printing Press, the War
Veterans Organization of ailand: Bangkok, ailand, 2008.
14. Aekplakorn W, Chariyalertsak S, Kessomboon P, Sangthong
R, Inthawong R, Puttawatana P, et al. Prevalence and management
of diabetes and metabolic risk factors in ai adults. Diabetes
Care 2011;34:1980-5.
15. Aekplakorn W, Inthawong R, Kessomboon P, Sangthong R,
Charityalertsak S, Puttawattana P, et al. Prevalence and trends
of obesity and association with socioeconomic status in
ai adults: National health examination surveys, 1991-2009.
J Obes2014;2014:410259.
16. Molly CC. e emergence of the metabolic syndrome with
menopause. J Clin Endocrinol Metab 2003;88:2404-11.
17. Hanah NP, Alex JP. Metabolic implications of menopause.
Semin Reprod Med 2010;28:426-34.
18. Porapakkham Y, Pattaraarchachai J, Aekplakorn W. Prevalence,
awareness, treatment and control of hypertension and diabetes
mellitus among the elderly: the 2004 National Health Examination
Survey III, ailand. Singapore Med J 2008;49:868-73.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
196
Natharom Chutikamo, R.N.*, Rungrawee Navicharern, R.N., Ph.D.*, Varut Lohsiriwat, M.D., Ph.D.**
*Faculty of Nursing, Chulalongkorn University, Bangkok 10330, **Department of Surgery, Faculty of Medicine Siriraj Hospital, Mahidol University,
Bangkok 10700, ailand.
Comparative Study of Health-Related Quality of
Life between Colorectal Cancer Patients with
Temporary and Permanent Stoma
Corresponding author: Rungrawee Navicharern
E-mail: nrungrawee@yahoo.com
Received 31 January 2017 Revised 15 August 2018 Accepted 11 September 2018
ORCID ID: http://orcid.org/0000-0001-9647-9068
http://dx.doi.org/10.33192/Smj.2019.30
ABSTRACT
Objective: To compare the health-related quality of life (HRQOL) between colorectal cancer (CRC) patients with
temporary and permanent stoma.
Methods: is survey was a cross-sectional study that was conducted on 110 CRC patients living with stoma. A
validated ai version of Padilla and Grant’s HRQOL (as a cancer nursing outcome variable) was used. Enrolled
patients must have age between 40-60 years and live with stoma over a period of 3 months.
Results: ere were 83 patients with temporary stoma and 27 patients with permanent stoma. e majority was
male and got married. e common indication for temporary and permanent stoma was low anterior resection
and abdominoperineal resection, respectively. Overall mean HRQOL index was not signicantly dierent between
groups. ere was also no dierence in the mean QOL of each domain - namely physical well-being, psychological
well-being, body image concerns about stoma, social support concern, and diagnosis/treatment response between
those with temporary and permanent stoma. Notably, the domain of body image concern had the lowest QOL
index in both groups.
Conclusion: Postoperative health-related quality of life was not dierent between ai colorectal cancer patients
with temporary or permanent stoma. However, the patients with permanent stoma appeared to have non-signicant
higher score in every domain of health-related quality of life than those with temporary stoma.
Keywords: Health-related quality of life; colon cancer; rectal cancer; colostomy; ileostomy; stoma; temporary;
permanent; surgery (Siriraj Med J 2019;71: 196-200)
INTRODUCTION
Colorectal cancer (CRC) is one of major health
problems across the globe. A signicant increase in its
incidence has been observed worldwide in the recent
years.
1
In ailand CRC is now the third most commonly
diagnosed cancer in males and the fourth in females.
2
Currently, CRC-related death has reduced due to an
improvement in early detection and advances in cancer
treatment. However, some curative operations would
have stoma formation either temporary or permanent
purpose. Not surprisingly, the number of CRC survivors
with stoma is growing signicantly.
3
Presence of stoma
(colostomy/ileostomy) has been shown to adversely aect
patient’s wellbeing in several phases such as physical
and psychological aspects, social function, work and
productive life, relationships with partners and friends,
social activities and personal interests.
5
Chutikamo et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
197
Original Article
SMJ
Since temporary and permanent stoma is one of viable
treatment options for CRC
3
, it creates many challenges for
CRC patients especially in terms of health-related quality
of life (HRQOL). e patients with stoma formation face
the loss of sphincter control and inability to control gas
4
and may have several other prolems including anxiety
or fear of future living with relationships and family
5
,
diculty in social and sexual activities, sleep disturbance
5
,
the restriction of food intake and physical activities
6
and
changes in lifestyle.
7
All of these sequelae impacted their
HRQOL.
8
In CRC patients, non-sphincter preserving
operation (i.e. colostomy formation) was also shown to
negatively impact patients’ HRQOL.
9
HRQOL for patients with stoma is one of important
patient-reported outcome measures and could be regards
as one of the long-term comprehensive outcomes in CRC
patients. e World Health Organization denes HRQOL
as individuals’ perception of their life’s position in the
context of the culture and value systems in which they
live and in relation to their goals, expectations, standards
and concerns.
10
HRQOL in CRC patients with stoma
is a multidimensional construct measuring patients’
perception in several domains including physical well-
being, psychological well-being, body image concerns
about colostomy, social support concern, and diagnosis/
treatment (surgical) response.
11
Most published literatures about HRQOL of CRC
patients with stoma were conducted in Western or developing
countries - with some conicting results. For example,
Grumann et al
12
compared HRQOL in German patients
undergoing anterior resection (AR), low anterior resection
(LAR) and abdominoperineal resection (APR) for rectal
cancer. ey found that patients undergoing APR did
not have a poorer HRQOL than those undergoing AR
but patients undergoing LAR had a lower HRQOL than
those undergoing APR. In the Netherlands, Gooszen et
al
13
studied HRQOL in those with a temporary stoma
(37 loop ileostomy and 39 loop colostomy) and found
that stoma leakage, peristomal dermatitis, and stoma
retraction or prolapse had signicant impact on patients’
HRQOL. In Brazil, Fortes et al
14
and de Gouveia Santos
et al
15
evaluated HRQOL in CRC patients with temporary
and permanent colostomy and found that patients with
temporary stoma suered the same aection and poor
HRQOL as those with permanent colostomy.
In ailand, there have been some studies examining
HRQOL or factors related to HRQOL in patients with
stoma
16-18
, but there is no comparative study of HRQOL
in CRC patients with temporary or permanent stoma.
We believe that the information of HRQOL in those with
temporary or permanent stoma will help surgeons and
other related healthcare personals more understanding
and could improve patient’s care in such individuals in
the future. erefore, this study aimed to examine and
compare HRQOL in CRC patients with temporary or
permanent stoma in ai population.
MATERIALS AND METHODS
is study was a cross-sectional study examining
HRQOL in 110 CRC adult patients with either temporary
or permanent stoma.
18
Data were collected from July
2016 to October 2016 at 3 tertiary referral centers in
Bangkok, ailand - namely 1) Faculty of Medicine Siriraj
Hospital, Mahidol University, 2) King Chulalongkorn
Memorial Hospital and 3) National Cancer Institute.
e patients were systematically and randomly enrolled
with inclusion criteria of patient age between 40-60
years and having stoma over a period of 3 months. e
correspondents must have no symptoms and signs of
critical illness during interviewing, and understand and
response properly to the questionnaires. e eligible
cases were randomly enrolled. All subjects granted a
signed inform consent before an enrollment.
e interview questionnaires had 2 parts: general
details and HRQOL. The general details included
patients’ demographics, level of education, income,
tumor characteristics and operative details, their general
knowledge of CRC, self-care behaviors and social support.
For HRQOL, a validated ai version of Padilla and
Grant’s HRQOL (as a cancer nursing outcome variable)
was used
18
, including the domains related to physical,
mental, emotional and social functioning. e HRQOL
index ranges from 0 to 100 as the higher score the better
HRQOL. is index of HRQOL was divided into 3 levels:
low (HRQOL 0-33.33), moderate (33.34-66.67) and high
(66.68-100) level of HRQOL. Data were analyzed using
computer-based statistical program (SPSS/Window
version 17). Demographic data and HRQOL index were
analyzed using descriptive statistics and independence
student t-test to compare between HRQOL index of adult
CRC patients with temporary and permanent stomas. A
P-value < 0.05 was considered a statistical signicance.
RESULTS
Demographic data of patients with temporary and
permanent stoma
ere were 27 patients with permanent stoma with
mean age of 54.4 years. Seventeen (63%) were males and
25 patients (92.6%) were married. Stage III and IV rectal
cancer were the most common indication for stoma
formation as two-third had abdominoperineal resection.
At the time of HRQOL evaluation, the two-third of
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
198
Chutikamo et al.
patients had permanent stoma was more than 1 year. In
the other group, there were 83 patients with temporary
stoma with mean age of 54.9 years. Fiy-ve (66.3%)
were males and 78 patients (94%) were married. Stage
III colorectal cancer was the most common indication
for temporary stoma formation (mostly in case of low
anterior resection). At the time of HRQOL evaluation,
the two-third of patients had temporary stoma less than
1 year. Demographic data of patients with temporary
and permanent stoma are summarized in Table 1.
Health-related quality of life between colorectal cancer
patients with temporary and permanent stoma
Overall mean HRQOL index was not signicantly
dierent between groups. ere was also no dierence
in the mean QOL of each domain between those with
temporary and permanent stoma. Notably, the domain
of body image concern had the lowest QOL index in both
groups. Table 2 shows and compare the HRQOL index
between CRC patients with temporary and permanent
stoma.
DISCUSSION
is cross-sectional study of CRC patients with
stoma in ailand found that the overall HRQOL index
and its detailed domains were not signicantly dierent
between those with temporary and permanent stoma.
However, it is worth noting that ai CRC adult patients
with permanent stoma had non-signicantly higher
overall HRQOL index and HRQOL indexes of each
domain - namely physical well-being, psychological well-
being, body image concerns about stoma, social support
concern, and diagnosis/treatment response than those
with temporary stoma. ese results are similar to those
reported from Western countries. For example, Smith
et al
19
conducted a small cross-sectional study of patients
TABLE 1. Patients’ demographic data (n=110). e data are shown as mean ± standard deviation, or number
(percentage).
Variables Permanent Temporary
(n=27) (n=83)
Age (years) 54.4 ± 6.1 54.9 ± 5.5
Male 17 (63.0%) 55 (66.3%)
Marital status: Married 25 (92.6%) 78 (94.0%)
Education
No education 1 (3.7%) 1 (1.2%)
Primary school 11 (40.7%) 41 (49.3%)
High school 3 (11.1%) 13 (16.8%)
Bachelor degree or higher 12 (44.4%) 27 (32.5%)
Income (Bahts)
Less than 10,000 7 (25.9%) 21 (25.3%)
10,001-30,000 18 (66.7%) 54 (65.1%)
30,001-50,000 2 (7.4%) 8 (9.6%)
Cancer staging
Stage II 5 (18.5%) 10 (8.2%)
Stage III 11 (37.0%) 47 (42.7%)
Stage IV 11 (37.0%) 26 (23.6%)
Presence of stoma more than 1 year 18 (66.7%) 28 (33.7%)
Operative details
Low anterior resection 4 (14.8%) 53 (63.9%)
Abdominoperinal resection 18 (66.7%) 2 (2.4%)
Hartmann’s procedure 3 (11.1%) 11 (13.3%)
Colectomy 2 (7.4%) 17 (20.5%)
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
199
Original Article
SMJ
TABLE 2. Index score and level of health-related quality of life among patients with temporary and permanent stoma.
Type of stoma N Mean SD Level* P-value
Overall HRQOL Temporary stoma 83 66.41 14.32 Moderate 0.372
Permanent stoma 27 69.31 15.37 High
Physical well-being Temporary stoma 83 69.08 16.68 High 0.474
Permanent stoma 27 71.74 16.65 High
Psychological well-being Temporary stoma 83 64.68 16.43 Moderate 0.525
Permanent stoma 27 67.06 18.22 High
Body image concern Temporary stoma 83 54.56 21.98 Moderate 0.596
Permanent stoma 27 57.22 24.32 Moderate
Social concern Temporary stoma 83 76.83 13.52 High 0.427
Permanent stoma 27 79.26 14.50 High
Surgical response Temporary stoma 83 69.28 17.80 High 0.369
Permanent stoma 27 72.72 15.30 High
Nutrition response Temporary stoma 83 68.73 18.14 High 0.176
Permanent stoma 27 74.07 16.30 High
*Note: Level of HRQOL: low (0-33.33), moderate (33.34-66.67) and high (66.68-100)
with stoma in the United States and found that patients
with permanent stoma had high HQOL scores than
patients with temporary stoma. ese nding suggested
that patients with irreversible colostomies would adapt
more fully than would those with colostomies that were
potentially reversible. Our previous study indicated that
patient’s self-esteem, self-care and knowledge were also
signicant factors for determining HRQOL.
18
Regarding the physical well-being dimension of HRQOL
in ai CRC adult patients with stoma, both groups had
a comparable and high level of HRQOL. is result was
partly explained by the fact that almost of patients with
stoma already had good recovery from surgery and/or
adjuvant therapy although some patients with a temporary
stoma were in the middle of chemotherapy or radiation
session. Fortes et al14 reported that chemotherapy or
radiotherapy might have numerous inuences on HRQOL
in patients with stomas and the adverse symptoms may
last up to 1 year aer treatment.
Although there was no signicant dierence in the
score of psychological well-being dimension between
groups, patients with permanent stoma was regarded to
have a high level of QOL while those with temporary stoma
had a moderate level. ese results were consistent with
other studies in ailand.
17,20
e most frequent coping
strategy employed by individuals with temporary stoma
was escape and avoidance which was not so eective
because it did not permit the subject to approach the
problem directly. In contrast, the most frequent coping
strategy employed by patients with permanent stoma
was problem-solving which provided a more proactive
and mature behavior - allowing greater autonomy and
responsibility when coping with their stoma.
15
e body image concern dimension had the lowest
score in ai CRC adult patients with temporary and
permanent stoma. It is well known that stoma surgery
is a mutilating procedure and could aect their body
image directly and negatively. We found that patients
with stoma had some anxiety about stoma and fear of
stoma leakage (especially during performing physical
activities or sleep) which were consistent with other
reports.
15,21
In ailand, Teerathongdee
20
reported that
CRC patients with colostomy had a moderate level of
QOL in component of body image concern. Meanwhile,
Ransriwong
22
reported a low level of QOL in component
of self-image in those with stoma. However, the results
were extracted from early postoperative period (within
3 months aer surgery) - where the patients may not
cope with the body change.
Regarding the social concern dimension, both
groups had a high level of QOL. It could be explained
by the fact that, in ai culture, patients with stomas
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
200
were taken care of their stoma by their caregivers such
as their family members or spouses. Patients oen come
to clinic with their relatives and did not feel lonely or
abandoned.
17
For the dimension of surgical response and
nutrition, patients with either temporary or permanent
stoma dimension had a high level of QOL which was not
signicant dierent between groups. It is possible that
HRQOL in each dimension could gradually improve as
the time goes by because the patients can learn, adapt
and cope with stoma and their activities of daily living
such as eating and moving.
5,17
e strength of this study included a relative larger
sample size of enrolled patients than those previously
reported from ailand. e data were also collected from
3 tertiary care centers where colorectal surgeons, ostomy
nurse specialists and psychologists are available. ere are
also a dedicated ostomy clinics and specialized medical
supplies in these centers. However, it is unknown about
the HRQOL in ai CRC adult patients with stoma who
were operated on by non-colorectal surgeons or taken
care of by non-specialist nurses.
CONCLUSION
Postoperative health-related quality of life was
dierent between ai colorectal cancer patients with
temporary or permanent stoma. However, the patients
with permanent stoma appeared to have non-signicant
higher score in every domain of health-related quality
of life than those with temporary stoma. We believed
that, apart from focusing on oncological outcomes,
healthcare personals should aim to improve patient’s
health-related quality of life overall and in each domain
- partly by integrating knowledge, self-care as well as
patient-centered program in patients with stoma.
ACKNOWLEDGMENTS
is research was nancially supported by the 90
th
Anniversary of Chulalongkorn University, Rachadapisek
Sompote Fund.
REFERENCES
1. Ferlay J, Soerjomataram I, Dikshit R, Eser S, Mathers C, Rebelo
M, et al. Cancer incidence and mortality worldwide: Sources,
methods and major patterns in GLOBOCAN 2012. Int J Cancer
2015;136:359-86.
2. Imsamran W, Chaiwattana A, Wiangnon S, Pongnikorn D,
Suwanrungrung K, Sangrajrang S, et al. Cancer in ailand
Vol.VIII, 2010-2012 [Cited 2015 December 8]. Available from:
http://www.nci.go.th/en/index1.html.
3. American Cancer Society Colorecral cancer 2016 [Cited 2016
November 24]. Available from: http://www.cancer.org/cancer/
colonandrectumcancer/detailedguide/colorectal-cancer-what-
is-colorectal-cancer.
4. Burch J. Stoma Care. Singapore: Markono Print Media Ptd
Ltd; 2008.
5. Arndt V, Merx H, Stegmaier C, Ziegler H, Brenner H. Quality of
life in patients with colorectal cancer 1 year aer diagnosis
compared with the general population: a population-based
study. J Clin Oncol 2004;22:4829-36.
6. Zajac O, Spychala A, Murawa D, Wasiewicz J, Foltyn P, Polom
K. Quality of life assessment in patients with a stoma due to
rectal cancer. Rep Prac Oncol Radiother 2008;13:130-4.
7. Ang SG, Chen HC, Siah RJ, He HG, Klainin-Yobas P. Stressors
relating to patient psychological health following stoma surgery:
An integrated literature review. Oncol Nurs Forum 2013;40:
587-94.
8. King CR. Health related quality of life issues for individual
with colorectal cancer. In: Berg DT, editor. Contemporary
issues in colorectal cancer: A nursing perspective. London:
Jones and Bartlett Publishers; 2011.
9. Vonk-Klaassen SM, de Vocht HM, den Ouden ME, Eddes
EH, Schuurmans MJ. Ostomy-related problems and their
impact on quality of life of colorectal cancer ostomates: a
systematic review. Qual Life Res 2016;25:125-33.
10. World Health Organization. Quality of life 2016 [Cited 2016
December 1]. Available from: http://www.who.int/mental_health/
media/68.pdf.
11. Padilla GV, Grant MM. Health related quality of life as a cancer
nursing outcome variable. ANS Adv Nurs Sci 1985;8:45-60.
12. Grumann MM, Noack EM, Homann IA, Schlag PM. Comparison
of quality of life in patients undergoing abdominoperineal
extirpation or anterior resection for rectal cancer. Ann Surg
2001;233:149-56.
13. Gooszen AW, Geelkerken RH, Hermans J, Lagaay MB, Gooszen
HG. Quality of life with a temporary stoma: ileostomy vs.
colostomy. Dis Colon Rectum 2000;43:650-5.
14. Fortes RC, Monteiro TMRC, Kimura CA. Quality of life from
oncological patients with denitive and temporary colostomy.
J Coloproctol 2012;32:253-9.
15. de Gouveia Santos VL, Chaves EC, Kimura M. Quality of life
and coping of persons with temporary and permanent stomas.
J Wound Ostomy Continence Nurs 2006;33:503-9.
16. Chitmon N. Health-related quality of life patients with permanent
colostomy. Bangkok: Chulalongkorn University; 2006.
17. Decha W, Navicharern R. Predicting factors of quality of
life among colorectal cancer patients with colostomy recieving
chemotherapy. Kuakarun J Nurs 2016;23:113-47.
18. Chutikamo N, Navicharern R, Lohsiriwat V. Predicting factors
of quality of life in colorectal cancer adult patients with colostomy.
Royal ai Navy Med J 2017;44:103-16.
19. Smith DM, Loewenstein G, Jankovic A, Ubel PA. Happily
hopeless: Adaptation to a permanent, but not to a temporary,
disability. Health Psychol 2009;28:787-91.
20. Teerathongdee K. Factors predicting quality of life in aged
patients with colorectal cancer aer stomal surgery. ai
Cancer J 2014;34:68-78.
21. Gracia Pereira M, Figueiredo AP, Fincham FD. Anxiety,
depression, traumatic stress and quality of life in colorectal
cancer aer dierent treatments: A study with Portuguese
patients and their partners. Eur J Oncol Nurs 2012;16:227-32.
22. Ransriwong P. Quality of life in colorectal cancer patient aer
stoma surgery. Suan Dok J 2549;15:22-6.
Chutikamo et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
201
Original Article
SMJ
Sakaorat Petchyim, M.D., Panida Kosrirukvongs, M.D., Ankana Metheetrairut, M.D., Sucheera Sarunket, M.D.,
Henry Warouw, M.D., Jatupol Chokboonpiem, M.D.
Department of Ophthalmology, Faculty of Medicine Siriraj Hospital, Mahidol University,
Bangkok 10700, ailand.
An Agreement of Two Tonometers: Goldmann
Applanation and Non-Contact Scheimug
Technology in Healthy, Ocular Hypertension and
Open-angle Glaucoma Patients
Corresponding author: Sakaorat Petchyim
E-mail: sakaoratpoy012@gmail.com
Received 10 January 2018 Revised 19 April 2018 Accepted 8 June 2018
ORCID ID: http://orcid.org/0000-0002-7550-8605
http://dx.doi.org/10.33192/Smj.2019.31
ABSTRACT
Objective: e primary objective was to nd an agreement of intraocular pressure (IOP) assessed by Goldmann
applanation tonometry (GAT) and Corvis in healthy, ocular hypertension (OHT) and primary open-angle glaucoma
(POAG). e secondary objective was to nd a reliability of intra-examiner and inter-examiner IOP measurement
by GAT and Corvis.
Methods: Fiy three eyes from 53 participants were included and were divided into healthy (N=20), OHT (N=13)
and POAG group (N=20). Only right eyes were selected for further statistical analysis except one patient with only
le eye eligible. e eyes with corneal pathologies, greater than 2.5 diopters astigmatism, or recent ocular surgery were
excluded. Randomized examining sequence between GAT and Corvis was applied. To minimize an aer measurement
IOP uctuation, ve minutes and two minutes gap between measurements were strictly applied for Corvis and GAT
respectively. e rst ten patients had 3 measurements per measurer and two measurers were assigned per machine
to evaluate intra-examiner and inter-examiner reliability. Intraclass correlation coecient was used to analyze the
reliability of the IOP measuring machine. Bland & Altman plot was used to analyze an agreement between the machines.
Results: High ICCs were found in both measurers using GAT (ICC of measurer 1 = 0.954, measurer 2 = 0.977) and
Corvis (ICC of measurer 1 = 0.920, measurer 2 = 0.927) which indicated excellent intra-examiner reliability. High ICCs
were found when comparing IOP between 2 measurers who used the same machine (GAT ICC = 0.928, Corvis ICC =
0.915) which indicated excellent inter-examiner reliability. GAT tends to yield higher IOP reading. e mean IOP were
13.93±3.849 by GAT and 12.15±4.030 by Corvis. e mean IOP dierences were 1.8, 1.7, 1.4 and 2.2 mmHg in total,
healthy, OHT and POAG group respectively. POAG had highest mean dierence and widest standard deviation which
might result from poor agreement between 2 machines. According to Bland & Altman plot the values were scattered and
no trend was found indicating higher or lower average IOP would result in higher or lower dierence between the two
machines. From the clinical point of view, 71.7% and 47.2% fall into IOP dierence range of ±3 and ±2 mmHg respectively.
Conclusion: Corvis-IOP is a good parameter with excellent intra-examiner and inter-examiner reliability. In clinical
practice, the usefulness of Corvis-IOP is limited especially in POAG patients according to the poor agreement with
gold standard GAT-IOP.
Keywords: Corvis; comparison; tonometry; tonometer; intraocular pressure measurement; repeatability (Siriraj
Med J 2019;71: 201-206)
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
202
INTRODUCTION
Introcular pressure (IOP) measurement is crucial
for glaucoma diagnosis and management. Gold standard
instrument is Goldmann applanation tonometer.
Unfortunately, there were some drawbacks using this
machine such as well-trained user is required to take
measurement, required anesthetic and uorescein eye
drops, need to calculate central corneal thickness (CCT)-
corrected IOP, CCT and corneal biomechanical properties
should be taken separately by dierent machine. Corvis
ST (Corneal visualization scheimug technology, Oculus,
Wetzlar, Germany) is an IOP measurement machine
approved by FDA in the year 2013. IOP and CCT from
Corvis demonstrated excellent repeatability from previous
studies.
1-3
ey do not need eye drops or well-trained
user. Corvis is an interesting new machine that should
be considered. Moreover, plenty of data such as CCT,
corneal biomechanical properties and IOP are retrieved
at same time. ere are insucient clinical studies to
conclude that these two machines showed acceptable
agreement. ere is controversy since some studies
showed good agreement,
1,2,4
but some did not.
5
The
primary aim of the study was to assess the usefulness of
Corvis by evaluating an agreement with gold standard
GAT in healthy, ocular hypertension (OHT) and primary
open-angle glaucoma (POAG).
MATERIALS AND METHODS
e study was a cross-sectional study approved by
the Ethics Committee (Si 622/2014) of our institution
which followed the tenets of the Declaration of Helsinki
and signed inform consent were obtained.
We included subjects who were 18 years old or older
in the study. Participant with corneal pathologies, for
example corneal edema or keratoconus was excluded.
Participant who had more than 2.5 diopters astigmatism,
recently underwent corneal or glaucoma surgery within
3 months, nystagmus and uncooperative were excluded.
In this study, we classied all participants into 3
groups which were healthy, ocular hypertension (OHT)
and primary open-angle glaucoma (POAG). Healthy
participant was dened as participant who had no evidence
of glaucoma or ocular hypertension from medical record
and complete eye examination by ophthalmologist.
Ocular hypertension was dened as participant who had
intraocular pressure (IOP) of 21 mmHg or more with
no evidence of glaucoma. Primary open angle glaucoma
was dened as participants who were diagnosed with
POAG.
Subject allocation was done in each participant group
by randomizing into 2 dierent examining sequences
as displayed in the diagram 1, in order to minimize the
eect of machine sequence on IOP measurement. e
sequence was created using http://www.randomization.
com.
Diagram 1. Examining sequence
Petchyim et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
203
Original Article
SMJ
Two experience opticians (Measurer 1 and 2) who
worked in special equipment room and trained for using
Corvis machine were responsible for Corvis measurement.
Meanwhile, GAT was done by two ophthalmologists
(S.P. as measurer 1 and S.K. as measurer 2) during an
eye examination. Visual acuity, eye refraction and central
corneal thickness (CCT) by using Visante OCT were
done by one experienced optician.
CCT is the main parameter that could aect IOP
measurement. ere is no best CCT-corrected equation for
GAT when comparing with Dynamic contour tonometer
(DCT).
6
To minimize the eect of central corneal thickness
(CCT), corrected GAT IOP was calculated from GAT
IOP and CCT (Visante OCT) by using Doughty & Zaman
equation. is equation came from meta-analysis and
big database. Meanwhile, corrected Corvis IOPs were
automatically generated and collected. e study selected
only corrected IOPs from both devices for statistical
analysis.
For the rst 10 eyes, we took three dierent IOP
measurements by using each machine to assess intra-
examiner reliability and all measurements were repeated
by another examiner to assess inter-examiner reliability.
e intra-examiner and inter-examiner ICCs were excellent
in both GAT and Corvis group, as showed in Table 1. For
the rest of participants, GAT and Corvis measurements
were done by only measurer 1.
Two minute and 5 minute gaps between each
measurement were applied for GAT and Corvis
respectively, to minimize the effect on IOP from
previous measurement. Only the data from right eye
was analyzed, except one patients who had only le eye
eligible for the study so the data from le eye was used.
Sample size and statistic
Intraclass correlation coecients (ICC) is used to
assess interrater and intrarater reliability. In order to
compare an agreement of two measurement devices,
Bland and Altman plot was applied. All the statistical
analyses were performed using SPSS version 18.0 soware.
Aiming for excellent correlation between Goldmann
applanation tonometer (GAT) and Corvis, we used the
following statistical formula to calculate sample size for
intraclass correlations coecients of 0.75. At a condent
level 95%, SD 0.15 resulted in sample size of 131.
n = 8z
2
α/2 {(1-ρI)
2
(1+(k-1)ρI)
2
}/{k(k-1)w
2
}+1
RESULTS
e study ended up with 53 eyes from 53 participants
(female = 36) which included 3 groups healthy (N=20),
OHT (N=13) and POAG (N=20). Mean age of participants
was 62.40±10.132 years old. Mean IOP from three dierent
measurements by 2 measurers were shown in Table 1.
Intraclass correlation coecients were calculated from
rst ten participants for both intra-examiner and inter-
examiner as shown in Table 2. e excellent reliability
was found according to ICC level ≥ 0.75 in all parameters.
As shown in Table 3, mean IOP was lowest in POAG
group. is result was from a treatment that aimed for
low target IOP in this group. OHT group had highest
mean IOP which was consistent with a key feature of
the disease and treatment was not aimed for as low as
the IOP in POAG. GAT tended to yield higher IOP
reading than Corvis in total participants and in each
group. ICC in total participants reected fair to excellent
correlation between GAT and Corvis. However, in each
group, POAG group had poor correlation as ICC level
< 0.4 and ICC in OHT and healthy group were <0.4 as
well if consider a lower bound of 95%CI.
Mean IOP dierence result from GAT IOP was
minus Corvis IOP which positive value means that
GAT tends to give higher IOP than Corvis. Mean IOP
dierences were 1.8, 1.7, 1.4 and 2.2 mmHg in total,
healthy, OHT and POAG respectively. POAG had highest
mean dierence and widest standard deviation which
TABLE 1. Mean IOP of GAT and Corvis by two measurers of rst ten participants.
GAT IOP (mmHg) Corvis IOP (mmHg)
Measurer 1 Measurer 2 Measurer 1 Measurer 2
mean ± SD mean ± SD mean ± SD mean ± SD
First time 14.81± 3.823 15.10± 4.795 12.41± 4.307 12.05± 4.995
Second time 14.63± 3.856 15.30± 4.218 11.99± 4.033 12.30± 5.321
Third time 14.40± 3.831 15.10± 4.067 11.93± 4.071 11.53± 4.309
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
204
TABLE 2. Intra-examiner and inter-examiner Intraclass correlation coecients.
TABLE 3. e correlation between GAT and Corvis in IOP measurements.
Intra-examiner Inter-examiner
GAT Corvis GAT Corvis
Measurer 1 Measurer 2 Measurer 1 Measurer 2
ICC 0.954 0.977 0.920 0.927 0.928 0.915
95%CI 0.929-0.972 0.937-0.994 0.877-0.950 0.835-0.982 0.728-0.982 0.665-0.979
Group GAT (mmHg) Corvis (mmHg) GAT-Corvis (mmHg) ICC (95%CI)
Mean±SD Mean±SD Mean±SD
Total 13.93±3.849 12.15±4.030 1.78±2.944 0.793(0.520-0.899)
Healthy 12.91±3.393 11.22±3.191 1.69±2.371 0.797(0.353-0.927)
OHT 17.90±2.611 16.45±3.559 1.45±2.860 0.701(0.107-0.906)
POAG 12.11±2.984 9.96±2.620 2.15±3.675 0.207(-0.648-0.674)
Abbreviations: OHT=Ocular hypertension, POAG=Primary open angle glaucoma
may result from poor agreement between 2 machines.
e value was scattered with no trend for which higher or
lower average IOP will result in higher or lower dierence
between the two machines. From clinical point of view,
71.7% and 47.2% fall into IOP dierence range of ±3
and ±2 mmHg respectively.
DISCUSSION
From the study, both Corvis and GAT demonstrated
excellent repeatability and reproducibility by dierent
examiners for IOP measurement. is is consistent with
previous studies that IOP from Corvis is a parameter that
showed excellent intra-examiner and inter-examiner
reliability both in healthy and glaucoma eyes.
1-3
Interestingly, there was no dierence or tendency
of IOP from the rst to the third measurement (Table 1).
at means repeated measurement with 5 minutes and 2
minutes gap for Corvis and GAT respectively was sucient
to lessen the IOP eect from previous measurements.
ere was no study about how long should the gap be,
but air-pu technology as Corvis should take longer than
an applanation for the eect of prior measurement to be
vanished. e gap could be smaller, so a well-designed
study will answer this question.
According to the results, IOP acquired from GAT
tends to be higher than Corvis in all groups of participants.
Hong et al.,
1
who enrolled healthy volunteers and glaucoma
patients in their study to investigate an agreement between
GAT and Corvis found the same bias, approximately 1.3
mmHg higher when acquiring IOP from GAT. From
the study of Tejwani et al., GAT showed overestimated
IOP from GAT when compared to other machines
including Corvis.
7
However, there were some studies
which reported higher IOP readings from Corvis when
compared to GAT.
5,8
It is to be noted that this study,
Hong et al. and Tejwani et al. studies had randomized
an examination sequence. In contrast, Smedowski et al.,
use xed examination sequence which could result in
a bias from aer-IOP measurement uctuation.
Although, ±3 mmHg IOP dierence seems to be
acceptable, but for precise decision making in the clinic
±2 mmHg range is more reasonable. From Bland and
Altman, only 47.2% of all participants fall in to ±2 mmHg
range of IOP dierence which indicated that Corvis and
GAT could not be used interchangeably in the clinic. It is
to be highlighted that POAG group demonstrated highest
mean IOP dierence and widest standard deviation. Keep
in mind that this study used CCT-corrected IOP, assuming
Petchyim et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
205
Original Article
SMJ
CCT eect should be minimal. Biomechanical corneal
properties might be the reason, as POAG patients still
using topical anti-glaucoma medications. Several studies
showed that topical prostaglandin cause an eect on
corneal biomechanical properties by increasing corneal
hysteresis.
9-12
It could aect accuracy of IOP measurement
including IOP uctuation which nally resulted in more
variation of IOP. Unfortunately, there is no study about
the direct eect of long term usage of topical prostaglandin
analogues on IOP measurement at this time.
e limitation of this study was a small sample size
and corneal biomechanical properties were not taken
into account. By the way this study’s primary aim was
to assess the clinical usefulness of the new machine,
Corvis by comparing with GAT rather than to analyze
factors that could aect IOP measurement.
In conclusion, Corvis-IOP is a good parameter with
excellent level of reliability. In the clinic, the usefulness
of Corvis-IOP is limited especially in POAG patients
according to the poor agreement with gold standard
GAT-IOP.
ACKNOWLEDGMENTS
ank you very much to Mr.Suthipong Udompunturak
who always gave support for statistics and Miss Supattra
Sawangkul who lled in SPSS and managed everything
behind the scenes.
Conict of Interests: All authors declare no conict
of interests.
REFERENCES
1. Hong J, Xu J, Wei A, Deng SX, Cui X, Yu X, et al. A new
tonometer-the Corvis ST tonometer: clinical comparison
with noncontact and Goldmann applanation tonometers.
Invest Ophthalmol Vis Sci 2013;54:659-65.
2. Reznicek L, Muth D, Kampik A, Neubauer AS, Hirneiss C.
Evaluation of a novel Scheimpug-based non-contact tonometer
in healthy subjects and patients with ocular hypertension and
glaucoma. Br J Ophthalmol 2013;97:1410-4.
3. Salvetat ML, Zeppieri M, Tosoni C, Felletti M, Grasso L, Brusini
P. Corneal Deformation Parameters Provided by the Corvis-
ST Pachy-Tonometer in Healthy Subjects and Glaucoma
Patients. J Glaucoma 2015;24:568-74.
Fig 1. Bland-Altman plot, an agreement of IOP measurement between GAT and Corvis.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
206
4. Bañeros-Rojas P,Martinez de la Casa JM,Arribas-Pardo
P,Berrozpe-Villabona C,Toro-Utrera P,García-Feijoó J.
Comparison between Goldmann, Icare Pro and Corvis ST
tonometry. Arch Soc Esp Oalmol2014;89:260-4. [Article in
Spanish]
5. Smedowski A, Weglarz B, Tarnawska D, Kaarniranta K, Wylegala
E. Comparison of three intraocular pressure measurement
methods including biomechanical properties of the cornea.
Invest Ophthalmol Vis Sci 2014;55:666-73.
6. Ang GS, Nicholas S, Wells AP. Poor utility of intraocular
pressure correction formulae in individual glaucoma and
glaucoma suspect patients. Clin Exp Ophthalmol2011;39:
111-8.
7. Tejwani S, Dinakaran S, Joshi A, Shetty R, Roy AS. A cross-
sectional study to compare intraocular pressure measurement
by sequential use of Goldman applanation tonometry, dynamic
contour tonometry, ocular response analyzer, and Corvis ST.
Indian J Ophthalmol2015;63:815-20.
8. Lanza M, Iaccarino S, Cennamo M, Irregolare C, Romano V,
Carnevale UA. Comparison between Corvis and other tonometers
in healthy eyes. Cont Lens Anterior Eye2015;38:94-8.
9. Tsikripis P, Papaconstantinou D, Koutsandrea C, Apostolopoulos
M, Georgalas I. e eect of prostaglandin analogs on the
biomechanical properties and central thickness of the cornea
of patients with open-angle glaucoma: a 3-year study on 108
eyes. Drug Des Devel er2013;7:1149-56. .
10. Liehneová I,Karlovská S. e glaucoma pharmacological
treatment and biomechanical properties of the cornea. Cesk
Slov Oalmol2014;70:167-76. [Article in Czech]
11. Bolivar G, Sanchez-Barahona C, Teus M, Castejon MA,
Paz-Moreno-Arrones J, Gutierrez-Ortiz C, et al. Eect of topical
prostaglandin analogues on corneal hysteresis. Acta
Ophthalmologica 2015;93:e495-8.
12. Wu N, Chen Y, Yu X, Li M, Wen W, Sun X. Changes in Corneal
Biomechanical Properties aer Long-Term Topical Prostaglandin
erapy. PloS One 2016;11:e0155527.
Petchyim et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
207
Original Article
SMJ
Pharida Pengwan, M.D., Voraparee Suvannarerg, M.D., Aphinya Charoensak, M.D.
Department of Radiology, Faculty of Medicine Siriraj Hospital, Mahidol University, Bangkok 10700, ailand.
The Use of Dual Energy Computerized Tomography
to Detect Residual Viable Hepatocellular Carcinoma
after Transarterial Chemoembolization
Corresponding author: Aphinya Charoensak
E-mail: caphinya@gmail.com
Received 24 June 2017 Revised 23 July 2017 Accepted 8 December 2017
ORCID ID: http://orcid.org/0000-0001-5179-9279
http://dx.doi.org/10.33192/Smj.2019.32
ABSTRACT
Objective: To determine the value of the dual energy computerized tomography (DECT) for detection of residual
viable hepatocellular carcinoma (HCC) aer transarterial chemoembolization (TACE).
Methods: Single-source (ss) DECT of liver was performed in adult patients who were diagnosed as HCC and
treated with TACE at Siriraj Hospital during October 1
st
, 2013- December 31
st
, 2014. e diagnostic 5-point
performance score of conventional liver CT imaging set (CCTI) and iodinated material density imaging set (IMDI)
obtained simultaneously by using DECT, were evaluated by two radiologists. e follow up imaging at 6 months
was regarded as gold standard. e sensitivity and specicity were calculated by assigned score 4 or 5 lesions as
positive for the presence of HCC, assigned score 1 or 2 lesions as negative for viable tumor and assigned score 3
lesions as uncertain diagnosis. McNemar’s test was used to compare the sensitivity and specicity between CCTI
and IMDI. e reading time of both technique and radiation dose were recorded and the mean reading time were
compared using a paired t-test.
Results: Out of total 21 patients with 66 lesions, 81% were male and 19% were female with mean age 61.8 ± 10.2
years old. Aer monitoring for 6 months, 35 of the total 66 lesions were still viable HCCs and 31 lesions became
non-viable HCCs. CCTI had excellent inter-observer agreement while IMDI had moderate agreement (K = 0.931
and 0.534, respectively). e sensitivity of CCTI and IMDI for detection of viable tumor were 88.6% and 100%,
respectively (p-value cannot be computed). e specicity of CCTI and IMDI were 96.8% and 93.5%, respectively
(p-value = 1.000). e mean reading time of two radiologists for CCTI was 151.2 ± 134.7 seconds and 123.2 ±
126.8 seconds for IMDI (p-value = 0.048). Total radiation dose of dynamic liver CT was 1194.22 ± 179.44 mGy cm.
Conclusion: IMDI has higher sensitivity for detection of viable HCCs aer TACE and consumes less reading time
than CCTI.
Keywords: Dual energy CT; viable HCC; transarterial chemoembolization (Siriraj Med J 2019;71: 207-213)
INTRODUCTION
Hepatocellular carcinoma (HCC) is the most common
primary malignant tumor of liver and is the second
leading cause of cancer mortality worldwide.
1,2
ere
are more than 700,000 newly diagnosed cases each year
and more than 600,000 deaths each year throughout
the world in which the major risk factors are hepatitis
C virus and hepatitis B virus infection.
3
e treatment
of HCC depends on patient status, Child pugh score,
number of tumors and tumor staging.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
208
Pengwan et al.
Transarterial chemoembolization (TACE) is an
eective palliative treatment for unresectable tumor
which interrupts arterial blood supply by chemoembolic
agent and results in ischemic tumor necrosis. Dynamic
computed tomography (CT) or Magnetic Resonance
Imaging (MRI) of the liver are commonly used for assessing
tumor response aer TACE. However, due to limitation
of MRI availability in ailand, most patients are followed
up with CT modality.
Dual-energy imaging is a new development in CT
which improves lesion detection and characterization.
Using two dierent simultaneous energy settings in
dual-energy CT (DECT), allows the dierentiation of
materials on the basis of their energy-related attenuation
characteristics (material density). A single x-ray tube
is used in single-source DECT (ssDECT) with the fast
kVp switching between 80 kVp and 140 kVp to generate
computed monochromatic images, which have less beam
hardening, pseudo enhancement and provide a higher
contrast-to-noise ratio than polychromatic images obtained
by conventional CT.
4
e obtained data from DECT can
be reconstructed to virtual unenhanced images as well
as iodinated contrast material density images. Radiation
dose savings are possible if virtual unenhanced images
replace true unenhanced images.
5
Detection of viable tumor around the ethiodized
oil-laden lesions aer TACE is usually dicult. Prior
study found that the color-coded iodine CT imaging
(CICT) generated by dual-detector DECT, is comparable
to conventional liver CT protocol for detecting viable
HCCs and can reduce mean radiation dose by 18.3%
when omitting the unenhanced phase CT.
6
e purpose of the present study is to determine
the value of DECT to detect viable HCC aer TACE by
comparing two imaging sets of conventional liver CT
(CCTI) and iodinated material density imaging (IMDI),
obtained simultaneously by using DECT.
MATERIALS AND METHODS
Patient population
is study was a preliminary and prospective study
that was approved by Siriraj Institutional Review Board
(Si 546/2013). A total of 68 adult patients (age >18 years
old) who had been diagnosed as HCC and treated with
TACE in Siriraj Hospital during 1 October 2013 to 31
December 2014 were recruited and written informed
consent was obtained. The patients with infiltrative
or hypovascular HCC, those who were treated with
combination therapy, no availability of follow up imaging,
or loss to follow up were excluded from the study. Finally,
21 patients were included. Demographic and clinical
data of patients were recorded including age, sex, AFP
level, date and number of TACE treatments.
DECT scanning and post-processing
All included patients were followed up with liver CT
imaging by using ssDECT scanner (Discovery CT750HD;
GE Healthcare Technologies, Milwaukee, WI, USA)
aer TACE treatment about 4-6 weeks. DECT scan was
performed only in arterial phase by using Gemstone
Spectral Imaging (GSI) abdomen protocol number 3
with following scan protocol: detector coverage 40 mm.,
helical thickness 5.0 mm., pitch and speed 1.375:1 mm/
rotation, rotation time 0.5 second, display FOV 35 cm.,
CTDI Vol 18.33 mGy. Reconstruction option (GSI ASiR
20%) and standard reconstruction type with slice thickness
1.25 mm. and interval 1.25 mm. were used.
Pre-contrast phase and portovenous phase were
performed by using single energy CT of 120 kVp with
following scan protocol: detector coverage 40 mm., pitch
and speed 1.375:1 mm/rotation, rotation time 0.5 second,
auto mA (min 200 mA, max 500 mA), noise index 20,
and reconstruction 1.25 mm.
For iodine contrast medium adminstration, we
used Iopamiro (370 mg Iodine/ml) with Medrad-XDS
Stellant CT injection system (Bayer Healthcare LLC,
Whippany, New Jersey, USA). Dose of contrast medium
was 2 ml/kg. Flow rate and delayed scanning time for
arterial phase was adjusted by patient body weight in
order to obtain late arterial phase. Flow rate 3 cc/min
and delayed time of 40 sec for patient body weight < 50
kg, ow rate 3.5 cc/min and delayed time of 38 sec for
patient body weight 50-70 kg and ow rate 4 cc/min
and delayed time of 35 sec for patient body weight >70
kg. Portovenous phase was obtained at a xed delayed
time at 80 seconds aer contrast medium injection.
e computed monochromatic images at 70 keV were
generated for arterial phase of CCTI at post-processing
workstation. en, the iodinated material density images
were created by processing of the 70 keV computed
monochromatic image using mono material density
compare technique of GE workstation.
Data collection and interpretation
Two CT imaging sets were independently reviewed
by two radiologists who had experience of 13 years for
reader 1 and 5 years for reader 2. CCTI set included pre-
contrast phase, arterial phase computed monochromatic
image at 70 keV and portovenous phase. For IMDI set,
post-processing iodinated material density images were
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
209
Original Article
SMJ
used for arterial phase. Two radiologists reviewed each
imaging set at time interval about 8 weeks to exclude
recognition bias.
e number of tumor, tumor size, and reading
time of two radiologists for each imaging set, radiation
dose and type of follow-up imaging were recorded.
Five-point performance score was used to evaluate post
TACE response.
Score 1: Dense iodized oil uptake with or without
a thin marginal rim enhancement.
Score 2: Suggestive of a non-viable tumor with a
mildly thickened, smooth marginal rim enhancement,
but without nodular enhancement.
Score 3: Suspicious for viable tumor seen as equivocal
nodular enhancement or an irregularly thickened marginal
rim enhancement.
Score 4: Suggestive of viable tumor with more
prominent abnormal ndings
Score 5: Denite viable tumor
e discordant performance score for each imaging
set was consensus by two radiologists and undetected
lesion was rated as score 0.
To compare the diagnostic performance of both
imaging sets, the present study used imaging follow up
with hepatic angiogram, liver MRI or liver CT until 6
months as gold standard. A viable tumor was dened as
hypervascularized and neovascularized tumor staining
on hepatic angiogram, or a lesion that demonstrated
arterial enhancement or portovenous washout on liver
CT/MRI. Non-viable tumor was dened as lesion without
hypervascularized and neovascularized staining on hepatic
angiogram, or dense lipiodol staining lesion without
arterial enhancement or portovenous washout on liver
CT/ MRI.
Statistical analyses
Agreement between two radiologists for each imaging
set were determined using weighted kappa (quadratic
weight, K) which was classied as; K of 0.00-0.20, 0.21-
0.40, 0.41-0.60, 0.61-0.80 and 0.81-1.00 for poor, fair,
moderate, good and excellent agreement, respectively. To
calculate the sensitivity and specicity for each modality,
lesions assigned to score 4 or 5 were regarded as positive
for the presence of HCC and lesions assigned to score 1
or 2 were regarded as negative for viable tumor. Lesions
assigned to score 3 was regarded as uncertain diagnostic
lesions. McNemar’s test was used to compare the sensitivity
and specicity between CCTI and IMDI. A paired t-test
was applied to compare mean reading time between
CCTI and IMDI. e radiation dose was reported using
descriptive statistics. All statistical data analyses were
performed using SPSS 18.0. P-value of less than 0.05
indicated a statistically signicant dierence.
RESULTS
A total of 21 patients, 17 patients (81%) were male
and 4 patients (19%) were female with mean age 61.8
± 10.2 years old (range 42-82 years). At the time of the
TACE, the mean serum alfa-fetoprotein (AFP) level was
about 165.9 ± 498.9 IU/ml (Max= 2248 and Min= 2.3
IU/ml). Episodes of TACE treatment were 1
st
time in
7 patients (33.3%), 2
nd
-4
th
times in 12 patients (57.1%)
and ≥ 5
th
times in 2 patients (9.5%). Number of lesions
treated with TACE was single lesion in 8 patients (38.0%),
2-5 lesions in 11 patients (52.4%) and > 5 lesions in 2
patients (9.6%). Mean duration of CT aer TACE was
about 6.57 ± 3.27 weeks. ere were 66 lesions in these
21 patients. Tumor size ranged from 0.5-16.3 cm., mean
2.71 ± 2.97 SD.
At 6 months follow-up, 14 patients underwent
conventional liver CT, 3 patients underwent hepatic
angiogram with TACE, 3 patients underwent both of
conventional liver CT and hepatic angiogram with TACE
and only one patient underwent liver MRI with Primovist.
ere were 35 viable HCCs lesions and 31 non-viable
HCCs lesions.
Table 1 showed diagnostic 5-point performance score
of overall ethiodized oil-laden lesions and viable HCCs.
e lesion detection rate of overall ethiodized oil-laden
lesions and viable HCCs were excellent (97.1% - 100%) by
both imaging sets. e inter-observer agreement between
both radiologists for overall ethiodized oil-laden lesions
were excellent. However, the inter-observer agreement
for viable HCC lesions by CCTI was excellent (K =
0.931), but the inter-observer agreement by IMDI was
moderate (K =0.534).
Table 2 showed diagnostic 5-point performance
score of overall ethiodized oil-laden lesions of both
imaging sets aer consensus by two radiologists. e
iodinated material density image detected more viable
tumor (score 4 and 5, n=35 vs. n=31) but less uncertain
diagnosis (score 3, n=2 vs. n=4) and non-viable tumor
(score 1 and score 2, n= 29 vs. n= 30) than conventional
CT image.
Of the total 35 viable HCC lesions, IMDI correctly
dened as viable tumor in all lesions (score 4 and 5, n =
9 and 26; sensitivity = 100%) whereas CCTI dened as
viable tumor in 31/35 lesions (score 4 and 5, n = 6 and 25;
sensitivity = 88.6%). ere was one missed viable tumor
(Fig 1) and three uncertain diagnostic lesions (score 3)
by CCTI (Fig 2). McNemar p-value cannot be computed
to compare the sensitivity between IMDI and CCTI due
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
210
Pengwan et al.
TABLE 1. Diagnostic 5-point performance score of overall ethiodized oil-laden lesions and viable HCCs.
Type of lesion Imaging set Score Lesion Weighted
detection rate K value
0 1 2 3 4 5
Overall ethiodized CCTI Reader 1 1 20 11 5 3 26 98.5% 0.968
oil-laden lesions Reader 2 1 21 6 7 7 24 98.5%
(n=66) IMDI Reader 1 0 23 6 7 2 28 100% 0.942
Reader 2 0 28 0 1 13 24 100%
CCTI Reader 1 1 0 1 4 3 26 97.1% 0.931
Viable HCCs Reader 2 1 0 0 3 7 24 97.1%
(n=35) IMDI Reader 1 0 0 0 5 2 28 100% 0.534
Reader 2 0 0 0 0 12 23 100%
TABLE 2. Diagnostic 5-point performance score of overall ethiodized oil-laden lesions (n= 66) of both imaging
sets aer consensus by two radiologists.
IMDI score
Total
CCTI score 0 1 2 3 4 5
0 0 0 0 0 1 0 1
1 0 22 0 0 0 0 22
2 0 3 4 1 0 0 8
3 0 0 0 1 3 0 4
4 0 0 0 0 3 3 6
5 0 0 0 0 2 23 25
Total 0 25 4 2 9 26 66
Fig 1. Demonstrated missed viable tumor by CCTI but could detected by IMDI.
A. Unenhanced CT image showed a tiny ethiodized oil-laden lesion near liver dome.
B. Arterial phase computed monochromatic image at 70 keV showed no denite arterial enhancement (score 0)
C. Arterial phase iodinated material density image showed nodular arterial enhancement (arrow) surrounding ethiodized oil-laden
lesion (score 4).
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
211
Original Article
SMJ
Fig 2. Demonstrated uncertain diagnostic lesion by CCTI but dened as viable tumor by IMDI.
A. Arterial phase computed monochromatic image at 70 keV showed a partial ethiodized oil-laden lesion with equivocal nodular
enhancement (arrow); score 3.
B. Arterial phase iodinated material density image showed nodular arterial enhancement (arrow); score 4. Another viable HCC
was also seen at hepatic segment VI (score 5).
to 100% sensitivity of IMDI. Among 31 non-viable HCC
lesions, IMDI was dened as non-viable tumor in 29/31
lesions (score 1 and 2, n= 25 and 4; specicity=93.5%)
and uncertain diagnosis (score 3) in 2/31 lesions. CCTI
dened as non-viable tumor in 30/31 lesions (score 1
and 2, n= 22 and 8; specicity=96.8%). e remaining
one case was dened as uncertain diagnosis (score 3).
Fig 3 showed a non-viable HCC lesion which was dened
as uncertain diagnosis (score 3) by both imaging sets.
ere was no statistically signicant dierence of the
specicity between IMDI and CCTI (McNemar p-value
= 1.000).
e overall mean reading time of two radiologists
for CCTI was 151.2 ± 134.7 seconds and 123.2 ± 126.8
seconds for IMDI (p-value = 0.048).
Table 3 showed the mean radiation dose of dynamic
liver CT. Mean total radiation dose was 1194.22 ± 179.44
mGycm. Mean value of the CTDI Vol were 12.17 ± 2.09
mGy, 13.33 mGy, and 12.17 ± 2.06 mGy for unenhanced,
arterial and portovenous phases, respectively.
Fig 3. Demonstrated a non-viable HCC lesion which was dened as uncertain diagnosis (score 3) by both imaging sets.
A. Arterial phase computed monochromatic image at 70 keV showed a partial ethiodized oil-laden lesion with equivocal nodular
enhancement (arrow) at central part of lesion.
B. Arterial phase iodinated material density image also showed equivocal nodular enhancement (arrow) at central part of lesion.
Aer 6 months follow-up, this lesion was conrmed a non-viable tumor. All of other remaining lesions seen on both imageswere
correctly dened as viable tumors (score 5).
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
212
Pengwan et al.
TABLE 3. Mean radiation dose of dynamic liver CT.
Mean ± SD
Phase CTDI Vol (mGy) DLP (mGy cm)
Unenhanced 12.17 ± 2.09 384.21 ± 79.49
Arterial 13.33 423.39 ± 33.76
Portovenous 12.17 ± 2.06 386.63 ± 77.46
Total DLP 1194.22 ± 179.44
DISCUSSION
Due to lack of MRI availability, conventional CT
of liver is usually used to assess therapeutic response of
HCC aer TACE. However, it has only 43% accuracy, 36%
sensitivity and 57% specicity for evaluation of tumor
viability aer TACE.
7
DECT has potential benet to detect
hypervascular hepatic lesions including HCC. Based on
the fact that contrast material has higher attenuation at
lower peak voltage
8
, computed monochromatic images
obtained from ssDECT at lower keV levels can provide
greater conspicuity of hypervascular hepatic lesions with less
noise than polychromatic images from conventional CT.
4
However, evaluation of viable HCC aer TACE is usually
dicult because ethiodized oil in the chemotherapeutic
agent used in TACE contains iodine which can mimic
focal hepatic enhancement on iodinated material density
image.
4
erefore, unenhanced images must be obtained
and interpreted in conjunction with enhanced images.
9, 10
The present study showed that IMDI had only
moderate inter-observer agreement. is could be from
both readers had little experience in IMDI. It would be
better if the third radiologist with high experience was
assigned to judge a discordant performance score. e
reading time of IMDI was reduced by 28 seconds when
compare with CCTI (p-value = 0.048). IMDI had sensitivity
of 100% and specicity of 93.5% for detection of viable
HCC aer TACE while the sensitivity and the specicity
of CCTI were 88.6% and 96.8%, respectively. Calculation
of the sensitivity and the specicity was done by assigning
the score 3 lesions as uncertain diagnosis. If the authors
assigned the score 1 or 2 lesions as negative for viable
tumor and lesions with score 3, 4, or 5 as positive for
the presence of HCC, the sensitivity and the specicity
of CCTI will be 97.1% and 96.8%, respectively while
the sensitivity and the specicity of MDCI will remain
unchanged. CCTI in the present study had much higher
sensitivity and specicity than prior study
7
because it
used computed monochromatic image at 70 keV during
arterial phase instead of polychromatic images from
conventional CT. e possible explanation of very high
sensitivity and specicity in the present study could
be that almost all of viable lesions (34/35 lesions) had
area of ethiodized oil staining < 90%. is resulted in
untroubled dierentiation between viable tumor and
ethiodized oil.
Radiation dose is a concerned issue of DECT. Radiation
dose minimizing is possible if obviating unenhanced CT
acquisition.
4,5
However, unenhanced CT is essential for
assessing therapeutic response of HCC aer TACE. e
present study shown that mean value of the CTDI Vol
of arterial phase obtained from ssDECT (13.33 mGy)
was slightly higher than the CTDI Vol of unenhanced
and portovenous phases performed by single energy CT
(12.17 ± 2.09 mGy and 12.17 ± 2.06 mGy). Prior study
tried to develop a method to discriminate viable HCC
from ethiodized oil by limiting the window setting of the
color-coded iodine map of DECT without unenhanced
images.
6
Result showed that the color-coded iodine CT
is comparable to conventional CT for detection of viable
HCC aer TACE, while it allows a reduction in radiation
dose. However, the range of Hounseld unit (HU) in
viable HCC is partially overlapped with normal hepatic
parenchyma. A further study is needed.
e present study had some limitations. First, it was
a preliminary study with a small number of population.
Second, the readers had little experience in interpretation
of the material density images and there was only moderate
inter-observer agreement between both readers. It is
required to have more experience in the interpretation
skill of DECT images. ird, there was no pathological
conrm of viable HCC.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
213
Original Article
SMJ
CONCLUSION
IMDI has higher sensitivity for detection of viable
HCCs aer TACE with less consumed reading time
than CCTI. DECT including unenhanced and enhanced
acquisitions has high sensitivity and specicity to detect
viable HCC aer TACE with slightly higher radiation
dose than conventional liver CT. Further research is
needed to develop a method for radiation dose reduction.
ACKNOWLEDGMENTS
The authors (VS, AC) were supported by
Chalermphrakiat Grant, Faculty of Medicine Siriraj
Hospital, Mahidol University. e authors wish to thank
Dr. Chulaluk Komoltri for the statistical analysis.
REFERENCES
1. Ferlay J, Soerjomataram I, Dikshit R, Eser S, Mathers C,
Rebelo M, et al. Cancer incidence and mortality worldwide:
sources, methods and major patterns in GLOBOCAN 2012.
Int J Cancer 2015;136:E359-86.
2. Altekruse SF, McGlynn KA, Reichman ME. Hepatocellular
carcinoma incidence, mortality, and survival trends in the
United States from 1975 to 2005. J Clin Oncol 2009;27:1485-
91.
3. Shari MI, Cox IJ, Gomaa AI, Khan SA, Gedroyc W, Taylor-
Robinson SD. Hepatocellular carcinoma: current trends in
worldwide epidemiology, risk factors, diagnosis and therapeutics.
Expert Rev Gastroenterol Hepatol 2009;3:353-67.
4. Silva AC, Morse BG, Hara AK, Paden RG, Hongo N, Pavlicek
W. Dual energy (Spectral) CT: applications in abdominal
imaging. Radio Graphics 2011;31:1031-46.
5. Ho LM, Yoshizumi TT, Hurwitz LM, Nelson RC, Marin D,
Toncheva G, et al. Dual energy versus single energy MDCT:
measurement of radiation dose using adult abdominal imaging
protocols. Acad Radiol 2009;16:1400-7.
6. Lee JA, Jeong WK, Kim Y, Song SY, Kim J, Heo JN, et al. Dual-
energy CT to detect recurrent HCC aer TACE: initial experience
of color-code iodine CT image. Eur J Radiol 2013;82:569-76.
7. Hunt SJ, Yu W, Weintraub J, Prince MR, Kothary N. Radiologic
monitoring of hepatocellular carcinoma tumor viability aer
transhepatic arterial chemoembolization: estimating the accuracy
of contrast-enhanced cross-sectional imaging with histopathologic
correlation. J Vasc Interv Radiol 2009;20:30-8.
8. Yeh BM, Shepherd JA, Wang ZJ, Teh HS, Hartman RP, Prevrhal
S. Dual energy and low-kVp CT in the abdomen. AJR Am J
Roentgenol 2009;193:47-54.
9. Kim HC, Kim AY, Han JK, Chung JW, Lee JY, Park JH. Hepatic
arterial and portal venous phase helical CT in patients treated
with transcatheter arterial chemoembolization for hepatocellular
carcinoma: added value of unenhanced images. Radiology
2002;225:773-80.
10. Kim SH, Lee WJ, Lim HK, Lim JH. Prediction of viable tumor
in hepatocellular carcinoma treated with transcatheter arterial
chemoembolization: usefulness of attenuation value measurement
at quadruple-phase helical computed tomography. J Comput
Assist Tomogr 2007;31:198-203.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
214
Prapapin Siripohn, HN, M.Sc.*, Porntita Visavajarn, R.N., M.Sc.*, Ueamphon Suwannatrai, M.Ed.**, Supakij
Suwannatrai, M.Sc.**, Peamruetai Butdapan, BATM.**, Monchai Ruangchainikom, M.D.***
*Department of Nursing, Siriraj Hospital, **Center of Applied ai Traditional Medicine, ***Department of Orthopaedic Surgery, Faculty of Medicine
Siriraj Hospital, Mahidol University, Bangkok 10700, ailand.
The Effects of the Thai Traditional Medicine of
Abdominal Massage on Defecation in Post Lumbar
Laminectomy Patients
Corresponding author: Monchai Ruangchainikom
E-mail: monchai.ortho@gmail.com
Received 2 March 2018 Revised 18 April 2019 Accepted 22 April 2019
ORCID ID: http://orcid.org/0000-0003-0525-6390
http://dx.doi.org/10.33192/Smj.2019.33
ABSTRACT
Objective: is prospective study examined the defecation enhancement eects in post-lumbar laminectomy
patients who received ai traditional medicine of abdominal massage (TTMAM) in combination with standard
nursing care, compared with patients receiving only standard nursing care.
Methods: is prospective, randomized, controlled trial was conducted at Siriraj Hospital between 2011 and 2015.
Eighty-eight patients with spinal stenosis scheduled for lumbar laminectomy with or without fusion were enrolled.
e patients were randomly assigned to two groups: the rst group underwent standard nursing care combined
with TTMAM (the TTMAM group), and the second group underwent standard nursing care (the non-TTMAM
group). e clinical outcomes regarding the rst defecation within 3 days aer surgery, abdominal distension, and
patient satisfaction with defecation care were evaluated.
Results: When comparing the rst defecation within 3 days aer surgery, no signicant dierences were found in
the number of patients between the two groups. e number of the patients who had their rst defecation within
3 days aer surgery was higher in the TTMAM group (46.5%) than the non-TTMAM group (27.3%). ere was
signicantly less abdominal distension on the third day aer surgery in the TTMAM group than in the non-
TTMAM group. Moreover, the mean score of patient satisfaction of the TTMAM group was higher than that of
the non-TTMAM group.
Conclusion: ai traditional medicine of abdominal massage tends to help defecation in post-lumbar laminectomy
patients as it relieves abdominal distension and increases satisfaction with defecation care. erefore, the use of
TTMAM with other bowel care methods could provide additional benet for lumbar laminectomy patients.
Keywords: ai traditional medicine of abdominal massage; defecation; post lumbar laminectomy patient (Siriraj
Med J 2019;71: 214-219)
INTRODUCTION
Lumbar laminectomy is a surgical procedure to enlarge
the spinal canal and relieve pressure on the spinal cord
or nerve roots caused by spinal stenosis.
1
Constipation
is a common problem for many people recovering from
back surgery.
2,3
Phataranavic et al. suggested that 9% of
*is study was supported by Siriraj Research Development Fund (Managed by Routine to Research: R2R)
postoperative orthopedic patients have constipation.
4
Even though constipation is not life-threatening, the
absence of any treatment may cause discomfort, abdominal
distention, abdominal pain, and the loss of appetite, with
the possibility of fever, vomiting, and delirium.
5,6,7
Siripohn et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
215
Original Article
SMJ
e use of the common constipation treatments
(stool soeners, laxatives, and enemas) sometimes leads
to harmful side-eects like abdominal distention, nausea,
uid and electrolyte loss, and defecation-reex loss,
particularly with patients with chronic diseases.
8
ere
have been studies on constipation prevention programs
that have utilized high ber foods and the drinking
of water.
9,10
However, such programs require careful
administration in the case of elderly patients with heart,
lung, or kidney diseases in order to avoid water and
electrolyte imbalances.
11
e use of complementary approaches like abdominal
massage to relieve constipation has been suggested since
the 19
th
century.
12
Several studies on patients with spinal
injuries found that abdominal massage reduced the colonic
transit time and abdominal distention, increased the
frequency of defecation, and improved continence.
13,14,15
e Center of Applied ai Traditional Medicine,
Faculty of Medicine Siriraj Hospital, Mahidol University
has much experience with the administration of a range
of traditional healing approaches. e ai traditional
medicine of abdominal massage (TTMAM) is one of the
treatments which is normally administered to patients
with constipation, most of whom had improved defecation
as a result. However, to our knowledge, there is no data
or research available relating to the eects of TTMAM
on defecation in post lumbar laminectomy patients.
e present study was designed to examine the eects
of TTMAM in post lumbar laminectomy patients in
terms of defecation.
MATERIALS AND METHODS
This single-center, prospective, randomized,
controlled trial was conducted during the 2011 to 2015
study period. e Siriraj Institutional Review Board
(SIRB), Faculty of Medicine Siriraj Hospital, Mahidol
University, approved the study protocol (Si. 095/2011).
e enrolled subjects were spinal stenosis patients who
were scheduled to undergo a decompressive laminectomy
with or without fusion. Patients were excluded if they
had any of the following conditions: abdominal aortic
aneurysm; aortic dissection; palpable pulsatile intra-
abdominal mass; previous abdominal surgery; preexisting
medical diseases which could interfere with defecation,
such as hypothyroidism, delirium, and stroke; or the
need to be placed in the ICU post-operatively.
Patients were randomized into two groups (44
patients per group) using simple randomization. e
control group (non-TTMAM) consisted of patients who
received standard nursing care only. e intervention
group (the TTMAM group) was comprised of patients
who were provided with the TTMAM in addition to
standard nursing care. Aer being provided with verbal
and written information regarding the procedure, 88
patients were accepted to participate in this study. Written
informed consent was obtained from all 88 participants.
Postoperatively, the non-TTMAM group received
standard nursing care. is consisted of a deep breathing
exercise every 4 hours, and at least 100 times per day;
turning the patients every 2 hours; an ankle pumping
exercise at least 100 times per day; and the drinking of
at least 1,000 cc of water per day.
By comparison, the TTMAM group received standard
nursing care combined with the TTMAM on Days 1 to
3 postoperatively; twenty minutes of the TTMAM was
performed two hours aer dinner. e TTMAM was
conducted by certied, applied-ai traditional medicine
therapists from the Center of Applied ai Traditional
Medicine, Faculty of Medicine Siriraj Hospital. e
TTMAM maneuver is described in Fig 1.
e clinical outcomes that were evaluated comprised
the rst defecation within 3 days aer surgery and the
abdominal symptoms after surgery. The latter were
assessed daily using the abdominal distention evaluation
form (modied from Wattanawetch
16
); belching, atus
excretion, the perception of fullness, bowel sounds, and
increases in abdominal girth were examined. Patient
satisfaction was evaluated by the level of satisfaction with
defecation care, which was determined by questionnaires
administered on the fourth day aer surgery.
Statistical analysis
All statistical analyses were performed using SPSS
Statistics for Windows, version 18. A chi-square test was
used to compare the number of participants in the two
groups who rst defecated within 3 days aer surgery,
and the degree of abdominal distention experienced by
the experimental and control groups. An independent
t-test was used to compare the level of satisfaction with
the defecation care reported by patients in the two groups.
A p-value of 0.05 or less was considered statistically
signicant.
RESULTS
The forty-four patients in the TTMAM group
consisted of thirty females and fourteen males, with an
average age of 62.8 years. e forty-four patients in the
non-TTMAM group, comprised of thirty-ve females
and nine males, had an average age of 63.8 years. e
demographic data are shown in Table 1. All patients
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
216
Fig 1. e ai traditional medicine abdominal massage maneuver. e subject is placed in a supine position. e massage therapist stands
beside the subject and uses the thumb, nger tips and hand to massage along the muscles via 4 motions; the split motion (1A); the pressing
motion (1B); the scooping motion (1C); and the so massage of 5 important abdominal points, to about 70% of the maximum weight (1D).
Fig 1A split motion
Fig 1B pressing motion
Fig 1C scooping motion
Fig 1D massage important abdominal points
completed the study protocol. ere were no statistically
signicant dierences between the two groups, and no
complications were found in either group.
When comparing the number of patients with
a rst defecation within 3 days aer surgery, no signicant
dierences were found in the gures for the two groups.
However, the number was higher for the TTMAM group
(n = 20, 46.5%) than for the non-TTMAM group (n = 12,
27.3%; p = 0.063).
On the other hand, there was a signicant dierence
between the intervention and control groups in terms
of the degree of abdominal distention and abdominal
discomfort on the third day aer surgery (Table 2).
In addition, there was a statistically signicant dierence
in the mean scores for satisfaction with the defecation
care reported by the patients in the two groups (Table 3).
Siripohn et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
217
Original Article
SMJ
TABLE 1. Baseline characteristics of 88 patients with spinal stenosis who randomly received standard nursing care
(non-TTMAM group) versus TTMAM in addition to standard nursing care (TTMAM group).
Non-TTMAM Group TTMAM Group
(n = 44) (n = 44)
Gender (male: female ) 9:35 (20.5%:79.5%) 14:30 (31.8%:68.2%)
Age (years) 63.8 62.8
Laminectomy 14(31.8%) 24(54.5%)
Laminectomy with fusion 30(68.2%) 20(45.5%)
Volumes of drinking water
1
st
day after surgery (mL) 1278.6±470.2 1254.3±504.3
2
nd
day after surgery (mL) 1351.6±496.3 1277.1±462.6
3
rd
day after surgery (mL) 1305.4±475.3 1381.1±496.0
Morphine 34(77.2%) 30(68.2%)
Abbreviation: TTMAM = ai traditional medicine of abdominal massage
TABLE 2. Comparison of the number and percentage of patients with abdominal distention and of the level of
abdominal distention on the 3
rd
day aer surgery in the control and experimental groups.
Non-TTMAM Group TTMAM Group P-value
(n = 44) (n = 44 )
Belching / 4 hours 0.70
No belching 12 (27.3%) 16 (36.4%)
1-10 times 30 (68.1%) 27 (61.3%)
> 11 times 2 (4.5%) 1 (2.3%)
Flatus excretion 0.92
Noatusexcretion 1(2.3%) 1(2.3%)
1-6 times 34 (77.3%) 33 (75.0%)
≥7times 9(20.5%) 10(22.7%)
Perception of fullness 0.04*
Severe 1 (2.3%) 1 (2.3%)
Moderate 29 (65.9%) 16 (36.4%)
Mild 14 (31.8%) 27 (61.4%)
Bowel sounds 0.66
< 3 times / minute 7 (15.9%) 5 (11.4%)
> 3 times / minute 37 (84.1%) 39 (88.6%)
Increased abdominal girth 0.41
> 3.9 centimeters 16 (36.4%) 11 (25.0%)
< 3.9 centimeters 28 (63.6%) 33 (75.1%)
Degree of abdominal distention 0 .01*
Mild 10 (22.7%) 21 (47.7%)
Moderate 34 (77.3%) 21 (47.7%)
Severe 0 (0.0%) 2 (4.5%)
* = statistical signicance level of ≤0.05
Abbreviation: TTMAM = ai traditional medicine of abdominal massage
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
218
TABLE 3. Comparison of the mean scores for patient satisfaction with defecation care for the non-TTMAM and
TTMAM groups.
Non-TTMAM Group TTMAM Group P-value
(n = 44) (n = 44)
Satisfaction score 2.34 ± 1.92 4.09 ± .86 < 0.001***
*** = statistical signicance level of ≤0.001
Abbreviation: TTMAM = ai traditional medicine of abdominal massage
DISCUSSION
is study found that constipation, dened as a rst
defecation later than 3 days aer surgery, is a common
problem among lumbar laminectomy patients (72.7% in
the standard nursing care, or non-TTMAM, group). Pain
aer surgery encourages patients to remain in bed aer
surgery, which causes the sympathetic nervous system
to become dominant. In turn, this inhibits the bowel
functions, slows bowel movements, aects digestion, causes
poor absorption, and promotes abdominal distention
and constipation.
6
Moreover, pain aer surgery is oen
treated with opioids, such as morphine, thereby reducing
the patient’s bowel movements.
3
e results of the present study on the number of
defecations within the rst 3 days aer surgery found that
there was no statistically signicant dierence between
the group that received the TTMAM and the group that
received standard bowel care. Even though previous
studies have reported that the use of the TTMAM has
enhanced defecation, most of those studies were done on
spinal injury patients who had chronic constipation.
13,14
On the other hand, the patients in the present study
were in a dierent situation because of their recent
spinal surgery; they had limited mobility and acute pain,
which led to an acute change in the habit of constipation
rather than to the chronic constipation reported in the
aforementioned studies that had enrolled chronic spinal
cord injury patients.
With regard to abdominal distention on the third
day aer surgery, the present study demonstrated that
the group that had received TTMAM had less severe
abdominal distention than the group that had only
been treated with standard nursing care, with statistical
signicance. is nding is in line with a study on the
eects of abdominal massage on the gastrointestinal
function in patients with spinal injuries
13
; it found that
abdominal massage improved bowel movements, reduced
the colonic transit time, and reduced abdominal distention,
as massaging increases pressure in the abdomen. Massaging
also stimulates the somato-autonomic reexes, which
in turn reduce the colonic transit time.
14
Furthermore,
abdominal massage stimulates the parasympathetic system,
which is responsible for the stomach and the intestinal
functions, thereby reducing abdominal distention.
17
The analysis of the level of patient satisfaction
with defecation care revealed that the group receiving
the TTMAM were more satised than the group given
standard nursing care, with statistical signicance. An
earlier study of the eects of Swedish abdominal massage
on constipation found that patients felt satised and safe
while the massage was being given.
18
Another study on
the eects of the TTMAM together with a soap rectal
suppository on spinal injury patients determined that
none rejected the massage, they felt relaxed during
the abdominal massage, and there were no feelings of
distention or discomfort.
15
Aer the TTMAM, those
subjects were able to pass atus for longer durations, had
less abdominal distention and no nausea, and were able
to defecate more easily. ese ndings can be explained
by the fact that abdominal massage is a type of touch
that is meaningful and stimulates a profound feeling.
Massage inhibits the hypothalamic function, which works
with the autonomic system to stimulate the secretion of
norepinephrine and acetylcholine in the sympathetic and
parasympathetic systems. Norepinephrine has a positive
eect on a person’s mood. In addition, massage reduces
the function of the sympathetic system and stimulates
the parasympathetic system, which causes relaxation.
18,19
e limitations of this study are related to uncontrollable
factors, such as the amount of high-ber food eaten, the
degree of patient mobility, and the level of stress arising
from the surgery. Bowel movements and abdominal
pressure were not measured. Moreover, the volume and
consistency of the feces were not evaluated.
Siripohn et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
219
Original Article
SMJ
CONCLUSION
e ai traditional medicine of abdominal massage
tends to help post-laminectomy patients to defecate.
Furthermore, this procedure reduces abdominal distention
and increases patient satisfaction. It should therefore be
employed with other defecation stimulation methods.
REFERENCES
1. Chiengthong K, Bunmaprasert T. Degenerative disease of the
spine. Chiang Mai: Faculty of Medicine, Chiang Mai University;
2007. (In ai)
2. Pamela E. Verkuilen. Preventing Constipation Aer Back
Surgery. (Internet). 2007 (Cited 2017 July 22). Available from:
http://www.spine-health.com/treatment.
3. Cassinelli EH, Eubanks J, Vogt M, Furey C, Yoo J, Bohlman
HH. Risk factors for the development of perioperative complications
in elderly patients undergoing lumbar decompression and
arthrodesis for spinal stenosis. Spine J. 2007;32:230-35.
4. Phataranavic P, Okmaen R, Kuntisomboon S. A study of
symptom disturbances and postoperative complications in
orthopaedic patients. Journal of Orthopaedic Nursing. 2005;10:
85-99. (In ai.)
5. Eberhardie C. Constipation: Identifying the problem. Nurs
Older People. 2003;15:22-6.
6. Khumtaveeporn P. Pathophysiology of movement. In: Unnapirak
L, editor. Pathophysiology in nursing. 8th ed. Bangkok: Boonsiri;
2009. p.170-98. (In ai)
7. Norton C. Constipation in older patients: Eects on quality
of life. Br J Nurs. 2006; 15:188-92.
8. Tack J, Muller-Lissner S. Review Treatment of Chronic
Constipation: current Pharmacologic approaches and future
direction. Clin Gastroenterol Hepato. 2009;7:502–8.
9. Stumm RE, omas MS, Coombes J, Greenhill J, Hay J. Managing
Constipation in Elderly orthopaedic patients using either pear
juice or a high ber supplement. Aust J Nutr Diet. 2001;58:
181-5.
10. Monmai P. e eectiveness of a constipation prevention
program for hospitalized elderly with hip surgery [master’s
thesis]. Bangkok: Mahidol University; 2009.p.154 (In ai)
11. Hinrichs M, Huseboe J. Research-based protocol management
of constipation. J Geronto Nurs. 2001;27:17-28.
12. ai massage restoration project. e manual of ai massage
in primary health care. Bangkok: Ruenkaew; 1992. (In ai)
13. Lämås K,Lindholm L,Stenlund H,Engström B,Jacobsson C.
Eects of abdominal massage in management of constipation—A
randomized controlled trial. Int J Nurs Stud.2009;46:759-67.
14. Ayas S, Leblebici B, Sozay S, Bayramoglu M, Niron EA. e
eect of abdominal massage on bowel function in patients
with spinal cord injury. Am J Phys Med Rehabil. 2006;85:951-5.
15. Vatthakavarn P. Eectiveness of abdominal massage combined
with soap rectal suppository on stimulating bowel movement
in spinal cord injury patients [master’s thesis]. Khon Kaen:
Khon Kaen University; 2002.p.75 (In ai)
16. Wattanawech T. e inuence of selected factors and self-
care behavior on abdominal distention in patients with abdominal
surgery (master’s thesis). Bangkok: Mahidol University; 2002.
p.124 (In ai)
17. Diego MA, Field T. Moderate pressure massage elicits a
parasympathetic nervous system response. Int J Neurosci.
2009;119:630-8.
18. Lamas K, Graneheim UH, Jacobsson C. Experiences of abdominal
massage for constipation. J Clin Nurs; 2012;21:757-65.
19. Boonsawat W. Eects of ai traditional massage on pain
reduction in cancer patients [master’s thesis]. Songkla: Prince
of Songkla University; 2005.p.173 (In ai)
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
220
Supansa Kuntasorn, M.Sc.*, Amornrat Anuwatnonthakate, Ph.D.*, Tawatchai Apidechkul, Dr.P.H.*,**
*School of Health Science, **Center of Excellence for the Hill tribe Health Research, Mae Fah Luang University, Chiang Rai 57000, ailand.
Prevalence and Factors Associated with Abnormal
Cervical Cell among the Hmong and Mien Hill Tribe
Women in Pha Yao Province, Thailand
Corresponding author: Tawatchai Apidechkul
E-mail: Tawatchai.api@mfu.ac.th
Received 22 November 2018 Revised 11 February 2019 Accepted 15 March 2019
ORCID ID: http://orcid.org/0000-0001-8301-2055
http://dx.doi.org/10.33192/Smj.2019.34
ABSTRACT
Objective: To estimate the prevalence and to determine factor associated with abnormal cervical cell among the
Hmong and Mien hill tribe women.
Methods: A cross-sectional study aimed to estimate the prevalence and to determine the factors associated with
abnormal cervical cell among the Hmong and Mien hill tribe women living in Pha Yao province, ailand was
conducted. e data from validated questionnaires and Papanicolaou (Pap) smear test results were collected. Logistic
regression was used to detect the associations between variables and abnormal cervical cell at the signicant level
of alpha = 0.05.
Results: Totally, 450 Hmong and Mien women were recruited into the analysis. e overall prevalence of abnormal
cervical cell was 2.2%; 1.2% were atypical squamous cells of undetermined signicance (ASC-US), 0.4% were atypical
squamous cells-cannot exclude HSIL (ASC-H), 0.4% were cervical intraepithelium neoplasia-I (CIN-I) and 0.2%
were cervical intraepithelium neoplasia-II (CIN-II). Two variables, the number of their sexual partners and the
number of husbands’ sexual partners, were signicantly associated with abnormal cervical cell. e women who
had ≥ 4 sexual partners had a 7.09 times (95%CI=1.85-27.17) more likely to have abnormal cervical cell than those
who had < 4 sexual partners. e women whose husbands had ≥ 4 partners had a 5.63 times (95%CI=1.51-20.90)
more likely to have abnormal cervical cell than those whose husbands had < 4 sexual partners.
Conclusion: e number of sexual partners is signicantly associated with abnormal cervical cell among the Hmong
and Mien hill tribe women. Health interventions regarding safe sex should be promoted in the hill tribe people.
Keywords: Abnormal cervical cell; Hmong; Mien; hill tribe; prevalence (Siriraj Med J 2019;71: 220-227)
INTRODUCTION
Cancer is a major threat to human life in worldwide.
In 2015, there were 17.5 million cases worldwide and
8.7 million deaths.
1
is number is expected to increase
to 24 million by 2035.
2
Cervical cancer is the signicant
leading cause of death globally in women including
ailand.
3
e human papillomavirus (HPV) is the cause
of cervical cancer which involved sexual behavior.
4-6
Consequently, personal suering and economic loss are
the major impacts to an individual health and family.
In 2016, the Ministry of Public Health reported that
cervical cancer was ranked the second overall cause of death
in women in ailand with the prevalence at 608/100,000
population.
7
e northern region of ailand reported
the highest prevalence and accounted for 12.1% of all
female cancer. e average age-standardized incidence
Kuntasorn et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
221
Original Article
SMJ
rate (ASR) was 17.0 per 100,000.
8
In 2016, Pha Yao
province was ranked second followed by Chiang Rai
province with the ASR at 25.0/100,000 pop which was
higher than the average ASR of northern ailand.
9
Besides, the trend of cervical cancer is rising yearly,
and it has become a signicant health problem in Pha
Yao province.
10
However, only 55.9% of women aged
30-60 were screened for cervical cancer by a Pap smear
test, and less than 20.0% among the hill tribe women in
2015.
11
A number of the hill tribe people live in Pha Yao
province which is located in northern ailand. Most
hill tribe people living in Pha Yao province are Hmong
and Mien.
12
ese two tribes have their own culture, and
lifestyles including sexual behaviors.
13
Most Hmong and
Mien men and women have their rst sexual intercourse
at young age, and get married at early age as well.
14
Moreover, these tribes have a unique culture of polygamy.
15
Regarding their economic status, they are living under
the poverty line of ailand.
16
Hmong and Mien women
did not favor a regular Pap smear test.
17
erefore, a
few data are available on cervical cancer among the
hill tribe population particularly the Hmong and Mein
women. is study aimed to assess the prevalence and
to determine the factors associated with cervical cancer
among the Hmong and Mien women. e data could
be used to develop public health policy and also health
promotion intervention in the area.
MATERIALS AND METHODS
Study design
A cross sectional study was used to assess the prevalence
and to determine the factors associated with abnormal
cervical cell among the Hmong and Mien women.
Study setting
e study was conducted in 13 Hmong and Mien
villages in Pong, and Chiang Kham districts, Pha Yao
province. Seven villages were selected from Pong district;
Ban Pang Kha, Ban Pang Ma-O, Ban Sip Song Pattana,
Ban Kun Kam Lang, Ban San Ti Suk, Ban Saeng Sai,
and Ban Hwauy Khok Moo villages. Another 6 villages
were selected from Chiang Kham district; Ban Mai Rom
Yen, Ban Pra Cha Pak Dee, Ban Hwauy Poom, Ban Pra
Cha Pattana, Ban Roung San, and Ban Hwauy Diar Doi
Nang villages.
Study population
Hmong and Mien women aged 30-60 years old and
their husbands who lived in the study settings were the
study population.
Inclusion criteria
a) ose that self-identied as Hmong or Mien
tribe women, b) aged between 30 and 60 years old,
c) married, d) lived in the study area for at least 1 year.
Exclusion criteria
a) ose that could not provide essential information
due to any causes such as ability to communicate in ai,
b) women who had a period at the date of Pap smear
test, c) women who were pregnant.
Study sample and sample size calculation
Hmong and Mein women aged 30-60 and their
husbands were the target population. In 2016, there were
2,038 couples living in the 13 villages.
8
e sample size
was calculated by the following formula
19
;
n=(Z
2
P(1-P))/d
2
At the condence level 95%, d = 0.05, P=12.2%
14
, at
least 405 samples were required. Adding for any errors
during the study for 10.0%, then, 450 samples were
needed for the analysis.
Research instruments
A validated questionnaire and Pap smear test were
used for data collection in the study. ere were 5 parts
in the questionnaire. Part I asking about the general
information which consisted of ve questions; age, tribe,
education, religion, income, etc. Part II consisted of six
questions regarding the risk factors such as what age
they got married, number of partners, history of sexually
transmitted infections (STIs), history of Pap screening
test previous year, etc. Part III consisted of four questions,
asking about risk behaviors of husband such as number
of partners, history of STIs, etc. Part IV consisted of six
questions regarding health behaviors such as smoking,
alcohol drinking, etc. Part V consisted of thirty short
questions regarding knowledge, attitude, and practice
for cervical cancer prevention.
Questionnaire was developed from the literature
review and consulting with experts in relevant elds.
Questionnaire was tested for validity by Index of Item
Congruence (IOC) method which was assessed by three
external experts. Questions that resulted in IOC score of
less than 0.5 were excluded. Aer that, a pilot test was
done with 30 participants with similar characteristics
with the study sample. e purposes of the pilot test were
to determine the reliability, feasibility, and possibility
of collecting the data from the participants. Questions
in part V were tested for reliability from the pilot test
using Cronbach’s alpha. Questions that had Cronbach’s
alpha less than 0.5 were deleted due to less reliability.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
222
Resulting, the overall Cronbach’s alpha was 0.76. Moreover,
Kuder-Richardson (KR)
20
was used to detect the quality
of questions regarding the knowledge. e overall KR
score was 0.71.
Pap smear (e Bethesda 2001 Cytology Report) was
used to collect the specimen. e process of collecting the
specimen was done by two trained nurses. All specimens
were sent to Chiang Kham, which has the only standard
institute with medical laboratory in Pha Yao province
for detection the cervical cancer. Abnormal cervical cell
was dened according to the Bethesda system 2001 as;
atypical squamous cells of undetermined signicance
(ASC-US), atypical squamous cells cannot exclude high
grade squamous intraepithelial lesion (ASC-H), low grade
squamous intraepithelial lesion (LSIL) encompassing
human papillomavirus change/cervical intraepithelial
neoplasia I (CIN I), high grade squamous intraepithelial
lesion (HSIL) encompassing cervical intraepithelial
neoplasia II (CIN II)/ cervical intraepithelial neoplasia III
(CIN III)/with feature suspicious for invasive, squamous
cell carcinoma, atypical glandular cell, atypical glandular
cells favor neoplasia, endocervical adenocarcinoma in
situ, adenocarcinoma endocervical cells/endometrials,
other malignants.
Data collection procedures
Aer getting the ethical approval from the Human
Research Committee from Mae Fah Luang University,
Pha Yao Public Health Oce was contacted to request
their approval to conduct the study and also information
regarding the hill tribe villages in Pha Yao province
including the contact number of all health promoting
hospitals in the study area. Four health promoting hospitals
located at the hill tribe villages were contacted; Pang
Kha, Khun Kwaun, Hwauy Khok Mhoo and Rom Yen
health promoting hospitals. Two trained nurses on Pap
smear technique were contacted for to help in collecting
specimen. A one-day training course was provided for
two trained nurses and all health promoting hospitals
sta regarding research objectives and procedures.
All targeted village leaders were contacted and
asked for their cooperation to conduct the study. Lists of
women who met the inclusion criteria were sent to the
researcher who was supported by the village headman.
A simple random sampling was used to select the study
samples. Appointments were made with all the selected
samples at the health promoting hospitals close to their
resident.
On the day of collecting data, all the participants and
their husbands were provided the essential information
and the researcher obtained the informed consent form
from both of them before interview. e interviews were
done separately in a private and condential room.
Each interview lasted for 20 minutes for woman, and
10 minutes for husband. Aer the interview, a trained
nurse collected specimen from the women.
Statistical analysis
Data were coded and double-entered into Microso
Excel 2010. e analysis was conducted by using SPSS
(version 20; IBM, Armonk, NY). Descriptive statistics
was used to explain the characteristics of the participants;
percentage, mean, SD. Logistic regression was used to
detect the associations between variables and abnormal
cervical cell as an outcome at the signicant level α=0.05.
All independent variables were detected the association
with the outcome in simple logistic regression model.
Aerward, all signicant variables in simple logistic
regression model were considered to put into the multivariate
analysis by using “ENTER” mode. Variables remaining a
signicant association with the outcome, were determined
as factors association with abnormal cervical cell in the
nal model.
Ethical considerations
e study was approved by the Ethics Committee
for Human Research, Mae Fah Laung University, Chiang
Rai, ailand (No.REH-60022). All information was
kept in the private and secured code only the researcher
could access. Aer the analysis was complete, data were
deleted including the questionnaire and laboratory results.
A small gi was given to all participants to appreciate
their cooperation. e laboratory results were sent to all
participants with the guideline for future medical care
required particularly those who were abnormal.
RESULTS
Characteristics of women
A total of 450 women were recruited into the analysis.
More than half were Hmong (63.6%), average age was
45 (SD=8), and majority were aged 51-60 years (36.2%).
Most participants graduated primary school (50.0%),
worked as farmers (77.3%), and had monthly income
≤ 3,000 Bath (55.3%). Most participants had free access
to health care. More than half had their rst sexual
intercourse while aged < 18 years (53.8%), and married
while aged < 18 years (52.4%). Almost all the participants
had < 4 sexual partners (90.0%), and only 17.5% were
screened for cervical cancer previous year. A few of the
participants had congenital problem; 13.3% had yellow
or green or oensive odour leucorrhoea, and 8.9% had
a history of genital ulcer. Regarding health behaviors;
Kuntasorn et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
223
Original Article
SMJ
44.0% smoked, and 37.3% drank alcohol. Regarding
the knowledge, attitude, and practice on cervical cancer
prevention; 46.4% had low level of knowledge, 28.0% had
negative, neutral or positive attitude towards cervical
cancer prevention, and 26.4% had incorrect practice of
cervical cancer prevention, respectively (Table 1).
Characteristics of husband
Majority had < 4 partners (76.9%), none of them
had a genital discharge. A few of them had a history of
genital ulcer (3.3%), and some of them had experience
of having sexual intercourse with sex workers (11.6%)
(Table 2).
e overall prevalence of abnormal cervical cell was
2.2%; 1.2% were atypical squamous cells of undetermined
signicance (ASC-US), 0.4% were atypical squamous cells
and cannot exclude high grade squamous intraepithelial
lesion (ASC-H), 0.4% were low grade squamous intraepithelial
lesion (LSIL) encompassing cervical intraepithelial
neoplasia I (CIN I), and 0.2% were high grade squamous
intraepithelial lesion (HSIL) encompassing cervical
intraepithelial neoplasia II (CIN II) (Table 3). ere
were 7 participants positive among 286 Hmong women
(2.5%), and 3 positive participants among 164 Mien
women (1.8%). ere was no statistically signicant
dierence between tribes (χ
2
=0.17, p-value=0.675).
ree variables were signicantly associated with
abnormal cervical cell in the univariate analysis: women’s
number of partners, husband’s number of sexual partners,
and husband’s history of sexual intercourse with sex
workers (Table 1).
In the multivariate model, two variables were still
significantly associated with abnormal cervical cell;
women’s number of partners, and husband’s number
sexual partners. Women who had ≥ 4 partners had
a 7.09 time (95%CI=1.85-27.17) more likely to have
abnormal cervical cell than those who had < 4 partners.
Women whose husbands had ≥ 4 partners had a 5.63
time (95%CI=1.51-20.90) more likely to have abnormal
cervical cell than those whose husbands had < 4 partners
(Table 1).
DISCUSSION
e study found that Hmong and Mien in Pha Yao
province are living in low socio-economic condition. e
overall prevalence of abnormal cervical cell among our
study subjects was 2.2%. Number of partners both in
women and men are the factors associated with cervical
cancer in the Hmong and Mien women in Pha Yao
province. In our study, it was found that the prevalence
of cervical cancer between Hmong and Mien women
was not statistically dierent. However, a study in Iran
21
reported some ethnicity related trends in cervical cancer.
e study of Akram Husain
22
also reported that some
groups of Indian women in the south were at a greater
risk of cervical cancer than women who lived in other
regions in India. In terms of the prevalence of cervical
cancer among these two hill tribe women is higher than
ai national rate at 23/100,000 population.
23
e rate
of screening for cervical cancer is also lower than ai
targeted women at 60.2%.
23
In our study we found that women’s number of
partners was a signicant factor associated with abnormal
cervical cancer. Liu, et al
24
reported that number of
partners was highly associated with cervical cancer from
the meta-analysis. Whereas several studies
25-27
reported
that women’s number of partners and history of STIs
were associated with cervical cancer among the women
in South Africa. However, the study of Obiri-Yeboah
28
reported that age of women and circumcision status of
main sexual partner were associated with cervical cancer,
but no association was found with number of partners.
We also found that number of partner of husband
related to the occurrence of cervical cancer in women.
is coincides with the study which was conducted in
Shanxi province, China reported that number of partners
of women and her husband were associated with cervical
cancer of women.
29
Some limitations were found in the study. First,
at the beginning of the interview process, both male
and female participants were interviewed by a female
interviewer. However, upon completing 3 interviews;
it was found that the husbands were not comfortable
to provide information. Aerwards, the process was
adjusted and interviews were conducted by same sex.
Another point is the ability to communicate in ai. It
was found that 3 women were excluded from the study
due to limitation in use of ai. ey could not provide
the essential information to the interviewer. e study
could not use a translator for gathering information
from the participants since all information required are
sensitive. Moreover, 7 selected women were excluded
from the study because 5 were on their period, and 2
were pregnant. However, the researcher believes that it
did not impact the study results since an excess of 20
couples had been selected at the stage of sample selection
by a random method.
CONCLUSION
e hill tribe women are at risk for abnormal cervical
cell. e number of partners of both women and the
number of partners of their husband are identied as the
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
224
Characteristics Total Abnormal Normal OR 95% CI P-value OR
adj
95% CI
P-value
n (%) n (%) n (%)
Tribe
Hmong 286 (63.6) 7 (2.4) 279 (97.6) 1.34 (0.34-5.28) 0.670
Mien 164 (36.4) 3 (1.8) 161 (98.2) 1
Age (years)
30-40 152 (33.8) 4 (2.6) 148 (97.4) 2.17 (0.39-12.05) 0.374
41-50 135 (30.0) 4 (3.0) 131 (97.0) 2.45 (0.44-13.63) 0.303
51-60 163 (36.2) 2 (1.2) 161 (98.8) 1
Education
Illiterate 151 (33.6) 4 (2.6) 147 (97.4) 0.98 (0.17-5.47) 0.981
Primary school 225 (50.0) 4 (1.8) 221 (98.2) 0.65 (0.11-3.63) 0.625
High school 74 (16.4) 2 (2.7) 72 (97.3) 1
Occupation
Farmer 348 (77.3) 6 (1.7) 342 (98.3) 0.39 (0.07-2.01) 0.264
Merchant 55 (12.2) 2 (3.6) 53 (96.4) 0.84 (0.11-6.27) 0.873
Labor 47 (10.5) 2 (4.3) 45 (95.7) 1
Income (bath/month)
≤ 3,000 249 (55.3) 3 (1.2) 246 (98.8) 0.22 (0.04-1.15) 0.075
3,001-5,000 142 (31.6) 4 (2.8) 138 (97.2) 0.54 (0.11-2.49) 0.431
≥ 5001 59 (13.1) 3 (5.1) 56 (94.9) 1
Religion
Buddhist 401(89.1) 9 (2.2) 392 (97.8) 1.10 (0.13-8.88) 0.927
Christian 49 (10.9) 1 (2.0) 48 (98.0) 1
Rights of free access health care
Yes 368 (81.8) 7 (1.9) 361 (98.1) 1 0.338
No 82 (18.2) 3 (3.7) 79 (96.3) 1.95 (0.49-7.74)
Age at rst sexual intercourse (years)
<18 242 (53.8) 3 (1.2) 239 (98.8) 2.77 (0.70-10.86) 0.143
≥18 208 (46.2) 7 (3.4) 201 (96.6) 1
Age at marriage (years)
<18 236 (52.4) 3 (1.3) 233 (98.7) 2.62 (0.67-10.28) 0.166
≥18 214 (47.6) 7 (3.3) 207 (96.7) 1
Number of partners (persons)
<4 405 (90.0) 6 (1.5) 399 (98.5) 1 1
≥4 45 (10.0) 4 (8.9) 41 (91.1) 6.48 (1.75-23.93) 0.005* 7.09 (1.85-27.17) 0.004*
Method of contraception use
None 261 (58.0) 5 (1.9) 256 (98.1) 1
Orally 57 (12.7) 1 (1.8) 56 (98.2) 0.91 (0.10-7.97) 0.935
Injection 58 (12.9) 3 (5.2) 55 (94.8) 2.79 (0.64-12.03) 0.168
Tubal ligation 74 (16.4) 1 (1.4) 73 (98.6) 0.70 (0.08-6.09) 0.748
History of yellow or green or offensive odour leucorrhoea
Yes 62 (13.8) 3 (4.8) 59 (95.2) 2.76 (0.69-11.00) 0.148
No 388 (86.2) 7 (1.8) 381 (98.2) 1
TABLE 1. Univariate and multivariate analyses of factors associated with abnormal cervical cell.
Kuntasorn et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
225
Original Article
SMJ
TABLE 1. Univariate and multivariate analyses of factors associated with abnormal cervical cell.
Characteristics Total Abnormal Normal OR 95% CI P-value OR
adj
95% CI
P-value
n (%) n (%) n (%)
History of genital ulcer
Yes 40 (8.9) 2 (5.0) 38 (95.0) 2.64 (0.54-12.90) 0.229
No 410 (91.1) 8 (2.0) 402 (98.0) 1
Smoking
Yes 198 (44.0) 7 (3.5) 191 (96.5) 3.04 (0.77-11.91) 0.110
No 252 (56.0) 3 (1.2) 249 (98.8) 1
Alcohol use
Yes 168 (37.3) 3 (1.8) 165 (98.2) 0.71 (0.18-2.80) 0.629
No 282 (62.7) 7 (2.5) 275 (97.5) 1
History of cervical cancer of family member
Yes 28 (6.2) 2 (7.1) 26 (92.9) 3.98 (0.80-19.70) 0.090
No 422 (93.8) 8 (1.9) 414 (98.1) 1
Exercise
Yes 203 (45.1) 3 (1.5) 200 (98.5) 1
No 247 (54.9) 7 (2.8) 240 (97.2) 1.94 (0.46-7.61) 0.340
Knowledge
Low 209 (46.4) 5 (2.4) 204 (97.6) 1.05 (0.12-9.25) 0.962
Moderate 197 (43.8) 4 (2.0) 193 (98.0) 0.89 (0.09-8.17) 0.919
High 44 (9.8) 1 (2.3) 43 (97.7) 1
Attitude
Low 126 (28.0) 4 (3.2) 122 (96.8) 2.78 (0.30-25.37) 0.363
Moderate 238 (52.9) 5 (2.1) 233 (97.9) 1.82 (0.21-15.83) 0.586
High 86 (19.1) 1 (1.2) 85 (98.8) 1
Practice
Low 119 (26.4) 2 (1.7) 117 (98.3) 0.82 (0.11-5.93) 0.845
Moderate 233 (51.8) 6 (2.6) 227 (97.4) 1.26 (0.25-6.39) 0.773
High 98 (21.8) 2 (2.0) 96 (98.0) 1
Number of sexual partners of husband (persons)
<4 346 (76.9) 4 (1.2) 342 (98.8) 1 1
≥4 104 (23.1) 6 (5.8) 98 (94.2) 5.23 (1.44-18.92) 0.012* 5.63 (1.51-20.90) 0.010*
Condom use with other women (n=271)
Never 132 (48.7) 5 (3.8) 127 (96.2) 1.65 (0.18-14.55) 0.650
Sometimes 96 (35.4) 4 (4.2) 92 (95.8) 1.82 (0.19-16.83) 0.595
Always 43 (15.9) 1 (2.3) 42 (97.7) 1
Husband’s history of genital ulcer
Yes 15 (3.3) 1 (6.7) 14 (93.3) 3.38 (0,40-28.54) 0.263
No 435 (96.7) 9 (2.1) 426 (97.9) 1
History of sexual intercourse with sex workers
Yes 52 (11.6) 4 (7.7) 48 (92.3) 5.44 (1.48-19.98) 0.011*
No 398 (88.4) 6 (1.5) 392 (98.5) 1
* Signicant level at α =0.05
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
226
TABLE 2. General characteristics of husbands.
TABLE 3. Prevalence of abnormal cervical cancer.
Characteristics n (%)
Number of partners (persons)
<4 346 (76.9)
≥4 104 (23.1)
Condom use while having sex with other women (n=271)
Never 132 (48.7)
Sometimes 96 (35.4)
Always 43 (15.9)
History of genital discharge
Yes 0 (0.0)
No 450 (100.0)
History of genital ulcer
Yes 15 (3.3)
No 435 (96.7)
Sexual intercourse with sex worker
Yes 52 (11.6)
No 398 (88.4)
Characteristics N (%)
Negative for intraepithelial lesion or malignancy (NIL) 345 (76.7)
Organism
Trichomonas spp. 3 (0.7)
Fungus 26 (5.8)
Coccobacilli shift in vaginal ora 32 (7.1)
Others 2 (0.4)
Other non-neoplastic ndings
Inammation 29 (6.4)
Atrophy 3 (0.7)
Epithelial cells abnormalities
Squamous cells 10 (2.2)
Atypical squamous cells of undetermined signicance (ASC-US) 5 (1.2)
Atypical squamous cells-cannot exclude HSIL (ASC-H) 2 (0.4)
Low grade squamous intraepithelial lesion (LSIL)
Cervical Intraepithelium Neoplasia I (CIN-I) 2 (0.4)
High grade squamous intraepithelial lesion (HSIL)
Cervical Intraepithelium Neoplasia II (CIN-II) 1 (0.2)
Kuntasorn et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
227
Original Article
SMJ
factors associated to abnormal cervical cell of Hmong
and Mien women. Public health intervention which is
focused on minimizing the number of partners among
these hill tribe population should be implemented to
reduce the possibility of having abnormal cervical cell.
ACKNOWLEDGMENTS
e authors would like to thank the Hmong and
Mien women who participated in the study. We also would
like to thank the directors of Pang Kha, Khun Kwaun,
Hwauy Khok Mhoo and Rom Yen Health Promoting
Hospitals in Pha Yao province, ailand, for help in
data collection.
REFERENCES
1. Fitzmaurice C, Allen C, Barber RM, Barregard L, Bhutta ZA,
Brenner H, et al. Global, regional, and national cancer incidence,
mortality, years of life lost, years lived with disability, and
disability-adjusted life-years for 32 cancer groups, 1990 to
2015: A systematic analysis for the global burden of disease
study. JAMA Oncology 2017;3: 524-48.
2. World Cancer Research Fund International (WCRF International).
Cancer facts & gures worldwide data. Available from http://
www.wcrf.org/int/cancer-facts- gures/worldwide- data.
3. World Health Organization (WHO). Cancer situation in SEAR
countries. Available from: http://www.searo.who.int/thailand/
news/cancer-sear/en/
4. Sreedevi A, Javed R, Dinesh A. Epidemiology of cervical cancer
with special focus on India. Int J Women’s Health 2015;7:405-14.
5. Centers for Disease Control and Prevention (CDC). Gynecologic
cancers: cervical cancer. Available from: https:// www.cdc.gov/
cancer/cervical/
6. World Health Organization (WHO). Cervical cancer prevention
and control saves lives in the Republic of Korea. Available from:
http://www.who.int/news-room/feature- stories/detail/cervical-
cancer-prevention-and-control-saves- lives-in-the-republic-
of-korea.
7. Sawatdimongkol S. Annual report of non-communicable diseases
2015. Available from: http://www. thaincd.com/document/
le/download/paper manual/Annual-report-2015.pdf
8. Lampang Cancer Hospital. Cancer incidence in northern
ailand, 2012-2016. Available from: http://www.lpch.go.th/
lpch/lpch_attachment/20151016085144134377.pdf
9. Lampang Cancer Hospital. Cancer incidence in Pha Yao
province. Available from: http://www. lpch.go.th/lpch/lpch_
attachment/20151202100952874252.pdf
10. itibordin B. Reporting system of cancer service plan in Pha
Yao province, ailand. Available from: http:// bie.moph.
go.th/eins59/upload/2559A12103114.doc
11. Pha Yao Provincial Public Health Oce, ailand. Cervical
cancer screening report. Available from: http://203.209.96.247/
chronic/rep_cancer_vagina. php
12. Hill Tribe Development Center of Pha Yao Province, ailand.
Hill tribe population data in 2016-2017. Available from: http://
www.sdc31.go.th/index.php?name=download& le=readdownload
&id=19
13. Apidechkul T. A 20-year retrospective cohort study of TB
infection among the Hill-tribe HIV/AIDS populations, ailand.
BMC Infect Dis 2016;16:72.
14. Kritpetcharat OW, Sirijaichingkul S, Kritpetcharat P. Comparison
of Pap smear screening results between Akha hill tribe and
urban women in Chiang Rai province, ailand. Asian Pac J
Cancer Prev 2012;13:5501-4.
15. awongma S, Maneewan K. Roles of adolescents Hmong
and sexual behavior modication. Hill Tribe’s Health Development
Center, Chiang Mai, ailand. 2006.
16. Apidechkul T, Laingoen O, Suwannaporn S. Inequity in accessing
health care service in ailand in 2015: A case study of the Hill
tribe people in Mae Fah Luang district, Chiang Rai, ailand.
J Health Res 2016;30 67-71.
17. Khirisuntikul S. Development of a health promotion model
for cervical cancer prevention among hill tribe women aged
30-60 years. Available from: https://wwwnno.moph. go.th/
research/index.php/2559/item/274-2559-1
18. Pha Yao Provincial Public Health Oce, ailand. Hill tribe
population in 2016. Pha Yao Provincial Public Health Oce,
Pha Yao, ailand, 2016.
19. Naing L, Winn T, Rusli BN. Practical issues in calculating the
sample size for prevalence studies. Arch Orofac Sci 2006;1:9-14.
20. Mohayza MM, Sulaiman L, Sern LC, Salleh KM. Measuring
the validity and reliability of research instruments. Procedia
Soc Behav Sci 2015;204:164-71.
21. Michaan N, Gortzak-Uzan L, Grisario D, Laskov I. Ethnicity-
related trends in gynecologic malignancies in Israel, 1993-2013.
Int J Gynaecol Obstet 2018;142:176-81.
22. Akram Husain RS, Rajakeerthana R, Sreevalsan A, Prema Jayaprasad P,
Ahmed S, Ramakrishnan V. Prevalence of human papilloma virus
with risk of cervical cancer among south Indian women: A genotypic
study with meta- analysis and molecular dynamics of HPV
E6 oncoprotein. Infect Genet Evol 2018;62:130-40.
23. e HPV Information Center, ailand. Human papilloma
virus and related disease report. Available from: http://www.
hpvcentre.net/statistics/reports/THA.pdf
24. Liu ZC, Liu WD, Liu YH, Ye XH, Chen SD. Multiple sexual
partners as a potential independent risk factor for cervical
cancer: a meta-analysis of epidemiological studies. Asian Pac
J Cancer Prev 2015;16:3893-900.
25. Jolly PE, Mthethwa-Hleta S, Padilla LA, Pettis J, Winston S,
Akinyenmiju TF, et al. Screening, prevalence, and risk factors
for cervical lesion among HIV positive and HIV negative
women in Swaziland. BMC Public Health 2017;17:218.
26. Okunade KS, Nwogu CM, Oluwole AA, Anorlu RI. Prevalence
and risk factors of genital high-risk human papillomavirus
infection among women attending the out-patient clinics of a
university teaching hospital in Lagos, Nigeria. Pan Afr Med J
2017; 28:227.
27. Mbulawa ZZA, van Schalkwyk C, Hu NC, Meiring TL, Barnabas
S, Dabee S, et al. High human papillomavirus (HPV) prevalence
in South Africa adolescents and young women encourages expanded
HPV vaccination campaigns. PLoS One 2018;13(1): e0190166.
28. Obiri-Yeboah D, Akakpo PK, Mutocheluh M, Adje-Danso
E, Allornuvor G, Amoako-Sakyi D, et al. Epidemiology of
cervical human papillomavirus (HPV) infection and squamous
intraepithelial lesion (SIL) among a cohort of HIV-infected
and uninfected Ghanaian women. BMC Cancer 2017;17:688.
29. Shi N, Lu Q, Zhang J, Li L, Zhang J, Zhang F, et al. Analysis
of risk factors for persistent infection of asymptomatic women
with high-risk human papilloma virus. Hum Vaccin Immunother
2017;13:1404-11.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
228
Chonnakarn Jatchavala, M.D., M.Sc., Jarurin Pitanupong M.D.
Department of Psychiatry, Faculty of Medicine, Prince of Songkla University, Hat Yai, Songkhla 90110, ailand.
Resilience in Medical Doctors within the Areas of
the Southern Thailand Insurgency
Corresponding author: Chonnakarn Jatchavala
E-mail: jchonnak@gmail.com
Received 20 December 2018 Revised 29 March 2019 Accepted 22 April 2019
ORCID ID: http://orcid.org/0000-0001-9765-2184
http://dx.doi.org/10.33192/Smj.2019.35
ABSTRACT
Objective: is study aimed to examine resilience and its’ associated factors among medical doctors who worked at
hospitals, either in the restive areas of the southern ailand insurgency, or non-restive areas of nearby provinces.
Methods: is cross-sectional study was conducted for all medical doctors who worked at the hospitals located
in the lower southern part of ailand from January to April 2018. All of the participants completed the personal
information and ai resilience questionnaires (ai-RQ) by themselves. e data was analyzed by descriptive
statistics, whilst the factors associated with resilience were analyzed using logistic regression analysis.
Results: From 245 medical doctors, most were female (58.0%), single (50.2%) and worked more than 40 hours
per week (30.2%). e average resilience scores were at a normal level (62.3 ± 7.8) as well as most of them being
(67.3%). e highest section of resilience was coping skills, with the lowest being emotional stability. ere were no
dierences in resilience between those who worked in restive areas, or those who worked in non-restive areas of the
southern ailand insurgency. Perceived sleep/rest quality and family relationships were signicantly associated
with their resilience.
Conclusion: Most of the medical doctors, who worked at hospitals either in the restive or non-restive areas of the
southern ailand insurgency, were at normal levels of resilience. No dierence of resilience was found between
these two areas. e factors associated with resilience were perception of sleep/rest quality and family relationships.
Keywords: Resilience; medical doctor; south ailand insurgency (Siriraj Med J 2019;71: 228-233)
INTRODUCTION
Since 2004, the ailand’s southern insurgency,
which is a part of a complicated political conict, has
continuingly deteriorated, generating violence in the
3 provinces of southern ailand: Patani, Yala and Narathi,
in addition to some parts of Songkhla province, which
the ai media has dubbed as the SBP (Southern border
Providences) of ailand.
From the 1
st
of January 2004 to the 31
st
of August
2018; 19,993 violent situations were ocially reported
with; 6,848 people killed and another 13,443 injured
in total.
1
Local people, including medical professionals
working in these areas, have to live under these ongoing,
stressful circumstances and embody a substantial escalation
in psychological distresses.
2
ey are at risk of many
mental illnesses; not only burnout syndrome which is
commonly found among health care professionals, but
also more severe psychiatric disorders, such as; post-
traumatic stress disorder.
3
However, Charoenwong and the co-authors
2
found
that most, local people in the restive areas represented
as having normal levels of stress. Even a survey among
widows whose husbands died due to the violent situations
in the SBP, revealed stable stress management, spiritual
and physical strength.
4
Jatchavala et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
229
Original Article
SMJ
e remarkable question is: ‘Exactly how do they live
under these continuing stressful conditions?’ Especially
medical doctors, who normally already work in demanding
settings as is the nature of their profession. the researchers
focused on the medical doctors ‘resilience’, as this is
the capacity to recover quickly from any diculties.
5
Within Thailand’s context, resilience and resilience
assessment were conceptually based on 3 sources of: “I AM”,
“I HAVE” and “I CAN”. erefore, the ai version of
resilience quotient was divided into 3 parts: emotional
stability, will power and coping skills.
6
Previous studies of
resilience promotion reported that; the extrinsic factors
that are associated to the level of resilience were quality
of family relationship and governmental/social support.
7
As well as which intrinsic factors were self- esteem, faith
and high cognitive functionality, however; physical
illnesses could interfere with resilience, particularly
among patients with an abnormal cortisol level, which
is also related to stress.
8
For these reasons, the researchers emphasized both
resilience and associating factors among medical doctors,
who work in government hospitals in the restive areas
of SBP, and the other 4 southern provinces of ailand
for comparison. is was in order for the collection of
principal data for promoting mental health among ai
health care professionals, and to develop psychological
support systems for public health organizations in ailand.
MATERIALS AND METHODS
is study was a cross-sectional survey; designed
to determine the level of resilience and its’ associated
factors among medical doctor, working at secondary and
tertiary-care hospitals in the restive areas of Narathiwas,
Patani, Yala, and 4 the non-restive provinces of Songkhla,
Satun, Trang and Phatthalung, from January to April
2018. Additionally, this research also compared resilience
between the restive areas of the ailand’s southern
insurgency, and the non-restive areas in 4 nearby provinces.
Aer the research proposal was endorsed by the ethic
committee of Prince of Songkla University (REC number:
60-262-03-1), the researchers contacted human resource
ocers at each secondary and tertiary hospitals in both the
restive and non-restive areas of the ailand’s southern
insurgency. Upon contact, we asked for permission from
the directors of each hospital for help in the administration
all of the sealed envelopes of the self-administered
questionnaires: ai resilience questionnaires (ai-
RQ)
9
, to all medical doctors, who were employed at
that time. Consensus to participate in the study had to
be individually agreed upon.
Whilst the estimated size of our target population
is at least 320 medical doctors
10
, according to region 12,
from the Ministry of Public health records, there are 1,592
physicians on duty.
11
en, the data were performed
using the R soware package, and were analyzed by using
descriptive statistics. e primary results were presented
as: frequency, percentage, average and standard deviation.
erefore, associated factors of resilience were analyzed
by using logistic regression.
RESULTS
Of the 245 medical doctors, who participated
in this study (19.3% responded from a total of 1270
questionnaires); 55.9% of them worked in restive areas
of the SBP. Participants were mostly females (58.0%)
Buddhist (80.0%), healthy (74.7%) and single (50.2%).
The mean age±SD was 35.9±9.5 years old, with the
mean±SD amount of working hours per week being
63.0±26.4. Around half of the participants reported
that they perceived adequate rest and sleep, but more
of them perceived this to be inadequate (48.6% and
49.0% respectively). Most of them revealed that the most
important reason in the choice of their workplace location
was so as to be near their homes, and families (55.1%).
ey also assessed their own family relationships as
being good or excellence (48.6% and 40.0% respectively).
However, 86.9 % of them reported that they perceived
considerable stress form their work. (Table 1)
Regarding levels of resilience (Table 2), no signicant
dierence was found between medical doctors who worked
in either the restive or non-restive areas of ailand’s
southern insurgency. Only 15.7% of the medical doctors
in restive areas, and 14.7% of those who worked in
non-restive ones, had less levels of resilience than that
of a normal population. Whilst the domain showed, the
highest prevalence of normal to above average levels of
resilience, was coping skills (91.7% in restive areas, and
88.2% in non-restive areas). e domain of emotional
stability represented the lowest prevalence; as 14.8% in
restive areas and 15.4% in non-restive area, were reported
as lower levels of resilience than normal people. (Table 3)
On the subject of associated factors to resilience
(Table 4), perception of sleeping/rest quality (p -value=0.067)
and family relationships (p-value<0.001) were found
to be statistically signicantly associated to the levels
of resilience among medical doctors, working in both
the restive and non-restive areas of ailand’s southern
insurgency. According to Table 5, both groups of medical
doctors, who perceived adequate rest/sleep, showed 2.5
greater levels of resilience than those who perceived this
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
230
Demographic characteristics Number (%)
Gender
Male 103 (42.0)
Female 142 (58.0)
Age (year)
Mean±S.D.(min-max) 35.9±9.5 (24-60)
Hometown
3 southern border provinces 89 (36.3)
Other southern provinces 124 (50.6)
Others provinces 31 (12.7)
Missing valued 1 (0.4)
Religion
Buddhism 196 (80.0)
Islam 44 (18.0)
Christianity 2 (0.8)
Others 3 (1.2)
Marital status
Single 123 (50.2)
Married/couple 115 (46.9)
Divorced /widow 3 (1.2)
Missing value 4 (1.6)
Hospitallocation
Non-SBP 137 (55.9)
SBP 108 (44.1)
Work hour (per week)
Mean±S.D. (min-max) 63.0±26.4 (6-120)
≤40 74(30.2)
41-60 62 (25.3)
61-80 36 (14.7)
>80 55 (22.4)
Missing value 18 (7.3)
Perceived quality of resting or sleeping
Adequate 119 (48.6)
Not adequate 120 (49.0)
Not sure 1 (0.4)
Missing valued 5 (2.0)
Perceived work stress
No 30 (12.2)
Yes 213 (86.9)
Missing value 2 (0.8)
History of physical illness
No 183 (74.7)
Yes 59 (24.1)
Missing value 3 (1.2)
Family relationship
Excellent 98 (40.0)
Good 119 (48.6)
Fair 26 (10.6)
Missing value 2 (0.8)
Initial reasons of working in the hospital
Near home 135 (55.1)
Reimbursement education fund 39 (15.9)
Follow couple or family 20 (8.2)
Have a chance for study programming 15 (6.1)
Others 33 (13.5)
Missing value 3 (1.2)
TABLE 1. Demographic characteristics (n=245).
Abbreviations: S.D. = standard deviation, GPA = grade point average
Jatchavala et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
231
Original Article
SMJ
TABLE 2. Level of resilience categorized by working area.
Resilience Quotient Total (%) Non-restive (%) Restive (%) Chi2
screening test n=136 n=108 P-value
Level of resilience 0.675
Less than normal range (<55) 37 (15.1) 20 (14.7) 17 (15.7)
Normal range (55-69) 165 (67.3) 90 (66.2) 75 (69.4)
Higher than Normal range (>69) 42 (17.1) 26 (19.1) 16 (14.8)
Mean±S.D. (min-max) 62.3±7.8 (40-80) 62.5±7.8 (42-80) 61.9±7.8 (40-78)
TABLE 3. ree domain of Resilience Quotient by working area (n=244).
Domain of resilience
Total (%) Non-restive (%) Restive (%) Chi2
n=137 n=108 P-value
Emotional stability 0.721
Less than normal range 37 (15.1) 21 (15.4) 16 (14.8)
Normal range (27-34) 173 (70.6) 94 (69.1) 79 (73.1)
Higher than normal range 34 (13.9) 21 (15.4) 13 (12.0)
Mean±S.D. (min-max) 30.2±4.1 (19-40) 30.3±4.2 (20-40) 30.1±3.9 (19-38)
Will power 0.501
Less than normal range 27 (11.0) 13 (9.6) 14 (13.0)
Normal range (14-19) 177 (72.2) 98 (72.1) 79 (73.1)
Higher than normal range 40 (16.3) 25 (18.4) 15 (13.9)
Mean±S.D. (min-max) 16.7±2.5 (10-20) 16.8±2.4 (10-20) 16.6±2.5 (10-20)
Coping skill 0.462
Less than normal range 25 (10.2) 16 (11.8) 9 (8.3)
Normal range (13-18) 197 (80.4) 106 (77.9) 91 (84.3)
Higher than normal range 22 (9.0) 14 (10.3) 8 (7.4)
Mean±S.D. (min-max) 15.4±2.3 (9-20) 15.5±2.3 (9-20) 15.2±2.2 (9-20)
to be inadequate (95%CI=1.1,5.8). Whereas, those who
appraised their family relationship as being excellence,
were found to have resiliency levels 6.5 higher than those
who did not (95%CI=2.1,19.9).
DISCUSSION
Previous studies of mental health, in the SBP of
ailand, mostly focused on mental diculties and
psychiatric diseases, in valuable populations, such as;
patients with substance dependence.
12
However, it is
questionable as to why some groups of people can produce
positive consequences in specic situations at risk, for
example; medical doctors in the areas of ailand’s southern
insurgency as well as nearby provinces. Compared with
a study among patients with substance-related disorders
in the restive areas of SBP, 15.7% of medical doctors who
worked in the same area were found to have lower levels
of resilience than that of a normal population. Whereas,
28.3% of these patients reported the same level.
13
e
dierent results may clarify the phenomenon of dierent
social and occupational functioning. Oppositely, dissimilar
physical and mental strength between the two groups
of the population may explain the dierence on the
outcomes of resilience.
However, the authors found that 99.6% of the same
group of medical doctors were suering from burnout
syndrome.
14
is survey of resilience, which found 84.4%
of the total medical doctors, and 84.2% of those who
worked in the restive areas had normal to higher than
normal levels of resilience, and this may explain the
reason why these medical doctors could work as per usual
in situations with surrounding violence, while suering
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
232
TABLE 4. Association between demographic variables and level of resilience.
Level of resilience Chi2
Demographic characteristics <55 >=55 P-value
(n=37) (n=207)
Gender 0.161
Male 20 (54.1) 83 (40.1)
Female 17 (45.9) 124 (59.9)
Age (year) 0.579
<30 13 (35.1) 58 (28.2)
30-40 14 (37.8) 96 (46.6)
41-60 10 (27.0) 52 (25.2)
Religion 0.679
Buddhism 31 (83.8) 164 (79.2)
Islam/Christianity 6 (16.2) 43 (20.8)
Marital status 0.175
Single/ divorced / widow 23 (63.9) 102 (50.0)
Married/couple 13 (36.1) 102 (50.0)
Work hours (per week) 0.131
≤40 6(18.2) 68(35.1)
41-60 8 (24.2) 54 (27.8)
61-80 8 (24.2) 28 (14.4)
>80 11 (33.3) 44 (22.7)
Perceived quality of resting or sleeping 0.067
Adequate 12 (34.3) 107 (52.7)
Not adequate 23 (65.7) 96 (47.3)
Perceived work stress 0.271
a
No 2 (5.7) 28 (13.5)
Yes 33 (94.3) 179 (86.5)
History of physical illness 0.977
No 27 (77.1) 155 (75.2)
Yes 8 (22.9) 51 (24.8)
Family relationship <0.001
Excellent 8 (22.9) 90 (43.5)
Good 17 (48.6) 101 (48.8)
Fair 10 (28.6) 16 (7.7)
a
= p-value from Fisher’s exact test
Level of resilience <55 = below average
>=55 = average and above average
TABLE 5. Analyzed Factors associated with resilience (n=221).
Factors
Crude OR Adjusted OR (95%CI) P
(95%CI) LR-test
Perceived quality of resting or sleeping 0.021
Not adequate 1 1
Adequate 2.9 (1.3, 6.3) 2.5 (1.1, 5.8)
Family relationship 0.005
Fair 1 1
Excellent 7.3 (2.4, 22.1) 6.5 (2.1, 19.9)
Good 3.5 (1.4, 9.1) 3.3 (1.3, 8.8)
Abbreviations: OR= Odds ratio, LR = Likelihood Ratio
Jatchavala et al.
Volume 71, No.3: 2019 Siriraj Medical Journal
www.smj.si.mahidol.ac.th
233
Original Article
SMJ
from burnout syndrome. In so saying, a secondary data
analysis study for correlation should be undertaken.
Regarding the associated factors of resilience, quality
of rest/sleep and family relationships showed to have a
signicant association. To promote resilience in medical
doctors, especially those who work in situations at risk;
policy makers should emphasize the working hours,
work-load and work-place location, so as to provide for
adequate rest/sleep and non-disturbance of such family
relationships. Additionally, medical doctors themselves
should be aware of their quality of sleep/rest, family
relationships along with other resources to face both
the mental and physical diculties from their work.
Strength and limitation
Even though this study was the rst study of resilience
among ai medical doctors, especially in the restive areas
of southern ailand’s insurgency, the response rate was
below 20.0%. However, the sample size determination
for nite populations was 320 medical doctors; therefore,
245 participants were 76.5% of calculated sample size,
which is adequate for this resilience study.
e design of this study was that of a cross-sectional
survey; the results could not summarize the process of
medical doctors’ adaptation in spite of adversities. us, a
cohort coupled with long-term, follow-up studies in this
group of the population should be conducted. Moreover,
the data came from a quantitative designed research, which
explains only individual traits of the participants could
also be tabled. To understand the paradigm of resilience,
we have to study contextual interactions between their
inner strengths and contributions within the environment,
therefore; a qualitative- designed study is required.
CONCLUSION
Most medical doctors, who worked at secondary
and tertiary-care hospitals in both the restive areas of
ailand’s southern insurgency as well as the non-restive
areas of nearby provinces, were at normal or higher than
normal levels of resilience. No dierence of resilience was
found between the restive and the non-restive areas of the
ailand’s southern insurgency. e factors associated
to resilience were: perception of sleeping/rest quality
and family relationships. Medical doctors who perceived
adequate rest/sleep showed a 2.5 greater level of resilience,
while those who estimated excellent family relationships
were found to have a resiliency level of 6.5 higher.
ACKNOWLEDGMENTS
is study was fully granted by the Faculty of Medicine,
Prince of Songkla University, ailand. Authors feel
very thankful for cooperation from all hospitals which
participated in our study. We also appreciate Mrs. Nisan
Werachattawanand and Ms. Kruewan Jongborwanwiwat for
their absolute helpful data-analyzing and administration.
Conict of Interest: No conict of interest was declared
by the corresponding author, on behalf of all authors.
REFERENCES
1. Deep South watch. Summary of incidents in Southern ailand,
august 2018 [Internet]. Deepsouthwatch.org. 2018 [cited 2018
Oct 3]. Available from: https://deepsouthwatch.org/en/node/
11862
2. Charoenwong S, Kongsuwan V, Taogani M. Stress and
psychological self-care behaviors of the people in the unrest
area of Narathiwat Province, ailand. Bangkok: Mental Health
in the City; 2007.
3. Maslach C, Jackson S. Burnout in health professions: a social
psychological analysis. In: Sanders G, Suls J, editors. Social
psychology of health and illness. New Jersey: Lawrence Erlbaum;
1982. p. 227-51.
4. Udomlapsakul S, Intanon T, Suttharangsee W. Mental health
promotion of widows from situation of unrest in the three
southernmost provinces, ailand. PNU J 2011; 3:29-40.
5. Oxford University Press. Resilience | Denition of resilience
in English by Oxford Dictionaries [Internet]. Oxford
Dictionaries | English. 2018 [cited 2018 Oct 4]. Available from:
https://en.oxforddictionaries.com/denition/resilience
6. Maneerat S, Isaramalai S- arun, Boonyasopun U. A conceptual
structure of resilience among ai elderly. e Journal of
Behavioral Science [Internet]. 2011 [cited 2018 Oct 5];6(1):
24-40. Available from: https://www.tci-thaijo.org/index.php/
IJBS/article/view/514
7. Rutter M. Psychosocial resilience and protective mechanisms.
Am J Orthopsychiat 1987; 57(3):316-31.
8. Simeon D, Yehuda R, Cunill R, Knutelska M, Putnam F, Smith
L. Factors associated with resilience in healthy adults.
Psychoneuroendocrinology 2007; 32:1149-52.
9. Mental Health Center Region 10. Mental health screening tool
[Internet]. Ubon Ratchathani: Mental Health Center Region
10; 2018 [cited 2018 Dec 4]. Available from: http://www.mhc10.
go.th/evaluation.php
10. Yamane, Taro. Statistics, An Introductory Analysis, 2
nd
ed.,
New York: Harper and Row, 1967.
11. Ministry of public health, ailand. Information of stas
[Internet]. Sasuk12.com. 2017 [cited 5 August 2017]. Available
from: http://www.sasuk12.com/index3.php
12. Jatchavala C, Vittayanont A. Post-traumatic stress disorder
symptoms among patients with substance-related disorders
in the restive areas of south ailand insurgency. Songkla Med
J 2017; 35(2):121-32.
13. Jatchavala C, Ngamkajornwiwat A. Resilience among patients
with substance-related disorders in the restive area of south
ailand insurgency. J Psychiatr Assoc ailand 2016; 61(4):307-18.
14. Pitanupong J, Jatchavala C. A study on the comparison of
burnout syndrome, among medical doctors in the restive areas
and non-restive areas of the South ailand Insurgency. J
Health Sci Med Res 2018; 36(4):279-89.